Sentences with phrase «file disclosure provided»

We remain committed to clearly and conspicuously disclosing to consumers that the free report we offer is not the free annual credit file disclosure provided by federal law, and plan to comply with the FTC's rules.»

Not exact matches

«Based upon that discovery, our Chief Executive Officer and Chief Financial Officer have concluded that our disclosure controls and procedures are not effective at a level that provides reasonable assurance,» Walmart reported in its latest quarterly filing.

The company would have to file a notice with the regulatory department; pay a registration fee of $ 250; provide evidence of registration with FinCEN as a money services business; agree to not invest or pledge virtual currency in its custody or control on behalf of others or to engage in the exchange or transfer of legal tender; and prove its policies for reporting, disclosures, and compliance.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

Under these New York State laws, candidates are required to file periodic financial disclosure reports in order to provide accountability by candidates seeking public office and to provide transparency in the election process.

Brown's two challengers — Bernie Tolbert, a Democrat, and Sergio Rodriguez, a Republican — filed their first campaign finance disclosure reports this week, and they provided insight into their viability as candidates.

Senate Democrats returned fire: Republican candidate McGrath filed his legally required income disclosure documents that provided a window into his work as an attorney.

The board cited Lopez's campaign for infractions that included: failing to report all financial transactions, untimely filing of mandatory financial disclosure statements, and failing to provide canceled refund checks to donors who exceeded contribution limits.

Whyland's testimony provided the prosecution with a boost, as the former press secretary stated he and Silver never discussed any of Silver's outside income arrangements, the validity of what he was filing on his disclosure forms or the actual nature of the legal work he did.

You will have to provide a full disclosure of your income, assets and debts for the court to evaluate before you can file for Chapter 7.

His most recent presidential financial disclosure, filed in 2015, showed that a sizeable portion of his wealth in recent years has come from energy investments and consulting work for a Texas equipment firm that provides heavy machinery for oil exploration work.

Please provide all financial disclosure forms she filed listing the Georgia Institute of Technology as her affiliation.

Mandatory disclosure includes each party filing a financial affidavit with the court and providing necessary financial documents such as bank statements, tax returns, credit card statements, and other required financial documents.

Canadian Securities Law CSA clarify disclosure requirements when relying on U.S. disclosure documents to satisfy Canadian disclosure obligations Today, members of the Canadian Securities Administrators in all jurisdictions other than British Columbia and Alberta released a multilateral staff notice that provides information with regards to the continuous disclosure and prospectus requirements that apply to documents prepared in accordance with the U.S. Securities and Exchange Act of 1934 and filed in Canada.

To allow an adequate time buffer for clients to scale, it is worthwhile taking a hard look at the relative advantages and disadvantages of protecting intellectual property as a trade secret as opposed to providing public disclosure to competitors by way of a patent filing.

Ms. Hewitt provides detailed, practical suggestions on many aspects of a criminal defence file including: analysis of the Crown's case; reviewing the information / indictment; considering legal elements; dealing with co-accuseds; disclosure and production; elections; challenging the case to be made by the Crown; pre-trial preparations, including procedural considerations; jury versus non-jury trials; admissions; scheduling; preparing an opening address or summary; pretrial hearings; and running the trial itself, including details relating to issues of evidence.

For our public clients, we provide essential guidance on an ongoing basis regarding compliance with filing, disclosure, and other requirements under state and federal securities laws.

In addition, it provides an interesting discussion regarding disclosure of a solicitor's file after the death of the testator.

The following are some examples where we may disclose your personal information: such disclosure is necessary to collect fees or disbursements; we contract with a third party to provide us with certain services such as archival file storage or insurance; (in such cases, we will use contractual or other means to ensure the third party service provider is bound by obligations regarding privacy which are consistent with this policy); or we engage expert witnesses or other law firms on your behalf.

Both HB 294 and the Supreme Court rule do provide judges that have failed to file, or have partially filed, their disclosures are to be listed on a website.

Finally, he asserts that the late disclosure of these bills — on the financial declaration Wife provided to the court the day of the final hearing — prevented him from asserting various defenses, including (1) that some of the bills were for expenses incurred by Wife after the date of filing of her divorce action, (2) that the statute of limitations may have expired on some of the expenses, and (3) that the medical providers may have been willing to compromise on some of the expenses for less than their face value.

Yes, provided steps are taken effectively to minimize the risk of inadvertent or unauthorized disclosure of confidential client information and to protect client property, including the information in a client's file, from risk of loss.

As way of disclosure, though I was provided an advance copy of the complaint filed in yesterday's lawsuit, I have not read it.

For example, the utilisation of the cloud for the electronic filing of documents with the court has become widespread in the civil courts; juries in long and paper heavy criminal trials are often provided with iPads to relieve the excessive paper burden; and artificial intelligence has also been harnessed to ease the burden of disclosure review in complex fraud investigations such as Rolls Royce [1].

Part 18 requests usually appear immediately after the defence is filed and very often seek to obtain evidence intended to be provided in disclosure and witness statements.

While it does not provide for public disclosure, although the Commission is currently pressing for public disclosure of the country - by - country tax reports which must be filed with tax authorities by large businesses, the new Directive requires tax rulings to be disclosed to the Commission.

9.4 In order to safeguard Personal Information, an individual or employee may be required to provide sufficient identification information to permit Thomson Reuters Canada to account for the existence, use and disclosure of Personal Information and to authorize access to the individual's file.

The Offered Securities will be offered on a private placement basis, pursuant to prospectus exemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the Company.

6.5 Consumer Authentication — CRA shall develop and implement requirements for what information consumers shall provide as proof of identity prior to providing file disclosure to the consumer.

9 DOS 94 Matter of DOS v. Shane - motion for pre-hearing discovery beyond SAPA 401 (6) is denied; rules re: subpoenas in administrative proceedings reiterated; proper procedure of reserving right to file post-hearing memorandum of law; MLS form listing agreements are acceptable; individual license not sufficient to allow acting as representative of corporate licensee - need affiliated license; agreements procured by individual acting under name of firm but without affiliated license are illegal and unenforceable - no brokerage fee can be claimed; misrepresentation and execution of unauthorized extension; misrepresentation of law (distinction between canceling agency authority and abiding contract rights); RPL § 443 controls the disclosures required of licensees; subsequently licensed corporation not vicariously liable; failure to provide copy of agreement (19 NYCRR 175.12); inadvertence considered in determining penalty

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained

Where disclosure statements are required, developers must file the disclosure statement with the Superintendent and provide a copy to the purchaser.