Sentences with phrase «fiduciary capacity»

«Very few financial advisers hold themselves out to be fiduciaries, and even fewer will sign an agreement that states, in no uncertain terms, that they are operating in a fiduciary capacity as your adviser,» Davidson explains.

This generally means that the financial firm must enter into a contract with the client acknowledging that it and the advisor are acting in a fiduciary capacity (i.e., will act in the client's best interests).

The core of the Morgan Creek investment team has worked together in a fiduciary capacity for many years managing one of the most complex endowment management programs in the country.

Unless otherwise disclosed to you, any investment or management recommendation in this document is not meant to be impartial investment advice or advice in a fiduciary capacity, is intended to be educational, and is not tailored to the investment needs of any specific individual.

It's not acting in any fiduciary capacity with respect to any contract and / or investment.

The Paul Ehrlich Foundation The Paul Ehrlich Foundation is a legally dependent foundation which is managed in a fiduciary capacity by the Association of Friends and Sponsors of the Goethe University, Frankfurt.

We will serve in a fiduciary capacity and pledge to deliver financial advice and services that are exclusively to the benefit of our clients.

Generally, a financial advisor is an independent practitioner who operates in a fiduciary capacity in which a client's interests come before his own.

It's not acting in any fiduciary capacity with respect to any contract and / or investment.

The information provided does not constitute a recommendation of any investment strategy or product for a particular investor and should not be considered advice given in a fiduciary capacity, including within the meaning of ERISA.

Those categories include debts for alimony and child support; money obtained through filing false financial statements; debts for willful and malicious injury to person or property; debts for death or personal injury caused by the debtor's operation of a motor vehicle while the debtor was intoxicated; and debts from fraud or defalcation while acting in a fiduciary capacity, embezzlement or larceny.

Old National will act in a fiduciary capacity and acknowledge our role in writing for our ERISA and non-ERISA retirement plan services.

Added protection for the plan sponsor, as both the trustee and the manager of the CIF serve in a fiduciary capacity;

For employer - sponsored retirement plans, Index Fund Advisors (IFA) acts as a 3 (38) investment manager, which mandates that we act in a fiduciary capacity as required by the Employee Retirement Income Security Act (ERISA).

Are they really operating in a fiduciary capacity and in the best interest of the consumer if they don't make this information apparent?

3) a trustee, someone who acts in a fiduciary capacity between the grantor and beneficiary.

persons who represent you in a fiduciary capacity, including your attorney or trustee, or who have a legal interest in your insurance policy;

For example: When the investments are subject to ERISA, Taft - Hartley Plans, held in a trust / endowment / foundation, when the investments are in an estate and the executor is making investment decisions, or when there is more than one investment manager acting in a fiduciary capacity under the Uniform Prudent Investor Act.

No information contained herein should be regarded as a suggestion to engage in or refrain from any investment - related course of action as none of PIMCO nor any of its affiliates is undertaking to provide investment advice, act as an adviser to any plan or entity subject to the Employee Retirement Income Security Act of 1974, as amended, individual retirement account or individual retirement annuity, or give advice in a fiduciary capacity with respect to the materials presented herein.

We are often chosen to represent attorneys when they are acting in a fiduciary capacity and are in need of counsel, a record of which we are especially proud, as it reflects our colleagues» respect for our work.

Hiring an Investment Advisor, Attorney, or Medical or Other Professional / No Attorney - Client Relationship or Fiduciary Capacity.

Our key instructions may be from individuals or corporate entities acting in their personal or fiduciary capacities.

Trust account rules vary from state to state, but one constant for attorneys or anyone working in a fiduciary capacity is the over-riding fear of running afoul of strict requirements.

Ms. Odom represents and advises fiduciaries, including executors, administrators, trustees, officers and directors, regarding fulfilling their fiduciary duties while serving in a fiduciary capacity.

persons who represent you in a fiduciary capacity, including your attorney or trustee, or who have a legal interest in your insurance policy;

The bankruptcy code prevents discharge of a debt that is obtained from «fraud or defalcation while acting in a fiduciary capacity....»

Therefore, the Brokerage did not represent the Clients in a fiduciary capacity and so there was no cause of action for breach of an implied fiduciary duty.

«Transaction broker» means a broker who provides limited representation to a buyer, a seller, or both, in a real estate transaction, but does not represent either in a fiduciary capacity or as a single agent.

The IRS enforces very strict laws that prohibit you from using your real estate IRA to transact directly with yourself, your spouse, your children, grandchildren, parents or grandparents or those of your spouse, as well as any advisor who works with you on your real estate IRA in a fiduciary capacity.

They don't need your help, your clients don't need your brand of interpretation, you are simply conflicted in your fiduciary capacity.

In real estate, buyer agents represent their clients in a fiduciary capacity.