Sentences with phrase «file their disclosure documents»

Emerging growth companies — or ECGs — were authorized under the JOBS Act to file their disclosure documents on a confidential basis.

Not exact matches

Gilead directs readers to its press releases, Annual Report on Form 10 - K for the year ended December 31, 2017 and other subsequent disclosure documents filed with the SEC.

WASHINGTON U.S. President Donald Trump's nominee for Wall Street regulator Comptroller of the Currency bought financial stocks until he took office in November, according to financial disclosure documents filed with the Office of Government Ethics.

To help support investor education, the SEC offers the public a wealth of educational information on this Internet website, which also includes the EDGAR database of disclosure documents that public companies are required to file with the Commission.

Reuters: «Trump's nominee for Wall Street regulator Comptroller of the Currency bought financial stocks until he took office in November, according to financial disclosure documents filed with the Office of Government Ethics.

Usually this means a document called a prospectus and other disclosure documents about the investment have been filed with the securities regulator.

He stressed, though, that Trump filed a personal financial disclosure form — a legally required document in which federal politicians report their outside income, investments and liabilities in broad ranges.

We had previously mentioned the consortium only once in a tweet, when we shared a court filing by a fiber - optics company that has sued SUNY Research Foundation over the alleged disclosure of proprietary information in a document distributed at an AIM Photonics public meeting in April 2016.

In February, Sampson, the former head of the Senate Democrats, was indicted for allegedly lying to federal authorities, and accused of not disclosing his ownership of a liquor store on financial disclosure documents filed with the state.

Senate Democrats returned fire: Republican candidate McGrath filed his legally required income disclosure documents that provided a window into his work as an attorney.

New York state Attorney General Eric Schneiderman ordered the nonprofit waging an expensive legal war against Pier 55 to file financial disclosure documents, a...

Investigative Post and WGRZ 2 On Your Side team up to document Demone Smith's history of not filing campaign disclosure reports on time and failure to pay more than $ 4,000 in fines.

In the Arizona case, which dates to 2011, the E&E Legal Institute requested the public disclosure of all email files to or from Hughes and Overpeck, a call that the university answered by releasing some documents and withholding 1,700 others that the university deemed «in the best interest of the state» to shield from public disclosure.

The leaked files arose from last week's disclosure that a group of South Asian hackers, calling themselves the Lords of Dharmaraja, had allegedly broken into Indian government servers and stolen documents including the source code to Norton and Symantec anti-virus software.

In a follow - on report dated 18 November, the IG has now examined the information that 41 grantee institutions filed with NIH in 2006 as well as documents kept by the institutions, such as disclosure forms.

When you file for bankruptcy, you will need to supply some documents in addition to the petition, schedules, statements, and disclosures that are filed with the Court.

You may find a copy of our most recent ADV Part 2, our required disclosure and filing document, at this link.

The purpose behind these guidelines is to promote (i) honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; (ii) full, fair, accurate, timely, and understandable disclosure in reports and documents that the Trust files with, or submits to, the SEC and in other public communications made by the Funds; (iii) compliance with applicable governmental laws, rule and regulations; (iv) the prompt internal reporting of violations of the Trust Code to an appropriate person or persons identified in the Trust Code; and (v) accountability for adherence to the Trust Code.

Superior court filing fees can cause hardship for those with low incomes, as can the costs of court reporters for examinations for discovery and the reproduction of documents for disclosure.

Sometimes you have a file or a folder that you want to be in multiple places at once, such as a standard document on gathering disclosure to share with all of your clients.

And, as every patent attorney knows, when the client is in a pickle, filing a thorough invention disclosure document is often better than not filing at all.»

Mandatory disclosure includes each party filing a financial affidavit with the court and providing necessary financial documents such as bank statements, tax returns, credit card statements, and other required financial documents.

At least 14 days before the first CMC each party must file and serve a disclosure report (verified by a statement of truth) which briefly describes potentially relevant documents; where and with whom they are located; how electronic documents are stored; estimates the broad range of costs that standard disclosure would involve; and states the disclosure directions sought.

In civil proceedings, disclosure is regulated by the duty to file a list of documents (CPR 1998, Pt 31) and to disclose the existence at, or during, trial (without being asked) of any further relevant documents (Vernon v Bosley (No 2)[1999] QB 18, [1997] 1 All ER 614).

Canadian Securities Law CSA clarify disclosure requirements when relying on U.S. disclosure documents to satisfy Canadian disclosure obligations Today, members of the Canadian Securities Administrators in all jurisdictions other than British Columbia and Alberta released a multilateral staff notice that provides information with regards to the continuous disclosure and prospectus requirements that apply to documents prepared in accordance with the U.S. Securities and Exchange Act of 1934 and filed in Canada.

Technological solutions, such as keyword culling of documents before they are loaded into a document repository for review and the automatic generation of reports concerning the types and locations of files involved in an electronic disclosure exercise, can help companies to satisfy these requirements.

Metadata removal, also called «scrubbing» or «sanitizing» documents helps prevent involuntary disclosure of confidential client information in electronic files.

• (a) and (b) do not directly relate to the parent's statement; • (c) a legal practitioner is entitled to advise a client of (i) the provisions and import of s 98 of the 1989 Act and (ii) the ability of the police and / or a co-accused to make application for disclosure into the criminal proceedings of statements, reports and documents filed in the care proceedings; • (d) it is wholly inappropriate and potentially a contempt of court, however, for a legal practitioner to advise a client not to comply with an order made in care proceedings; • (e) it is wholly inappropriate and potentially a contempt of court for a legal practitioner to advise a client not to give a full, accurate and comprehensive response to the findings of fact sought by a local authority in the threshold criteria document.

New disclosure documents filed this week show the big tobacco companies are spending huge sums and hiring an army of lobbyists to influence Congress and the Trump Administration, including giving $ 1.5 million to President Trump's inauguration.

The following is a statement of Matthew L. Myers, President, Campaign for Tobacco - Free Kids: New disclosure documents filed this week show the big tobacco companies are spending huge sums and hiring an army of lobbyists to influence Congress and the Trump Administration, including giving $ 1.5...

(1) The specific residence address and telephone number of the child, parent or person, and other identifying information shall not be disclosed in the pleadings, notice, other documents filed in the proceeding or the final order except for an in camera disclosure;

In both state and federal court all depositions, interrogatories, requests for documents, requests for admissions, answers to this discovery, notices of deposition, requests to permit entry upon land, expert disclosures and expert reports must not be filed unless required to support interlocutory motions or for use at trial.

The package includes guiding documents that will enable your lawyer to review the facts of your file including income, assets, debt, and family dynamics to ensure full disclosure of your situation.

For example, the utilisation of the cloud for the electronic filing of documents with the court has become widespread in the civil courts; juries in long and paper heavy criminal trials are often provided with iPads to relieve the excessive paper burden; and artificial intelligence has also been harnessed to ease the burden of disclosure review in complex fraud investigations such as Rolls Royce [1].

The e-commerce company, which has acquired a growing portfolio of blockchain startups over the past few years, made this disclosure in a document dated March 1 and filed with the SEC.

The Offered Securities will be offered on a private placement basis, pursuant to prospectus exemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the Company.

Some of the typical tasks of a mortgage loan originator include maintaining accurate client files, financing disclosure statements, closing documents and filing borrower - specific information.

Contested divorces follow various litigation stages from filing the summons and disclosure of documents that each spouse intends to use at trial, to a hearing before a judge.

Whether or not your husband responds to your petition, you are required to file certain documents, including income, asset and debt disclosures, a judgment form and notice of entry of judgment.

Note the only PDD document that you file with the Court is a Declaration Regarding Service of Declaration of Disclosure and Income and Expense Declaration, which tells the court that you have complied with the requirement to serve these financial disclosures on your spouse.

Herb and several other brokers favor a policy that requires all mandatory legal documents — from agency disclosure forms to lead - based paint statements — to be in the transaction file before the company pays the salesperson's commission.

SR Enterprise was designed for real estate practitioners to have a central location to file documents relating to a single transaction, from the purchase agreement to the disclosure forms to e-mail correspondence, says Celeste Starchild, vice president of SettlementRoom Systems Inc. (www.settlementroom.com) in Vienna, Va..

If the requested decision is made by the securities regulatory authorities, Brookfield Residential will cease being a reporting issuer in any jurisdiction in Canada and, as a result, will no longer be required to file financial statements and other continuous disclosure documents with Canadian securities regulatory authorities.