Sentences with phrase «financial interest disclosures»

The article examines the numerous legal pitfalls that can affect physician practices, including malpractice, potential issues with employees, and financial interest disclosures.

Not exact matches

For one thing, the rule has a «Best Interest Contract Exemption» that allows financial advisers to continue many of their current practices if they give investors the right disclosures and enforceable protections.

Editors» Disclosures: Christine Laine, MD, MPH, Editor in Chief, reports that she has no financial relationships or interests to disclose.

The exemption requires disclosure of material conflicts of interest and basic information relating to those conflicts and the advisory relationship (Sections II and III), contract disclosures, contracts and written policies and procedures (Section II), pre-transaction (or point of sale) disclosures (Section III (a)-RRB-, web - based disclosures (Section III (b)-RRB-, documentation regarding recommendations restricted to proprietary products or products that generate third party payments (Section (IV), notice to the Department of a Financial Institution's intent to rely on the PTE, and maintenance of records necessary to prove that the conditions of the PTE have been met (Section V).

But even if you'd never read any coverage about the Trump Foundation, the basic lack of personal financial disclosure and unwillingness to promise he'll shift to a blind trust if he wins is all a person worried about conflicts of interest need to know.

For example, the Department of Labor delayed the full implementation of the fiduciary rule, which would have required anyone who handles retirement assets or gives financial advice to retirement savers to work in their clients» best interest and to provide disclosure of conflicts, when they exist.

Additional information concerning how interest rates are determined and other important disclosures are included in the Program Disclosure, available from your financial advisor or at www.edwardjones.com/bankdeposit.

Now, a Securities Industry Financial and Markets Association (SIFMA) statement discusses conflicts of interest, disclosure and fee transparency.

In this systematic review, the researchers investigate whether the disclosure of potential financial conflicts of interest (for example, research funding by a beverage company) has influenced the results of systematic reviews undertaken to examine the association between the consumption of highly lucrative sugar - sweetened beverages (SSBs) and weight gain or obesity.

Drs. Balcer and Galetta have no relevant financial disclosures or conflicts of interest with the sideline tests studied.

NYC First Lady Chirlane McCray incorrectly reported on Conflict of Interest Board financial disclosure forms in 2015 and 2016 that her and Mayor de Blasio's ownership of two Brooklyn rental properties.

Rechnitz paid up to a half million dollars to Banks while he served as chief of department, according to Banks» 2014 Conflict of Interest Board financial disclosure forms.

Banks reported the income on his final financial - disclosure form filed with the city's Conflict of Interest Board weeks after he stepped down.

interpreting and enforcing the city's Conflict of Interest Law and does everything from scanning annual financial disclosure forms of some 8,500 city employees and others to

Loretta Lynch, U.S. Attorney for the Eastern District of New York, called for greater financial disclosure by legislators to reduce the potential for conflicts of interest.

Russ Haven, general counsel for the New York Public Interest Research Group, an Albany - based government watchdog group, said in an email Saturday that such financial disclosure gives the public useful information about candidates» work, assets and potential conflicts of iInterest Research Group, an Albany - based government watchdog group, said in an email Saturday that such financial disclosure gives the public useful information about candidates» work, assets and potential conflicts of interestinterest.

During her time, Perez Williams also began building an online system for city officials to file financial disclosures and potential conflicts of interest.

Richard Azzopardi, the governor's spokesman, said the executive branch seeks information from JCOPE routinely about matters such as completing financial disclosure filings, conflicts of interest, pre-government employment, ethics training and how to comply with JCOPE's opinions.

New York City is flouting a state law that requires unpaid members of policymaking boards and commissions to file financial - disclosure statements — an ethics breach that allows officials on some powerful panels to make decisions without any sunlight on potential conflicts of interest.

The governor - elect pooh - poohed one aspect of the report — a call for fuller financial disclosure reporting by executive chamber staffers — during his TALK 1300 radio interview with The Post's Fred Dicker earlier today, saying it doesn't address the biggest problem facing Albany: Breaking the stranglehold on government by special interests.

«Over the past year, numerous reforms have been put in place, among them stricter rules on the disclosure of personal income and financial interests, all of which I wholeheartedly support.

Both versions contain financial disclosure provisions which require elected officials and high - ranking city employees to reveal their own and close family members» ownership of property, stocks and other financial interests.

Another prosecutor, Howard S. Master, later noted that Ms. Paulin's financial interest in Merck was disclosed on her annual financial disclosure statement.

They say their interest was piqued when it became public through state financial disclosure forms that the wife of Joe Percoco, Governor Cuomo's former close associate and a former middle school teacher, received between $ 75,000 and $ 100,000 from a consultant to Competitive Power Ventures.

Financial disclosure filed by Banks with the Conflicts of Interest Board showed that while he was still with the department, he claimed a payment of between $ 250,000 and $ 500,000 from JSR Capital.

Both want to modernize the county's Code of Ethics to require more extensive financial disclosure from elected officials, boost vetting of county hires to prevent nepotism and conduct more rigorous reviews of government contracts to identify conflicts of interest.

Attorney General Andrew Cuomo, the Democratic candidate for governor, stores his wealth in a Colorado - based investment boutique and recently liquidated his interest in a defunct investment partnership, according to his most recent financial - disclosure statement.

Critics want to see more public debate and financial disclosure from council members to guard against conflicts of interest.

Under the new financial disclosure law, a concession was made to such lawyer - legislators: They will be allowed to confidentially apply with either JCOPE or the state Office of Court Administration for an exemption from disclosing a client if it might damage the client's interests.

The agency recently drew criticism for failing to flag potential conflicts of interest in Percoco's financial disclosure form, including substantial payments he reported from the Syracuse - area firm COR Development while on leave from the government.

The activists say their interest was piqued when it became public through state financial disclosure forms that the wife of Joe Percoco, Governor Cuomo's former close associate, and a former middle school teacher, received between $ 75,000 and $ 100,000 from a consultant to Competitive Power Ventures (CPV), the company building the power plant.

As Spitzer made a last - minute effort to gather enough signatures for a place on the primary ballot last week, he failed to file a required financial disclosure report with the city's Conflicts of Interest board.

In 2017, authority officials failed to complete any financial disclosure forms meant to monitor and prevent conflicts of interest by key players and policymakers.

«Strengthen financial reporting disclosure requirements for public officers to allow the public to more easily spot conflicts of interest.»

The city Conflicts of Interest Board said Spitzer missed the Friday deadline to file the financial disclosure statement required of candidates.

And his wise call for greater financial disclosure from local officials in the wake of recent conflicts of interest exposed in local governments was a clear reference to the indictments of Nassau County Executive Edward Mangano and Oyster Bay Town Supervisor John Venditto.

Evidence and testimony showed how some lawmakers can wield their considerable power to extort benefits for themselves or others; how the weak enforcement of lax financial disclosure requirements gives legislators ample opportunity to mask illegal payments as outside income; how moneyed real estate interests spend millions of dollars in campaign contributions to influence legislation; and how power is concentrated in the hands of the so - called three men in a room: the legislative leaders and the governor.

Suffolk County's financial disclosure form requires approximately 650 county officers and employees to report financial interests, including those of a spouse.

They say their interest was piqued when it became public through state financial disclosure forms that the wife of Joe Percoco, Cuomo's former close associate and a former middle school teacher, received between $ 75,000 and $ 100,000 from a consultant to Competitive Power Ventures.

Financial disclosure statements from a former senior aide and campaign manager to Gov. Andrew M. Cuomo, currently at the center of an investigation involving improper lobbying and conflicts of interest, show that he earned at least $ 70,000 in consulting fees in 2014 from two entities that do business with the state.

The plan: To repeal the county's old, amended 1989 ethics policy and replace it with a tougher one, designed to better prevent conflicts of interest, increase fines for financial disclosure violations and strengthen the Board of Ethics.

The battling bills would also require the library's executive director and key personnel to make financial disclosures, limit the type and extent of outside employment and create conflict of interest rules.

Groups have been abusing public disclosure laws, the legal defense fund said in the amicus brief, «to harass scientists whose findings — or entire fields of study — they perceive as threatening their financial interests and ideological beliefs.»

FULL DISCLOSURE POLICY AFFECTING CME ACTIVITIES As a provider approved by the Accreditation Council for Continuing Medical Education (ACCME), Johns Hopkins University School of Medicine Office of Continuing Medical Education (OCME) requires attested and signed global disclosure of the existence of all financial interests or relationships with commercial interest from any individual in a position to control the content of a CME activity sponsoreDISCLOSURE POLICY AFFECTING CME ACTIVITIES As a provider approved by the Accreditation Council for Continuing Medical Education (ACCME), Johns Hopkins University School of Medicine Office of Continuing Medical Education (OCME) requires attested and signed global disclosure of the existence of all financial interests or relationships with commercial interest from any individual in a position to control the content of a CME activity sponsoredisclosure of the existence of all financial interests or relationships with commercial interest from any individual in a position to control the content of a CME activity sponsored by OCME.

Medical center personnel and other Georgetown University collaborators meeting the definition of «investigator» are listed in a table in the TRACS transmittal form, which triggers an email notification instructing them to login to GU PASS to complete their general and study specific financial conflict of interest (FCOI) disclosures.

Financial and other disclosures provided by the authors using the ICMJE (www.icmje.org) Uniform Format for Disclosure of Competing Interests are also available at www.haematologica.org.

Financial & competing interests disclosure

Disclosure: The authors declare no conflict of interest and do not have any financial disclosures.

ACCOUNTABILITY & TRANSPARENCY — Charter school board members and employees MUST be held to rigorous financial disclosure requirements and conflict of interest prohibitions as all other organizations receiving public money.

Actual conflicts of interest or the appearance thereof disclosed on a financial disclosure report