Sentences with phrase «fiduciary capacities»

«Very few financial advisers hold themselves out to be fiduciaries, and even fewer will sign an agreement that states, in no uncertain terms, that they are operating in a fiduciary capacity as your adviser,» Davidson explains.

The core of the Morgan Creek investment team has worked together in a fiduciary capacity for many years managing one of the most complex endowment management programs in the country.

Unless otherwise disclosed to you, any investment or management recommendation in this document is not meant to be impartial investment advice or advice in a fiduciary capacity, is intended to be educational, and is not tailored to the investment needs of any specific individual.

It's not acting in any fiduciary capacity with respect to any contract and / or investment.

The Paul Ehrlich Foundation The Paul Ehrlich Foundation is a legally dependent foundation which is managed in a fiduciary capacity by the Association of Friends and Sponsors of the Goethe University, Frankfurt.

We will serve in a fiduciary capacity and pledge to deliver financial advice and services that are exclusively to the benefit of our clients.

Generally, a financial advisor is an independent practitioner who operates in a fiduciary capacity in which a client's interests come before his own.

The information provided does not constitute a recommendation of any investment strategy or product for a particular investor and should not be considered advice given in a fiduciary capacity, including within the meaning of ERISA.

Those categories include debts for alimony and child support; money obtained through filing false financial statements; debts for willful and malicious injury to person or property; debts for death or personal injury caused by the debtor's operation of a motor vehicle while the debtor was intoxicated; and debts from fraud or defalcation while acting in a fiduciary capacity, embezzlement or larceny.

Old National will act in a fiduciary capacity and acknowledge our role in writing for our ERISA and non-ERISA retirement plan services.

Added protection for the plan sponsor, as both the trustee and the manager of the CIF serve in a fiduciary capacity;

In providing this material, Putnam is not providing impartial advice in a fiduciary capacity.

persons who represent you in a fiduciary capacity, including your attorney or trustee, or who have a legal interest in your insurance policy;

For example: When the investments are subject to ERISA, Taft - Hartley Plans, held in a trust / endowment / foundation, when the investments are in an estate and the executor is making investment decisions, or when there is more than one investment manager acting in a fiduciary capacity under the Uniform Prudent Investor Act.

No information contained herein should be regarded as a suggestion to engage in or refrain from any investment - related course of action as none of PIMCO nor any of its affiliates is undertaking to provide investment advice, act as an adviser to any plan or entity subject to the Employee Retirement Income Security Act of 1974, as amended, individual retirement account or individual retirement annuity, or give advice in a fiduciary capacity with respect to the materials presented herein.

Let me frame this by pointing out that in the current (partly) capitalist free - market system descended from the winner of the Cold War, judgements of necessity of actions by corporations are generally made (at the top) by the CEO and / or Board of Directors, acting in a fiduciary capacity as regulated by various governmental entities.

Hiring an Investment Advisor, Attorney, or Medical or Other Professional / No Attorney - Client Relationship or Fiduciary Capacity.

Trust account rules vary from state to state, but one constant for attorneys or anyone working in a fiduciary capacity is the over-riding fear of running afoul of strict requirements.

(C) when the judge is acting pro se in a matter involving the judge's legal or economic interests, or when the judge is acting in a fiduciary capacity.

(C) A judge acting in a fiduciary capacity shall be subject to the same restrictions on engaging in financial activities that apply to a judge personally.

Funds held in trust include funds held in any fiduciary capacity in connection with a representation, whether as trustee, agent, guardian, executor or otherwise.

Apart from the likelihood of that being very remote, with all those years of experience, it escapes him that, rather than attach himself to the seller in a fiduciary capacity he could say, you know Mr. & Mrs seller, I have a client for this property, my duty right now is to them, so I will not represent you but I will be thrilled if you would allow me to bring an offer from my buyer for X fee.

The bankruptcy code prevents discharge of a debt that is obtained from «fraud or defalcation while acting in a fiduciary capacity....»

Therefore, the Brokerage did not represent the Clients in a fiduciary capacity and so there was no cause of action for breach of an implied fiduciary duty.

«Transaction broker» means a broker who provides limited representation to a buyer, a seller, or both, in a real estate transaction, but does not represent either in a fiduciary capacity or as a single agent.

The IRS enforces very strict laws that prohibit you from using your real estate IRA to transact directly with yourself, your spouse, your children, grandchildren, parents or grandparents or those of your spouse, as well as any advisor who works with you on your real estate IRA in a fiduciary capacity.

NTREA members provide essential management services for real estate assets owned in a fiduciary capacity.

They don't need your help, your clients don't need your brand of interpretation, you are simply conflicted in your fiduciary capacity.

In real estate, buyer agents represent their clients in a fiduciary capacity.

Not exact matches

«It's the advisor who would be acting in the capacity of the fiduciary, in order to help them pick and choose the investments in these plans,» Houston said in response to a question from analyst Steven D. Schwartz of Raymond James & Associates.

However, consistent with the Rollover Opinion's reliance on the Supreme Court decision of Varity v. Howe [1], many believed that an advisor engaged to provide plan - level fiduciary services, would not be acting as a fiduciary when acting in a wholly separate non-fiduciary capacity, such as selling personal rollover services unrelated to its status as a plan fiduciary.

Finance Academies: Helps charter schools and developers strengthen their internal financial management capacity and train charter board members in their fiduciary financial duties

These firms then act in the capacity of a fiduciary.

whether the consumer credit transaction or other transaction is made under the provisions of the National Housing Act, or where the creditor is exempt from licensing under this chapter, (ii) where the credit transaction is not a consumer transaction, (iii) where the credit transaction is by a trust institution as defined in Section 5 - 12A - 1 (1), in its capacity as a fiduciary under any plan or agreement qualified under 26 USC 401 (a) or defined by 5 USC 8437, 26 USC 403 (b), or 26 USC 457, or a trust exempt under 26 USC 501, or (iv) to any municipal pension system created under the laws of the State of Alabama.

Capital One Investing does not review any action or inaction of a fiduciary with respect to any Account, including any action or inaction taken by COA with respect to the Program, and disclaims any responsibility for determining (i) whether a fiduciary's conduct satisfies applicable standards of care, or (ii) the validity of a person's or entity's status, or capacity to serve, as a fiduciary.

Her experience includes, but is not limited to, complex litigation relating to claims of breach of fiduciary duty, will and trust contests, and claims of undue influence or lack of capacity.

In the trust and estate litigation arena, he represents corporate trustees, individual trustees, personal representatives, and beneficiaries in disputes involving breaches of fiduciary duty, dissipation of trust or estate assets, and claims of lack of testamentary capacity, undue influence and fraud.

His trust and estate litigation practice includes representing corporate trustees, individual trustees, personal representatives and beneficiaries in disputes involving breaches of fiduciary duty, dissipation of trust or estate assets, and claims of lack of testamentary capacity, undue influence and fraud.

Her estate litigation practice now boasts seven lawyers and eight litigation support clerks and focuses on dispute resolution in the areas of estate, trust, capacity, powers of attorney, guardianship, elder law, fiduciary advice, and opinion work.

The other side of that coin is that the Crown, in its capacity as fiduciary for the First Nation's assets should be providing regular reports to the First Nation, much as any other person with a «trust - like» responsibility is expected to report to the would - be beneficiary.

When litigation is required, our extensive litigation experience and capacity is available to help protect the fiduciary's interests.

(2) While acting as a fiduciary, a judge is subject to the same restrictions on financial activities that apply to the judge in a personal capacity.

By requiring all financial professionals to act in a fiduciary, instead of a sales, capacity, they'll be legally bound to put your finances first if they stand to gain financially.

In this capacity, the agent is working for the transaction, but has not entered into a fiduciary relationship with either party.