Sentences with phrase «financial authorities of»

Financial authorities of India, a growing market with huge potential and interest in cryptocurrencies, complicates tax regime for cryptocurrency companies, refuse to recognize them as a legal tender and quake the market with contradictory statements that demonstrate hostile rhetoric toward new digital assets.

The financial authorities of the Netherlands noted that Initial Coin Offerings are surrounded by extreme rush and call investors to be vigilant, although they acknowledge that regulation of this market is not their responsibility if tokens are not classified as securities.

Bitcoin fell to its lowest level in 2018 after the financial authorities of India declined to recognize cryptocurrencies as legal tender.

This has propelled the financial authorities of various countries to embrace crypto regulation to carry on such digital dealings without having...

Financial authorities of South Korea have announced that they will fine those cryptocurrency traders who continue to use anonymous virtual accounts, while the presidential administration dismissed rumors of the planned ban of crypto - exchanges.

On 8 January, financial authorities of South Korea began checking six major banks on compliance with anti-money laundering legislation with an eye on virtual accounts related to cryptocurrency transactions.

Not exact matches

While funds with small positions can fly under the radar, data from Britain's Financial Conduct Authority showed 10 investment managers had a position of more than 0.5 percent of Sainsbury's stock, the level at which it demands disclosure.

It is a small part of the world's biggest market and the authorities now have institutions and mechanisms in place to deal with any short - term fallout in financial markets.

There's a new form of crowdfunding being led by companies such as GrowthFountain that has been made possible by changes in investment rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (Finra) enacted in May 2016.

This decision is crucial in terms of the tax consequences, the authority given to individuals associated with the company, and potential liability (that is, the financial responsibility) for each person connected with the business.

«The minister of finance, supported by the Department of Finance, has ultimate responsibility for the financial system and authority for all financial sector legislation,» he said in a speech in Vancouver in 2009, slamming the door on the efforts of some in Ottawa, including former Bank of Canada governor Mark Carney, to create a more robust system of financial oversight.

These risks and uncertainties include, among others: the unfavorable outcome of litigation, including so - called «Paragraph IV» litigation and other patent litigation, related to any of our products or products using our proprietary technologies, which may lead to competition from generic drug manufacturers; data from clinical trials may be interpreted by the FDA in different ways than we interpret it; the FDA may not agree with our regulatory approval strategies or components of our filings for our products, including our clinical trial designs, conduct and methodologies and, for ALKS 5461, evidence of efficacy and adequacy of bridging to buprenorphine; clinical development activities may not be completed on time or at all; the results of our clinical development activities may not be positive, or predictive of real - world results or of results in subsequent clinical trials; regulatory submissions may not occur or be submitted in a timely manner; the company and its licensees may not be able to continue to successfully commercialize their products; there may be a reduction in payment rate or reimbursement for the company's products or an increase in the company's financial obligations to governmental payers; the FDA or regulatory authorities outside the U.S. may make adverse decisions regarding the company's products; the company's products may prove difficult to manufacture, be precluded from commercialization by the proprietary rights of third parties, or have unintended side effects, adverse reactions or incidents of misuse; and those risks and uncertainties described under the heading «Risk Factors» in the company's most recent Annual Report on Form 10 - K and in subsequent filings made by the company with the U.S. Securities and Exchange Commission («SEC»), which are available on the SEC's website at www.sec.gov.

The company had to halt operations on Feb. 10 after it was hit with financial penalties for operating as an Internet - based tech platform rather than as a transportation company, which Taiwanese authorities have said was a misrepresentation of its business.

Indeed, the broader inflation trends shown in Friday's data confirm recent signs of a more sure - footed recovery in the world's second - biggest economy, allowing authorities to resist any fresh monetary easing as they move to curb an unsustainable build up of credit in the financial system.

Investors looking to evaluate potential financial advisors can avail themselves of many lists of sample questions, such as those suggested by the Financial Industry Regulatory Authority, for interviewing practfinancial advisors can avail themselves of many lists of sample questions, such as those suggested by the Financial Industry Regulatory Authority, for interviewing practFinancial Industry Regulatory Authority, for interviewing practitioners.

«With the mini-bond program, for the first time since IDBs were created, I can show a potential borrower an IDB financial analysis that makes a lot more sense than a traditional commercial loan,» says Rick Palank, director of the St. Louis County Economic Authority in Missouri, one of the first offices to implement a mini-bond program.

Since its formation, the task force has made great strides in facilitating increased investigation and prosecution of financial crimes; enhancing coordination and cooperation among federal, state and local authorities; addressing discrimination in the lending and financial markets; and conducting outreach to the public, victims, financial institutions and other organizations.

Britain's Financial Conduct Authority has also warned specifically about the dangers of crypto CFDs, where prices of the underlying asset can fluctuate wildly in minutes.

Other pain points included drug pricing and how approving more generics may affect costs (Gottlieb parried that question by noting the FDA doesn't have the authority to negotiate prices or consider pricing when approving a drug) and his alleged softness on opioid drug makers due the aforementioned financial ties and pro-industry ideology (the nominee noted that he considers opioid addiction and overdoses a public health crisis «on the order of Ebola and Zika»).

Adam Szubin, acting under secretary for terrorism and financial intelligence, said Washington expected other governments and financial authorities to make similar moves to prevent Pyongyang from «abusing» global financial institutions to support its development of weapons of mass destruction and ballistic missiles.

The arrests follow a purge that has seen more than 80 executives at PDVSA and its suppliers jailed for alleged corruption as the state firm's new chief, Major General Manuel Quevedo, has sought to stamp his authority on the sector - the financial lifeblood of Venezuela's unraveling socialist government.

The U.K. Financial Conduct Authority opened an investigation in 2017 looking at Staley's alleged attempt to find out the name of the employee that wrote a letter raising concerns about the recruitment of a senior official by the bank.

Britain's Financial Conduct Authority (FCA) said it needs to dedicate # 30 million of spending to deal with the impact of Brexit on the financial Financial Conduct Authority (FCA) said it needs to dedicate # 30 million of spending to deal with the impact of Brexit on the financial financial services.

Estonia's financial watchdog had said it suspected Danske Bank's local branch of misleading authorities, adding the agency made inspections at the branch in 2014, during which it found what it called extensive and systematic violations of anti-money laundering rules.

The bank in its fourth quarter of 2017 also set aside a reported # 746 million for additional potential legal penalties over a personal protection insurance (PPI) mis - selling scandal, and the U.K.'s Financial Conduct Authority has set an August deadline for the PPI claims.

The UK's Financial Conduct Authority warned in November that cryptocurrency CFDs «are extremely high - risk, speculative products» that «place you at risk of suffering significant losses.»

He is a leading authority on cyber security, cyber conflict and the application of technology in national security and writes regularly on cyber issues in the Financial Times and elsewhere.

ABUJA, March 7 - Nigeria's parliament passed legislation on Wednesday meant to help authorities tackle money laundering and funding for terrorism by allowing its financial intelligence unit to operate free of state control.

«On a day - to - day basis almost all your financial transactions would take place electronically, including invoicing your customers, receiving their payments, and authorizing your own payments to suppliers and tax authorities,» speculates Raymond S. Sczudlo, a partner and banking specialist in the Washington, D.C., office of the law firm Weil, Gotshal & Manges.

China cracked down on cryptocurrencies in September 2017, with authorities banning bitcoin trading and initial coin offerings after the People's Bank of China said such activities could pose major financial risks to the world's second - largest economy.

Brokerage firms are sensitive about discussing sales incentives as the U.S. Securities and Exchange Commission considers imposing a higher standard of customer care on their sales practices and the Financial Industry Regulatory Authority is warning the firms to vet potential hires more carefully.

The cases, known as the London Whale episode for the outsize nature of the positions, resolved inquiries from four agencies: the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London.

The settlements over the trading loss in London — reached with the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London — laid bare a pattern of «deficiencies» in JPMorgan's oversight.

The system collapse could result in TSB paying fines and compensation, while the Bank of England's watchdog the Financial Conduct Authority said it plans to talk to the firm to understand what went wrong.

This Web site has been approved for access in the United Kingdom by J.P. Morgan Securities plc., which is a member of the London Stock Exchange and is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority, and by J.P. Morgan Limited, which is authorised and regulated by the Financial Conduct Authority.

These changes significantly restructured regulatory oversight and other aspects of the financial industry, created a new federal agency to supervise and enforce consumer lending laws and regulations and expanded state authority over consumer lending.

Recognising growing risks in the financial sector, the Chinese authorities took a range of evasive actions to reduce risks in the banking system.

According to figures from the Financial Conduct Authority, released by the House of Commons» Treasury Select Committee in September, 5,476 UK firms have at least one passport that allows them to do business in other EU and European Economic Area nations.

There are always articles stating that the DED and free zone authorities and banks love SMEs, but I have to yet to see the love for smes from a financial point of view.

The Monetary Authority of Singapore, its top financial regulator, disputed that allegation.

11 Congress granted this authority to the Federal Reserve in the Financial Services Regulatory Relief Act of 2006, with an October 2011 effective date, but accelerated its implementation to October 2008 as part of the legislative response to the financiaFinancial Services Regulatory Relief Act of 2006, with an October 2011 effective date, but accelerated its implementation to October 2008 as part of the legislative response to the financialfinancial crisis.

Authorities and market participants alike therefore needed to have confidence that such arrangements would protect their interests, both for domestic financial stability and for the effective functioning of markets.

Any prospectus contained within this website relates to funds which are not subject to any form of regulation or approval by the Dubai Financial Services Authority («DFSA»).

Also, in part reflecting strong views expressed by the Australian authorities, the Financial Stability Board developed the notion of «four safeguards» for a resilient global framework for central counterparties.

On January 18, the European Securities and Markets Authority (ESMA), a pan-EU financial regulator, announced the beginning of a consultation period during which it will consider possible restrictions on cryptocurrency derivatives, specifically contracts for difference (CFDs).

The U.K.'s Financial Conduct Authority (FCA) has imposed fines totaling more than # 1.1 billion ($ 1.7 billion) on Citibank, HSBC, JPMorgan Chase Bank, The Royal Bank of Scotland and Switzerland's UBS,...

On March 29, 2018, the United Kingdom's financial markets regulator, the Financial Conduct Authority (FCA), issued a warning about Olsson Capital, an unlicensed foreign exchange and broker of cryptocurrency contracts for differences (CFDs) based in Sofia, financial markets regulator, the Financial Conduct Authority (FCA), issued a warning about Olsson Capital, an unlicensed foreign exchange and broker of cryptocurrency contracts for differences (CFDs) based in Sofia, Financial Conduct Authority (FCA), issued a warning about Olsson Capital, an unlicensed foreign exchange and broker of cryptocurrency contracts for differences (CFDs) based in Sofia, Bulgaria.

On the orders of a multi-agency task force, regional authorities have been instructed to «actively guide» firms currently mining bitcoin in their region away from the activity, according to documents reviewed by The Financial Times.

These included updates on compensation - related regulations and guidance issued by the Board of Governors of the U.S. Federal Reserve System (Federal Reserve Board) and other U.S. federal banking regulators, the Financial Stability Board, the United Kingdom Financial Services Authority and other regulators around the world.

Hensarling and other Dodd - Frank critics have called that ability — known as «orderly liquidation authority» — a bailout, even though any taxpayer money used is supposed to be recouped from the sale of the company's assets or an assessment on the financial industry.