Sentences with phrase «fiduciary duty introduce»

Not exact matches

If regulators do their part — banning trailer fees, and introducing best interest / fiduciary duty — then the growth curve for ETFs will kick into a higher gear.

There is a movement to introduce a more professional atmosphere in the industry and actually introduce a fiduciary duty similar to the legal and medical professions but the industry is adamantly opposed to it for obvious reasons.

The Crown's fiduciary duty was introduced and elaborated upon in Guerin, a damage suit against the Crown that arose before 1982 in which the honour of the Crown was not mentioned, but in which the Court did make a $ 10 million award based, in part, upon its disapproval of the equitable fraud of certain agents of the Crown.

The FOS has no jurisdiction in respect of claims for unenforceable loans, and claims for breach of fiduciary duty including claims for secret commissions paid on payment protection insurance (PPI) policies introduced and financed by the lender.

Defended a communications company: shareholder derivative action asserting breach of fiduciary duty by introducing certain subscription TV offers.

«You still have fiduciary duties to your investors», US SEC official to startups issuing tokens via ICO A new way of raising funds have been introduced in the market, thanks to Blockchain.

Reiser, Inc. v. Roberts Real Estate (292 A.D. 2d 726)-- claims that broker breached listing agreement based on extrinsic evidence can not survive the explicit language of the listing agreement granting to broker «full discretion to determine the appropriate marking approach» for the listed properties; broker establishes its entitlement to commission under the listing agreements by introducing uncontroverted evidence that three properties sold as a result of broker's efforts while the listing agreements where in effect; owner's claims of breach of fiduciary duty fail where owner, builder / developer, did not list all of its properties with broker as broker's duty is limited to protecting its principal's interest only with respect to properties which have been listed with the broker; broker's duty to refrain from taking action adverse to its principal's interests is necessarily tied to the transaction that formed the agency relationship; owner's claim of fraud in the inducement under one of two listing agreements survives motion for summary judgment

(286 A.D. 2d 572)- broker granted partial summary judgment for payment of commission as a finder; record lacks any evidence that broker performed any services that could give rise to any fiduciary duties owed; party's agreement clear that once broker introduced the principals, broker's services were no longer needed; purchase and sale contract expressly states that seller agreed to pay broker pursuant to a separate agreement, such admission entitles broker to summary judgment as to liability for payment; matter remanded for determination of compensation agreed upon