Sentences with phrase «fiduciary services firm»
Nick Kershaw group chief executive officer says: «We have a clear vision and that is to be the leading offshore legal and fiduciary services firm; these appointments take us a step close to achieving that strategy.»
https://www.newlawjournal.co.uk/ Not exact matches
The brand recognition and company culture, one of service provision rather than product sales, continually attracts independent advisors and fiduciary mom - and - pops to Weissbluth's firm.
«The optimal financial services firm leverages the competitive spirit of Wall Street, bringing the cream to the top, and does that inside an independent fiduciary service model, which is optimal to the individual investor.»
From our inception, we have been a fiduciary financial services firm.
Second, DOL «then offers an exemption from this far - reaching prohibition — known as the best interest contract exemption (or «BIC» exemption)-- but conditions it on financial services firms and insurance institutions agreeing to subject themselves to fiduciary standards of conduct in contracts that they must enter into with their customers, as well as a range of other restrictions and requirements.»
In short, the complaint says, DOL «is instituting a deliberately unworkable fiduciary definition, with full knowledge that financial services firms and insurance institutions will have no choice but to seek an exemption from it.
CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»
For example, some firms offer what are known as 3 (38) investment fiduciary services (named for the relevant ERISA section 3 (38)-RRB-, pursuant to which responsibility for choosing and altering a plan's investments is outsourced to registered investment advisors.
Our firm offers fiduciary, personalized, and goal - based wealth management services for experienced and new investors.
Our firm offers fiduciary, personalized, and goal - based wealth management services for experienced and new investors.
The firm has managed socially responsible portfolios for over twenty - five years and is a leading provider of investment management, asset and fund administration, banking solutions and fiduciary services for corporations, institutions and affluent individuals worldwide.
Our firm offers fiduciary, personalized, and goal - based wealth management services for experienced and new investors.
We even handle the more complex cases that most smaller and solo firms won't handle, such as breach of fiduciary duty, wrongful death, complex real estate disputes, mergers and acquisitions, asset sales agreements, and general counsel services.
What do you feel sets a law firm or a fiduciary services provider apart from others in an increasingly saturated market such as Cyprus?
May a corporate lawyer and his law firm be sued in Delaware as to claims arising out of their actions in providing advice and services to a Delaware public corporation, its directors, and its managers regarding matters of Delaware corporate law when the lawyer and law firm: i) prepared and delivered to Delaware for filing a certificate amendment under challenge in the lawsuit; ii) advertise themselves as being able to provide coast - to - coast legal services and as experts in matters of corporate governance; iii) provided legal advice on a range of Delaware law matters at issue in the lawsuit; iv) undertook to direct the defense of the lawsuit; and v) face well - pled allegations of having aided and abetted the top managers of the corporation in breaching their fiduciary duties by entrenching and enriching themselves at the expense of the corporation and its public stockholders?
Moreover, just weeks after St. Simons and RFF were decided, the ABA House of Delegates passed a resolution urging all «federal, state, tribal, territorial and local legislative, judicial and other governmental bodies» to support applying the attorney - client privilege to protect from disclosure «confidential communications between law firm personnel and their firms» designated in - house counsel made for the purpose of the rendition of professional legal services to the law firm» and to reject any claim that conflict of interest principles or the «fiduciary exception» undermine that claim of privilege.
Offshore law firm Forbes Hare, which provides provides BVI and Cayman Islands legal and fiduciary services, is set to open a new office in Singapore on July 1.
Our firm offers fiduciary, personalized, and goal - based wealth management services for experienced and new investors.
Our firm offers fiduciary, personalized, and goal - based wealth management services for experienced and new investors.