Sentences with phrase «financial filings with»

Brokerages break out the size of this emergency cash in their financial filings with the Securities and Exchange Commission.

The News reported in April 2015 that around the time Heastie became speaker, the Bronx Democratic Committee began quietly fixing years» worth of financial filings with the state Board of Elections.

None of Trump's overseas contractual business relationships examined by Newsweek were revealed in his campaign's financial filings with the Federal Election Commission, nor was the amount paid to him by his foreign partners.

Not exact matches

For a glossary of other financial terms used in this press release, we refer you to the Company's most recent annual report on Form 10 - K filed with the SEC on February 15, 2018 and subsequent periodic filings with the SEC.

These risks and uncertainties include, among others: the unfavorable outcome of litigation, including so - called «Paragraph IV» litigation and other patent litigation, related to any of our products or products using our proprietary technologies, which may lead to competition from generic drug manufacturers; data from clinical trials may be interpreted by the FDA in different ways than we interpret it; the FDA may not agree with our regulatory approval strategies or components of our filings for our products, including our clinical trial designs, conduct and methodologies and, for ALKS 5461, evidence of efficacy and adequacy of bridging to buprenorphine; clinical development activities may not be completed on time or at all; the results of our clinical development activities may not be positive, or predictive of real - world results or of results in subsequent clinical trials; regulatory submissions may not occur or be submitted in a timely manner; the company and its licensees may not be able to continue to successfully commercialize their products; there may be a reduction in payment rate or reimbursement for the company's products or an increase in the company's financial obligations to governmental payers; the FDA or regulatory authorities outside the U.S. may make adverse decisions regarding the company's products; the company's products may prove difficult to manufacture, be precluded from commercialization by the proprietary rights of third parties, or have unintended side effects, adverse reactions or incidents of misuse; and those risks and uncertainties described under the heading «Risk Factors» in the company's most recent Annual Report on Form 10 - K and in subsequent filings made by the company with the U.S. Securities and Exchange Commission («SEC»), which are available on the SEC's website at www.sec.gov.

Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.

• Y Combinator, a Mountain View, Calif. - based accelerator, submitted financial documents for a second and third venture fund, according to filings with the SEC.

Mr Bryan, who has been in a relationship with Ms Wintour since 1999, was also pursued for outstanding Texas property taxes, and has had energy companies he owns in the state chided by local authorities for falling behind on their financial filings.

More information regarding potential risks and other factors that could affect Apple's financial results is included in Apple's filings with the SEC, including in the «Risk Factors» and «Management's Discussion and Analysis of Financial Condition and Results of Operations» sections of Apple's most recently filed periodic reports on Form 10 - K and Form 10 - Q and subsequentfinancial results is included in Apple's filings with the SEC, including in the «Risk Factors» and «Management's Discussion and Analysis of Financial Condition and Results of Operations» sections of Apple's most recently filed periodic reports on Form 10 - K and Form 10 - Q and subsequentFinancial Condition and Results of Operations» sections of Apple's most recently filed periodic reports on Form 10 - K and Form 10 - Q and subsequent filings.

Certain risk factors that may affect our business operations, financial condition and results of operations are included in our filings with the SEC, including our annual reports on Form 10 - K, quarterly reports on Form 10 - Q and current reports on Form 8 - K.

Attorneys general in Washington, Minnesota and New Mexico issued civil investigative demands this year and are sharing information with Florida and California, according to various corporate financial filings.

According to tax partners at PwC and EY with knowledge of the consultation, the proposal would require multinationals to submit three sets of tax filings: one revealing transactions with affiliated companies, a second on how these transfers occurred within the group's global operations, and a third detailing shared financial or manufacturing costs.

Trump himself has invested between $ 3 million and $ 5 million across three of Paulson's funds, according to his filings with the Federal Election Commission (which remain the only available window into the president's financial holdings).

We discuss certain of these matters more fully, as well as certain other risk factors that may affect Centene's business operations, financial condition and results of operations, in Centene's filings with the SEC, including the annual report on Form 10 - K, quarterly reports on Form 10 - Q and current reports on Form 8 - K.

Additional information about material risk factors that could cause actual results to differ materially from expectations and about material factors or assumptions applied in making forward - looking statements may be found under «Risk Factors» in our most recent Annual Information Form, under «Risk Management», «Risk Factors» and «Critical Accounting and Actuarial Policies» in our most recent Management's Discussion and Analysis, in the «Risk Management» note to our most recent consolidated financial statements and elsewhere in our filings with Canadian and U.S. securities regulators.

Valeant announced today that it anticipates a delay in filing its audited annual financial statements for the year ended December 31, 2015, the related management's discussion and analysis, certificates of its CEO and CFO and its 2015 Form 10 - K (collectively, the «Canadian Required Filings») with Canadian securities regulators until after the March 30, 2016 filing deadline.

Michael S. McCord's allegations came in response to two public filings with the Securities and Exchange Commission last month, in which Fundrise alerted investors that it had terminated its chief financial officer and treasurer of nearly two years...

I am a former hedge fund manager / analyst that is starting a service for small institutions and high net worth individuals whereby global value ideas from a variety of sources (primarily other value managers, news, public filings, blogs, assorted research services) are «curated», vetted, and presented in summary form with pertinent financials real - time.

This technology is like a «robo - analyst» that does the grunt work (analyzing financials and footnotes in thousands of SEC filings and building models) and frees the adviser to service clients... with high - integrity, fiduciary - duty - fulfilling advice.

In contrast, almost half of OneMain Financial's 2016 lending volume went to borrowers with credit scores under 620, according to the company's public filings.

The latter primarily reflects the year - end filings of those financial institutions with a taxation year ending October 30th.

Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Commission.

More information on these risks and other potential factors that could affect the Company's financial results is included in the Company's filings with the SEC, including in the «Risk Factors» and «Management's Discussion and Analysis of Financial Condition and Results of Operations» sections of the Company's most recently filed periodic reports on Form 10 - K and Form 10 - Q and subsequentfinancial results is included in the Company's filings with the SEC, including in the «Risk Factors» and «Management's Discussion and Analysis of Financial Condition and Results of Operations» sections of the Company's most recently filed periodic reports on Form 10 - K and Form 10 - Q and subsequentFinancial Condition and Results of Operations» sections of the Company's most recently filed periodic reports on Form 10 - K and Form 10 - Q and subsequent filings.

These risks, delays, and uncertainties include, but are not limited to: risks associated with the uncertainty of future financial results, our reliance on our sole supplier, the limited diversification of our product offerings, additional financing requirements, development of new products, government approval processes, the impact of competitive products or pricing, technological changes, the effect of economic conditions and other uncertainties detailed in the Company's filings with the Securities and Exchange Commission.

«As part of regular, comprehensive reviews of our operations, filings, financial disclosures and record keeping procedures, we engage outside professionals to assist us to ensure efficiency, effectiveness and full compliance with applicable law,» Gallivan said.

«We have always endeavored to comply with the state's campaign financial disclosure requirements and are in the process of reviewing all of our filings to ensure full compliance,» Gallivan's campaign said in a statement.

Early filings of January financial activity by companies and organizations with political action committees (PACs) show that American Crystal Sugar Company PAC and Comcast Corporation / NBCUniversal PAC - Federal were in the top group of contributors.

Richard Azzopardi, the governor's spokesman, said the executive branch seeks information from JCOPE routinely about matters such as completing financial disclosure filings, conflicts of interest, pre-government employment, ethics training and how to comply with JCOPE's opinions.

At the same time, the defense argued that Silver's actions were never criminal — sometimes with clear success, as when the government turned to Lisa Reid, the executive director and counsel to the state's bipartisan Legislative Ethics Commission, to shed light on Silver's annual financial disclosure filings.

While it is legal for lawmakers to hold outside jobs, investigators said Mr. Silver failed to list the payments from the firm, Goldberg & Iryami, on his annual financial disclosure filings with the state.

We have always endeavored to comply with the state's campaign financial disclosure requirements and continue to review all of our filings to ensure full compliance.»

Hamilton's campaign has more than $ 88,000 in cash on hand, according to this month's financial filings, with the single largest contribution coming from the real estate company Roth and Sons Management, which gave $ 6,500.

Curiously, both of these men were paid in excess of $ 3,200 over a three week period for work with «Independence Party petitions» according to Independence Party financial filings.

Information about the doctors surgery opening hours, appointments, online prescriptions, health information and much more Provides online business, financial and competitive information contained in corporate filings made by public companies with the United States Securities

The result is a database with financial information pulled from Annual Financial Reports, audits and IRS 990 filings from every charter school that reports to the Arizona State Board for Charterfinancial information pulled from Annual Financial Reports, audits and IRS 990 filings from every charter school that reports to the Arizona State Board for CharterFinancial Reports, audits and IRS 990 filings from every charter school that reports to the Arizona State Board for Charter Schools.

More information about factors that potentially could affect Amazon.com's financial results is included in Amazon.com's filings with the Securities and Exchange Commission, including its Annual Report on Form 10 - K for the year ended December 31, 2006, and all subsequent filings.

More information about factors that potentially could affect Amazon.com's financial results is included in Amazon.com's filings with the Securities and Exchange Commission, including its most recent Annual Report on Form 10 - K and subsequent filings.

Such statements reflect the current views of Barnes & Noble with respect to future events, the outcome of which is subject to certain risks, including, among others, the general economic environment and consumer spending patterns, decreased consumer demand for Barnes & Noble's products, low growth or declining sales and net income due to various factors, possible disruptions in Barnes & Noble's computer systems, telephone systems or supply chain, possible risks associated with data privacy, information security and intellectual property, possible work stoppages or increases in labor costs, possible increases in shipping rates or interruptions in shipping service, effects of competition, possible risks that inventory in channels of distribution may be larger than able to be sold, possible risks associated with changes in the strategic direction of the device business, including possible reduction in sales of content, accessories and other merchandise and other adverse financial impacts, possible risk that component parts will be rendered obsolete or otherwise not be able to be effectively utilized in devices to be sold, possible risk that financial and operational forecasts and projections are not achieved, possible risk that returns from consumers or channels of distribution may be greater than estimated, the risk that digital sales growth is less than expectations and the risk that it does not exceed the rate of investment spend, higher - than - anticipated store closing or relocation costs, higher interest rates, the performance of Barnes & Noble's online, digital and other initiatives, the success of Barnes & Noble's strategic investments, unanticipated increases in merchandise, component or occupancy costs, unanticipated adverse litigation results or effects, product and component shortages, the potential adverse impact on the Company's businesses resulting from the Company's prior reviews of strategic alternatives and the potential separation of the Company's businesses, the risk that the transactions with Microsoft and Pearson do not achieve the expected benefits for the parties or impose costs on the Company in excess of what the Company anticipates, including the risk that NOOK Media's applications are not commercially successful or that the expected distribution of those applications is not achieved, risks associated with the international expansion contemplated by the relationship with Microsoft, including that it is not successful or is delayed, the risk that NOOK Media is not able to perform its obligations under the Microsoft and Pearson commercial agreements and the consequences thereof, risks associated with the restatement contained in, the delayed filing of, and the material weakness in internal controls described in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 27, 2013, risks associated with the SEC investigation disclosed in the quarterly report on Form 10 - Q for the fiscal quarter ended October 26, 2013, risks associated with the ongoing efforts to rationalize the NOOK business and the expected costs and benefits of such efforts and associated risks and other factors which may be outside of Barnes & Noble's control, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 27, 2013, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.

Such statements reflect the current views of Barnes & Noble with respect to future events, the outcome of which is subject to certain risks, including, among others, the effect of the proposed separation of NOOK Media, the general economic environment and consumer spending patterns, decreased consumer demand for Barnes & Noble's products, low growth or declining sales and net income due to various factors, possible disruptions in Barnes & Noble's computer systems, telephone systems or supply chain, possible risks associated with data privacy, information security and intellectual property, possible work stoppages or increases in labor costs, possible increases in shipping rates or interruptions in shipping service, effects of competition, possible risks that inventory in channels of distribution may be larger than able to be sold, possible risks associated with changes in the strategic direction of the device business, including possible reduction in sales of content, accessories and other merchandise and other adverse financial impacts, possible risk that component parts will be rendered obsolete or otherwise not be able to be effectively utilized in devices to be sold, possible risk that financial and operational forecasts and projections are not achieved, possible risk that returns from consumers or channels of distribution may be greater than estimated, the risk that digital sales growth is less than expectations and the risk that it does not exceed the rate of investment spend, higher - than - anticipated store closing or relocation costs, higher interest rates, the performance of Barnes & Noble's online, digital and other initiatives, the success of Barnes & Noble's strategic investments, unanticipated increases in merchandise, component or occupancy costs, unanticipated adverse litigation results or effects, product and component shortages, risks associated with the commercial agreement with Samsung, the potential adverse impact on the Company's businesses resulting from the Company's prior reviews of strategic alternatives and the potential separation of the Company's businesses (including with respect to the timing of the completion thereof), the risk that the transactions with Pearson and Samsung do not achieve the expected benefits for the parties or impose costs on the Company in excess of what the Company anticipates, including the risk that NOOK Media's applications are not commercially successful or that the expected distribution of those applications is not achieved, risks associated with the international expansion previously undertaken, including any risks associated with a reduction of international operations following termination of the Microsoft commercial agreement, the risk that NOOK Media is not able to perform its obligations under the Pearson and Samsung commercial agreements and the consequences thereof, the risks associated with the termination of Microsoft commercial agreement, including potential customer losses, risks associated with the restatement contained in, the delayed filing of, and the material weakness in internal controls described in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 27, 2013, risks associated with the SEC investigation disclosed in the quarterly report on Form 10 - Q for the fiscal quarter ended October 26, 2013, risks associated with the ongoing efforts to rationalize the NOOK business and the expected costs and benefits of such efforts and associated risks and other factors which may be outside of Barnes & Noble's control, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended May 3, 2014, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.

Such statements reflect the current views of Barnes & Noble with respect to future events, the outcome of which is subject to certain risks, including, among others, the general economic environment and consumer spending patterns, decreased consumer demand for Barnes & Noble's products, low growth or declining sales and net income due to various factors, including store closings, higher - than - anticipated or increasing costs, including with respect to store closings, relocation, occupancy (including in connection with lease renewals) and labor costs, the effects of competition, the risk of insufficient access to financing to implement future business initiatives, risks associated with data privacy and information security, risks associated with Barnes & Noble's supply chain, including possible delays and disruptions and increases in shipping rates, various risks associated with the digital business, including the possible loss of customers, declines in digital content sales, risks and costs associated with ongoing efforts to rationalize the digital business and the digital business not being able to perform its obligations under the Samsung commercial agreement and the consequences thereof, the risk that financial and operational forecasts and projections are not achieved, the performance of Barnes & Noble's initiatives including but not limited to its new store concept and e-commerce initiatives, unanticipated adverse litigation results or effects, potential infringement of Barnes & Noble's intellectual property by third parties or by Barnes & Noble of the intellectual property of third parties, and other factors, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 30, 2016, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.

Cable Car Capital conducts detailed bottom - up financial analysis of companies and industries through careful reading of public filings, questioning of management, discussion with industry experts, and financial forecasting.

In contrast, almost half of OneMain Financial's 2016 lending volume went to borrowers with credit scores under 620, according to the company's public filings.

I am a former hedge fund manager / analyst that is starting a service for small institutions and high net worth individuals whereby global value ideas from a variety of sources (primarily other value managers, news, public filings, blogs, assorted research services) are «curated», vetted, and presented in summary form with pertinent financials real - time.

These risks include, among others, general economic conditions, local real estate conditions, tenant financial health, the availability of capital to finance planned growth, continued volatility and uncertainty in the credit markets and broader financial markets, property acquisitions and the timing of these acquisitions, charges for property impairments, and the outcome of legal proceedings to which the company is a party, as described in the company's filings with the Securities and Exchange Commission.

In particular, if you are making an investment decision regarding Realty Income, please consult your financial advisor and the Realty Income filings with the Securities and Exchange Commission.

ETF Administrator The ETF Administrator is responsible for several activities for an ETF, including calculating the daily NAV, acting as transfer agent, and providing the reporting necessary for financial reporting and filings with the SEC.

The firm provides services including (i) audit of annual financial statements, and (ii) assistance and consultation in connection with SEC filings.

Peabody's filings revealed funding for the American Legislative Exchange Council, the corporate lobby group which opposes clean energy standards and tried to impose financial penalties on homeowners with solar panels, as well as a constellation of conservative thinktanks and organisations.

Bernard LLP» regulatory work includes resolving licensing and compliance issues with federal and provincial regulators, financial reporting, regulatory filings, drafting and securing approval for policy wordings.

To maintain that benefit, you have to keep up with regular — often annual — requirements, such as filings with the Secretary of State, keeping financial records updated, and more.