Sentences with phrase «financial disclosure filings»

While it is legal for lawmakers to hold outside jobs, investigators said Mr. Silver failed to list the payments from the firm, Goldberg & Iryami, on his annual financial disclosure filings with the state.

The charges against Silver reportedly stem from a federal investigation into payments made to the lawmaker from Goldberg & Iryami, said to have been left off his annual financial disclosure filings.

At the same time, the defense argued that Silver's actions were never criminal — sometimes with clear success, as when the government turned to Lisa Reid, the executive director and counsel to the state's bipartisan Legislative Ethics Commission, to shed light on Silver's annual financial disclosure filings.

Here is a look at the value of assets held by some top officials, based on financial disclosure filings.

Richard Azzopardi, the governor's spokesman, said the executive branch seeks information from JCOPE routinely about matters such as completing financial disclosure filings, conflicts of interest, pre-government employment, ethics training and how to comply with JCOPE's opinions.

Investigators said Silver failed to disclose the payments on annual financial disclosure filings.

Levy, in a July 2 letter released Thursday, criticized Lindsay for making an «outlandish attack» on the commission and for his «slanderous» remarks that his state financial disclosure filings were improper.

Concetta Terry does not list her husband's tax liens in her 2014 and 2015 financial disclosure filings, despite a requirement that she «describe all debts of you, your spouse, or your dependent children in excess of $ 5,000.»

The financial disclosure filings of the state's legislative leaders made public on Tuesday show a pullback in private - sector income and activities.

The town board member, Edward Ambrosino, is alleged to have been paid $ 1.5 million while he worked as a general counsel for the Nassau County Industrial Development Agency, a post he never reported on financial disclosure filings.

Not exact matches

Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.

For example, she was still listed on New York filings for companies that managed $ 15,000 to $ 50,000 in royalties from her accessories line, according to financial disclosures filed in May.

We review thousands of filings every day to alert clients to corporate events or disclosures that cause us to question the validity of a company's financial reporting or the efficiency of the market for its stock.

'' Susheel Kirpalani, a bankruptcy lawyer who has been consulting the Sandy Hook families» legal team, said that he and others had been scouring Remington's voluminous filings and disclosure documents, looking for anything in the complex financial transactions that might affect the Sandy Hook lawsuit.

«As part of regular, comprehensive reviews of our operations, filings, financial disclosures and record keeping procedures, we engage outside professionals to assist us to ensure efficiency, effectiveness and full compliance with applicable law,» Gallivan said.

«We have always endeavored to comply with the state's campaign financial disclosure requirements and are in the process of reviewing all of our filings to ensure full compliance,» Gallivan's campaign said in a statement.

A year after Assemblywoman Carmen Arroyo claimed winnings of nearly $ 30,000 at an upstate casino, her City Councilmember daughter took in thousands from local gambling halls, according to financial - disclosure filings released Wednesday.

We have always endeavored to comply with the state's campaign financial disclosure requirements and continue to review all of our filings to ensure full compliance.»

Further, specific financial information, filings and disclosures as well as general investor information about publicly listed companies and other investor resources can be found at the Securities and Exchange Commission website at www.sec.gov and www.nasd.com.

To complete your due diligence, visit SEDAR (www.sedar.com) for access to all Canadian mutual fund filings, including annual reports, prospectuses, financial statements, press releases and continuous disclosure documents.