Sentences with phrase «financial advice to clients»

The aim is to provide high quality, useful and customised financial advice to clients to help them achieve their financial goals in life.

Provided sound financial advice to clients on financial plans utilizing knowledge of tax and investment strategies, securities, insurance and pension plans.

Provide sound financial advice to clients on credit plans utilizing knowledge of current lending practices and strategies, finances, and business planning initiatives.

Result - oriented and meticulous finance professional with extensive experience manging finance, looking for the position of «Financial Manager» with a reputed American «ABC Corporation» where I can use expertise and knowledge to give accurate financial advice to clients.

Capable of providing sound financial advice to clients on financial plans utilizing knowledge of all financial avenues and current economics.

Provided sound financial advice to clients on financial plans utilizing knowledge of tax and investment strategies, securities, insurance and international economics.

Provided sound financial advice to clients on financial plans utilizing knowledge of investment strategies, securities, insurance and business planning initiatives.

Provided sound financial advice to clients on financial plans utilizing knowledge of investment strategies, finances, insurance and business planning initiatives.

Capable of providing sound financial advice to clients on financial plans utilizing knowledge of tax and investment strategies, securities, insurance and international economics.

One size does not fit all when it comes to offering sound financial advice to your clients.

The aim is to provide high quality, useful and customised financial advice to clients to help them achieve their financial goals in life.

The new standards broaden who is captured as a fiduciary, and most notably requires CFP ® professionals to act as a fiduciary at all times when providing financial advice to their clients.

«That frees up human advisors to provide more holistic financial advice to their clients.»

For example, instead of a bond fund, the advisor would give financial advice to a client to steer them into an annuity as the «safe bet».

Understands the importance of good financial advice to each client.

Not exact matches

Those not working to the fiduciary standard are held only to a suitability standard, meaning their advice must be suitable for the clients» financial situation, but is not necessarily in their best interest.

What I did need was more practical day - to - day advice, such as where to look for a new office, how to organize my payroll, how to find more clients and how to make ends meet under financial pressure.

One common piece of advice to potential financial advisor clients is that they ask their potential money manager about their «investment philosophy.»

Trailer fees are supposed to cover the cost of financial advice, yet many clients don't receive advice and don't know they're entitled to it.

Asked whether McKinsey's advice to its many Wall Street clients may have contributed to the financial crisis, Barton pauses.

But critics in the financial services industry say the rule would limit the ability of advisers to service clients who can not afford to pay for financial advice and must use products that carry commissions or other indirect costs.

The rule would require brokers and other financial professionals to act with their clients» best interests in mind when giving retirement advice.

And listen to an important piece of advice from Tracy Wald, who has counted Microsoft as a client for the past 15 years, the last 10 during his tenure as chief financial officer with Leonhardt Fitch.

These financial advisors have a fiduciary responsibility to their customers to ensure they provide the best financial advice possible and act in the best interest of their clients.

The absence of any outside compensation frees up the financial advisor to truly be a fiduciary, dispensing the trust financial advice with only the client's best interest in mind.

This week, the DOL delayed the effective date of its Fiduciary Rule — which would define all retirement plan financial advisors as ERISA fiduciaries, effectively banning conflicted 401 (k) investment advice that puts advisor profit ahead of client interests — by 60 days from April 10, 2017 to June 9, 2017.

None of our clients use a stock broker and insurance agent — which means they aren't affected by the rule at all unless their plan's financial advisor gives rollover recommendations in addition to investment advice.

The network is the leading organization of fee - only financial advisors offering affordable and accessible advice to Gen X and Gen Y clients.

Advisors often make a mistake by limiting their financial advice to younger clients to pay off debt and save money in their early years, she said.

One attendee asked Hauser if financial planning crosses the line into advice when an advisor tells a client to roll over assets but doesn't recommend a specific investment.

The Affordable Retirement Advice for Savers Act rolls back the Obama administration's fiduciary rule and amends federal law to require financial advisors to act in the best interests of their clients.

For example, the Department of Labor delayed the full implementation of the fiduciary rule, which would have required anyone who handles retirement assets or gives financial advice to retirement savers to work in their clients» best interest and to provide disclosure of conflicts, when they exist.

Specialized Trade Finance professionals work collaboratively across Transaction Banking within RBC Investor & Treasury Services and RBC's Business Financial Services teams, providing advice and tailor made solutions to commercial, corporate and correspondent bank clients to help make them competitive and successful in the marketplace.

blooom's mission is to make «do - it - for - you» financial advice available, simple and affordable, regardless of the client's account size.

«If you want to give financial advice, you have to put your clients» interest first.»

His expertise includes providing financial planning and investment advice to individual clients, 401 (k) plan sponsors, foundations and endowments.

By requiring brokers to look out for clients» best interests, the SEC is effectively requiring them to give financial advice, which distinguishes them from online brokers and should let them keep charging clients premium fees.

2017.03.29 Canadian financial advice reimagined: RBC introduces MyAdvisor to digitally connect clients with advisors for real - time advice A new digital experience for clients, using live video to connect them in real time with advisors, has been introduced by RBC...

We serve clients with thoughtful advice and effective solutions to strategic and financial matters.

The Department of Labor promulgated a «fiduciary rule» that would have required financial advisors to act in the best interests of their clients, rather than merely requiring them to provide «suitable» advice.

Nevada's existing statute imposes two specific duties: First, financial planners must «disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is followed.»

«It has become increasingly common over the past few decades for insurance producers, like broker - dealers, to recast themselves as financial advisors or retirement planners in order to attract clients seeking objective, professional advice about their retirement and other investments,» the CFA says.

This technology is like a «robo - analyst» that does the grunt work (analyzing financials and footnotes in thousands of SEC filings and building models) and frees the adviser to service clients... with high - integrity, fiduciary - duty - fulfilling advice.

At Canadian Western Financial (CWF), we have been providing objective advice and personalized investment recommendations since 1999, to help clients like you achieve your investment goals.

Assets and talent are slipping through the now - permeable membrane of the Financial - Industrial complex as pros and their clients wake up to the fact that investing advice should be paid for, not investing products.

Since taking office, the Department of Labor has delayed the fiduciary rule, which would have required financial advisers to always act in the interest of their clients when giving retirement investment advice.

Citigroup Global Markets Limited, which is authorised by the Prudential Regulation Authority and regulated in the UK by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom, is acting for Shire and no one else in connection with the matters described in this announcement and shall not be responsible to anyone other than Shire for providing the protections afforded to clients of Citigroup Global Markets Limited, or for giving advice in connection with the matters described in this announcement or any matter referred to therein.

«Realizing that such clients have a pressing need for financial advice, and have decent incomes with which to pay for it, he linked his advice fees to income and net worth,» the report noted.

A client with $ 5 million of investable assets might pay $ 35,000 a year to get financial advice.

When you work with a Fee - Only Financial Planner, the result is unbiased financial advice from a professional who is committed to acting as a fiduciary in a client - centered relaFinancial Planner, the result is unbiased financial advice from a professional who is committed to acting as a fiduciary in a client - centered relafinancial advice from a professional who is committed to acting as a fiduciary in a client - centered relationship.