Sentences with phrase «financial disclosures when»

The parties had entered into a pre-nuptial agreement which gave the wife only $ 1.5 m. Although the wife had some idea of the husband's wealth, there was no financial disclosure when the agreement was entered into.

Not exact matches

When consumers and the financial industry do come on board, the Committee advises regulating it much like other financial services products, like supervising bitcoin exchanges with «requirements for business continuity planning,» and «a forum for fraud prevention and disclosure of bitcoin's risks and costs.»

For example, the Department of Labor delayed the full implementation of the fiduciary rule, which would have required anyone who handles retirement assets or gives financial advice to retirement savers to work in their clients» best interest and to provide disclosure of conflicts, when they exist.

He served as vice president and secretary of Cambridge Analytica from June 2014 to August 2016, when he became chief executive of Trump's campaign, according to his publicly filed financial disclosure.

The Company believes that the presentation of these non-GAAP financial measures, when considered together with the corresponding U.S. GAAP financial measures and the reconciliations to those measures, provides investors with additional understanding of the factors and trends affecting the Company's business than could be obtained absent these disclosures.

The Company believes that the presentation of these non-GAAP financial measures, when considered together with the corresponding GAAP financial measures and the reconciliations to those measures, provides investors with additional understanding of the factors and trends affecting the Company's business than could be obtained absent these disclosures.

In order to demonstrate its commitment towards promoting integrity and trust within the financial industry, Saxo has taken the initiative to provide enhanced disclosure as a means to engender greater confidence in clients so that they can make the most informed decision when choosing a facilitator.

This research, which was honoured with the William F. Sharpe Award for Scholarship in Financial Research, was completed during a particularly relevant time when the Securities and Exchange Commission and the Committee of European Securities Regulators were evaluating their market information disclosure policies.

Q Sarah, did the President file a fraudulent personal financial disclosure last year when he filed a report that did not include a loan from Michael Cohen or any company affiliated with him?

Financial - disclosure forms also reveal Councilman Peter Koo (R - Queens) joined the council's top earners when it comes to income other than his city paycheck.

When Jeb Bush's campaign filed its first financial disclosure, some people focused on how a mere 3 percent of his donations — just $ 368,000 of the $ 11.4 million he collected in his first 15 days of campaigning — came from donors who gave $ 200 or less.

When it came to addressing political corruption, Cuomo introduced a widespread proposal that included limiting outside income for politicians and creating a full - time legislature; term limits for elected officials; an independent advisory opinion before earning outside income; closing the LLC loophole; more financial disclosure for elected officials; reforms to FOIL for the legislature; and procurement reforms.

This means that we're likely to get a much better picture of Sean Eldridge's wealth when he files his next financial disclosure report next year.

But Astorino said Cuomo hasn't been forthcoming enough when it comes to his book contract — which the governor revealed in a financial disclosure form is worth more than $ 700,000 — saying that he should provide more information on derivatives he's receiving from the memoir deal.

They say their interest was piqued when it became public through state financial disclosure forms that the wife of Joe Percoco, Governor Cuomo's former close associate and a former middle school teacher, received between $ 75,000 and $ 100,000 from a consultant to Competitive Power Ventures.

An investigation further revealed that Thomas allegedly lied on his 2016 annual statement of financial disclosure with the City of Mount Vernon when he did not reveal that businesses controlled by an individual referred to in the felony complaint as «Individual 1,» as well as RTIC, paid Thomas» personal American Express («Amex») bills.

He promised he'd disclosed the income on his state financial disclosure forms when he rejoined the administration in the winter after Cuomo's reelection in 2014.

At the same time, the defense argued that Silver's actions were never criminal — sometimes with clear success, as when the government turned to Lisa Reid, the executive director and counsel to the state's bipartisan Legislative Ethics Commission, to shed light on Silver's annual financial disclosure filings.

Greig says he has been paid by Clark and Campusano (though he declined to disclose how much), who opened a campaign fundraising account in late August, presumably to help meet their legal fees and will be obligated to file an «11 - day pre-primary» financial disclosure with the state Board of Election on September 1 or «10 - day post-primary» disclosure by September 22, depending on when the account is processed by the BOE.

That wasn't the case last year, when Conway accepted $ 2,513.79 in travel, meals and lodging from the Independent Voter Project, according to her most recent financial disclosure statements filed with the state.

The activists say their interest was piqued when it became public through state financial disclosure forms that the wife of Joe Percoco, Governor Cuomo's former close associate, and a former middle school teacher, received between $ 75,000 and $ 100,000 from a consultant to Competitive Power Ventures (CPV), the company building the power plant.

«We will continue to work to root out corruption and demand more of elected officials when it comes to ethical conduct,» he said, citing the creation of the Assembly Office of Ethics and Compliance, tougher financial - disclosure requirements, and limits on the use of campaign funds.

They say their interest was piqued when it became public through state financial disclosure forms that the wife of Joe Percoco, Cuomo's former close associate and a former middle school teacher, received between $ 75,000 and $ 100,000 from a consultant to Competitive Power Ventures.

When a financial aid representative finds that you have any amount in a 529 plan (again, a required disclosure), one practice of someone working in financial aid is to allocate financial resources elsewhere.

Product disclosure statement (PDS): A document that financial service providers must provide to you when they recommend or offer a financial product.

The loans probably would have turned up during the financial disclosures required when drafting a prenuptial agreement.

They were growing quickly until summer 2009, when the Financial Industry Regulatory Authority (FINRA) called for tighter disclosure requirements for these funds.

NFA Compliance Rule 2 - 30 (j)(1) requires these Members and Associates to make a record of when the disclosure statement was provided, and Compliance Rule 2 - 29 (j)(12) prohibits them from including anything other than basic information in promotional material unless the promotional material is preceded or accompanied by the disclosure statement.2 The disclosure statement for security futures products referred to in these Rules is a uniform statement that has been jointly developed by NFA, the Financial Industry Regulatory Authority, and a number of securities and futures exchanges.

When you enter an agree with Peachtree Financial to sell an annuity, we appreciate that all the associated costs and fees are listed on the disclosure statement.

A 2017 disclosure by San Francisco reads: «The city is unable to predict whether sea level rise or other impacts of climate change or flooding from a major storm will occur, when they may occur, and if any such events occur, whether they will have a material adverse effect on the business operations or financial condition of the city and the local economy.»

This hearing comes at a time when there is burgeoning diverse and bipartisan support for ending anonymous companies in the U.S. Major financial institutions, national security experts, law enforcement organizations, anti-human trafficking groups and public interest organizations have all endorsed legislation that would require the disclosure of the real people who own American companies.

Former Kirkland partner Robert Khuzami made $ 11.1 million for work from late 2016 to early 2018, according to information in financial disclosures made public when he became deputy U.S. attorney in Manhattan.

when the lawyer believes on reasonable grounds that there is an imminent risk of... substantial financial injury to an individual caused by an unlawful act that is likely to be committed, and disclosure is necessary to prevent the injury.

For others there is too much risk to bear from the cost of a dispute, especially when the total running cost and the disclosure demands of a case can never be determined at the outset, and the adverse costs of losing a claim to a financial institution can be high (and the insurance to cover them).

He relied on the Court of Appeal decision in Clibbery v Allen and submitted that financial and other personal information, when disclosed pursuant to the duty to give full disclosure, must not be reported when referred to at a hearing because of the existence of an implied undertaking not to use such documents for any purpose other than for the proceedings.

When third parties are involved in the collection, use or disclosure of our clients» personal information about you (such as medical professionals, financial institutions, contract service providers) we will request your consent, unless there is a reasonable explanation to consider that your consent to collect, use or disclose that information is implied.

«A disclosure obligation arises when the material change actually occurs and if the financial impact is experienced at a later date the disclosure obligation is not delayed to that later date.»

If a case is highly contested, and / or one spouse has a history, for example, of hiding or dissipating marital assets, subpoenas of bank accounts and other financial statements can be obtained to help the court determine an award of equitable distribution when one spouse refuses to provide documentation evidencing same, or if the court or your divorce lawyers in Brooklyn have reason to believe that your spouse is not being entirely truthful in his or her disclosure of these assets.

Response: We do not ban disclosure of diagnostic information to financial institutions, because some such information may be evident simply from the name of the payee (e.g., when payment is made to a substance abuse clinic).

It paid its former partner Robert Khuzami $ 11.1 million for his work at the firm from late 2016 to early 2018, according to the financial disclosures Mr. Khuzami filed when he became deputy United States attorney in Manhattan.

He served as vice president and secretary of Cambridge Analytica from June 2014 to August 2016, when he became chief executive of Trump's campaign, according to his publicly filed financial disclosure.

Every state is different when it comes to financial disclosures that must be made in your divorce case.

When developing any Prenuptial Agreement, whether through the traditional method or via Collaborative Marriage Planning, full financial disclosure between the fiances is essential.

From court actions to separation agreements and even when parties are simply signing a marriage contract, they need to exchange full and frank financial disclosure.

«There is a lot of variety when it comes to what makes up the practice of family law: client meetings; drafting; preparing financial statements; attending in court, on a mediation, or an arbitration; communicating with opposing counsel; negotiating; participating in a disclosure meeting following a custody and access assessment... the list is endless.»

In family law matters, financial disclosure, knowledge and information are the most valuable tools that parties have when trying to settle a case, Toronto - area family lawyer Reesa Heft tells Law Times TV.

When you come in for your free consultation, an Alternative Divorce Solutions mediator will walk you through how to prepare your financial disclosure forms.

The presence of independent counsel, financial disclosure and timing are all important factors when determining the validity of a prenup.

As a less formal process than adversarial divorce, mediation may not be suited for you when you have substantial concerns about your spouse or co-parent's integrity or candor in financial disclosures.

In family law matters, financial disclosure, knowledge and information are the most valuable tools that parties have when trying to settle a case, Toronto - area family lawyer... Read more