Sentences with phrase «fiduciary responsibility provisions»
She advises banks, broker - dealers, and other financial services clients on the fiduciary responsibility provisions of ERISA, including considerations associated with the structuring, developing, and offering of financial products and services to ERISA plans.
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Such voting responsibilities will be exercised in a manner that is consistent with the general antifraud provisions of the Advisers Act, as well as Broad Run's fiduciary duties under federal and state law to act in the best interest of its clients.
The control exercised is control on the members by and for whom the system was set in place and this control includes by - laws and provisions largely imposed upon the members because of public complaints anywhere from misrepresentation, misleading advertisement, falsification of facts, non-disclosure of facts, lack of fiduciary responsibility and ethics.