Sentences with phrase «financial misconduct at»

He led an OFHEO investigation of financial misconduct at Fannie Mae and Freddie Mac, and initiated corrective measures to address structural deficiencies at both companies.

The House Approrpriations Committee's Subcommittee on Commerce - Justice - Science (CJS) held a hearing on June 21, 2012 on financial misconduct at the National Weather Service, a part of the National Oceanic and Atmospheric Administration (NOAA) that uses data from the nation's weather satellites.

In another case, when an auditor and PRI employee raised concerns about serious financial misconduct at the company, they were allegedly punished by Bonomo.

Not exact matches

«When misconduct is common and accepted by financial services professionals, the integrity of our entire financial system is at risk.

The BoE also said it was not clear if the banking system could cope easily with a disorderly Brexit if it came at the same time as a severe global recession and further substantial fines for financial misconduct.

The following statement was made by Kenneth Hayes, the Commissioner at the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry:

In addition to the CIR and Action Plan, UK Sport is today publishing the 2012 King report and the recommendations from an independent financial audit completed between March and May 2017 into financial misconduct and impropriety at British Cycling.

Capital Tonight has obtained an exclusive copy of a forensic audit conducted for NARAL Pro Choice New York that uncovered extensive alleged financial misconduct by the nonprofit's former president, Kelli Conlin, dating back at least to 2008 and perhaps even longer.

He stressed that this study looks at only a small part of the full financial loss from research misconduct.

A top executive at AAAS, the world's largest general scientific organization, is urging federal officials to broaden the definition of research misconduct to include sexual harassment, saying such behavior is unacceptable and should carry serious financial repercussions.

The Financial Conduct Authority (FCA) regulate the market of all financial institutions including banks, insurance providers and lenders, to ensure that consumers are protected at all times from any miFinancial Conduct Authority (FCA) regulate the market of all financial institutions including banks, insurance providers and lenders, to ensure that consumers are protected at all times from any mifinancial institutions including banks, insurance providers and lenders, to ensure that consumers are protected at all times from any misconduct.

Ever since the last financial crisis, it's not surprising that every new revelation of bank misconduct prompts at least a few customers to seriously consider moving their deposits elsewhere.

That includes investigating financial services misconduct, it includes working with industry to improve their practices, and then the third main thing that we do is produce financial literacy resources targeted at Aboriginal and Torres Strait Islander people.

Ed Williams and Jennifer Danvers: instructed to appear at a five day hearing before the NCTL for a headteacher concerning alleged financial misconduct.

[177] Mr. Street refers to this Court's decision in Peterson v. Lebovitz, 2013 BCSC 651 at para. 12, where the husband was found to have misconducted himself within the meaning of the FLA, s. 166 by hiding his financial circumstances.

During Mr. Bharara's tenure, the office continued the tradition of being at the forefront of prosecuting financial misconduct, including securities fraud.

The council also relied heavily on complaints to identify licensee misconduct, the report found, and urged that «more proactive investigation is needed» looking not just at broker financial statements but transactions and how they were carried out.

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained