Sentences with phrase «fiduciary duty of care»

Accordingly, the advisors who delay embracing fulfilment of the fiduciary Duty of Care risk losing market share to those that do.

Our Robo - Analyst technology enables us to perform this diligence with scale and provide the research needed to fulfill the fiduciary duty of care.

«Financial Institutions could face a class action lawsuit... for systemically breaching the fiduciary duty of care by not sufficiently training their advisors.»

Technology may be the only solution to the dual mandate for research: cut costs and fulfill the fiduciary duty of care.

The SEC could assuage uncertainty by more clearly outlining its view of how advisors can fulfill the Fiduciary Duty of Care.

Only by reading through the footnotes and making adjustments to reverse accounting distortions can advisors and investors meet the fiduciary duty of care.

In the past, we've put forward guidelines for research that fulfills the fiduciary Duty of Care.

Ironically, the Series 65 has been the minimum regulatory exam for Registered Investment Advisers for a long time, and RIAs have been subject to a fiduciary standard for a long time... and this disparity has been allowed to continue, despite the fact that the Series 65 doesn't really provide much education to satisfy the fiduciary duty of care.

And with the DoL fiduciary rule effective date looming large in April of 2017, large broker - dealers may suddenly transition hundreds or even thousands of brokers into a new fiduciary obligation, all at once, with only perhaps some sales and product training, but not the training and education necessary to be capable of fulfilling their fiduciary duty of care!

The first order of business should be to place a higher priority on defining the «Prudent Man» standard underpinning the Fiduciary Duty of Care.

In short, research that meets the fiduciary duty of care should be 100 % un-conflicted and, inarguably, in the best interest of the client.

We contend that investors are exposing their blind spot on the Fiduciary Duty of Care by not exploring these questions.

WHEREAS, the individual members of the Utah State Board of Education studied the proposed Common Core State Standards according to their fiduciary duty of care, and in their capacities as duly elected representatives of the people; and

Gary Lawson & Guy I. Seidman, By Any Other Name: Rational Basis Inquiry and the Federal Government's Fiduciary Duty of Care

Once the freelancer becomes an agent of the business, the freelancer owes a fiduciary duty of care, a fiduciary duty of loyalty, and a fiduciary duty to account to the business, and has liability to the business only if those duties are breached.

As the seller is deprived of the opportunity of maximizing the selling price, the listing broker may be in breach of his fiduciary duty of care.