Sentences with phrase «financial regulation during»

Each was called upon to reform financial regulation during the crisis.

Not exact matches

As a financial regulator during the time, I worked with members of the House and Senate on some of the Dodd - Frank provisions and helped craft (and vote for) over 60 regulations.

During his testimony, Powell said that current regulations on the financials sector are «tough enough.»

Such risks and uncertainties include, but are not limited to: our ability to achieve our financial, strategic and operational plans or initiatives; our ability to predict and manage medical costs and price effectively and develop and maintain good relationships with physicians, hospitals and other health care providers; the impact of modifications to our operations and processes; our ability to identify potential strategic acquisitions or transactions and realize the expected benefits of such transactions, including with respect to the Merger; the substantial level of government regulation over our business and the potential effects of new laws or regulations or changes in existing laws or regulations; the outcome of litigation, regulatory audits, investigations, actions and / or guaranty fund assessments; uncertainties surrounding participation in government - sponsored programs such as Medicare; the effectiveness and security of our information technology and other business systems; unfavorable industry, economic or political conditions, including foreign currency movements; acts of war, terrorism, natural disasters or pandemics; our ability to obtain shareholder or regulatory approvals required for the Merger or the requirement to accept conditions that could reduce the anticipated benefits of the Merger as a condition to obtaining regulatory approvals; a longer time than anticipated to consummate the proposed Merger; problems regarding the successful integration of the businesses of Express Scripts and Cigna; unexpected costs regarding the proposed Merger; diversion of management's attention from ongoing business operations and opportunities during the pendency of the Merger; potential litigation associated with the proposed Merger; the ability to retain key personnel; the availability of financing, including relating to the proposed Merger; effects on the businesses as a result of uncertainty surrounding the proposed Merger; as well as more specific risks and uncertainties discussed in our most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.cigna.com as well as on Express Scripts» most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.express-scripts.com.

If you recall, during one of her final speeches at the Jackson Hole symposium in August, Yellen defended the strict, broad - based financial regulations put in place after the financial crisis — Dodd - Frank included.

In accordance with Regulation Crowdfunding's requirements, you are not permitted to invest more than a certain amount in offerings made under Regulation Crowdfunding (including those not made through the Site) during any single 12 month period, which amount is determined based on your own financial circumstances.

«As part of the new Regulations, an official joint announcement will be released during the upcoming PBOC press conference making it clear that neither the People's Bank of China nor the Hong Kong Monetary Authority recognises Bitcoin or any other virtual currency as legal tender, thus, making its use as an official currency to settle debts and financial obligations illegal.

Though Powell is thought to favor a lighter touch on financial regulation than current Fed Chair Janet Yellen, his nomination provided re-assurance to market participants that her relatively predictable approach and dovish tendencies on monetary policy would be maintained during the transition of the Fed's leadership.

However, during his tenure on the Fed's Board of Governors since May 2012, he has consistently voted in favor of tightening the Fed's grip on financial regulation.

Both investors and organizations can experience network lag during popular ICOs, while some token distribution mechanisms can cause unpredicted difficulties for both parties.The lack of regulations within the ICO space presents various problems for both the investors and the organizations, such as being subject to the financial regulations of multiple jurisdictions.

During the first meetings of ATTAC, we saw the succession of clearly anti-capitalist positions and those, whose priority is the regulation of financial markets and of the world economic system.

Although QPR filed accounts in March showing a loss of # 9.8 million during their last season in the Football League, that figure was reached by writing off loans of # 60million — a move that might not be permitted under Financial Fair Play regulations.

He explained that all prospective bidders bid through their primary dealers, who in turn submitted the investors» bids through the Central Securities Depository platform, adding that at no time during the book building process did the Ministry of Finance negotiate with any investor in any way, and it will indeed be quite difficult to manipulate the process when the three financial institutions are governed strictly by the Bank of Ghana's rules and regulations.

The signature event of the Brown government, the financial crisis of 2007 - 2008, was a direct consequence of the light - touch, risk - based approach to financial regulation adopted by Gordon Brown and Ed Balls during their decade at the treasury.

During the Q&A portion of the press conference (which begins at about 4:00) I asked Astorino questions about other Sandy - related topics, including his view of the overall response to Sandy by New York State government and whether he would do anything differently concerning the NYS Department of Financial Services and it's regulation of insurance companies, which he would control as governor.

One of the regulations requires parties to have had at least $ 500 «aggregate reported financial activity» during a calendar year.

They discuss Schneiderman's projects during his first year in office, including gun regulations, ethics reforms, Indian Point nuclear plant, and financial oversight.

The Commission seems sympathetic to the idea and promises to bring up the issue during the upcoming triennial review of the E.U.'s Financial Regulation.

The reason is that there are so many risks: government regulations of short - selling (SEC Rule 204), special government regulations put in place during market panics (e.g. the 2008 SEC ban on short selling financials), forced buy - ins, unlimited losses, debt to the brokerage, interest one is charged for being short which can vary arbitrarily, brokerages could change margin requirements to any arbitrary amount, arbitration clauses, you agree to indemnify the brokerage for anything it did even if it did the wrong thing, some brokerages also do market - making and thus have further incentive to fleece the client, and all the other «screw you» legal language that you agreed to when opening an account.

As it stands now, high frequency trading is largely unregulated and unless Congress passes sweeping legislation, which is unlikely to happen given its performance during past opportunities to enact regulation upon the stock market or financial dealings, there is nothing impeding the growth of high frequency trading.

The special diet, insulin, and syringes are not overly expensive, but the financial commitment may be significant during the initial regulation process or if complications arise.

the impact of national and international regulations on the financial services sector, this includes providing advice on navigating firms through strategic solutions during a regulator's consultation process to implementation once final guidance has been issued.

However, some «cold» reforms have been made in some areas during recent corporate law changes, in particular in the area of financial securities regulations.

CoinList, a platform for token - based financial services with an emphasis on compliance with regulation, has raised $ 9.2 mln during its initial fundraising round, according to a press release published today, April 5.

During the event, the Financial Stability Board (FSB) who are the global agency that oversees banks and financial networks and are a representative of 20 major economies, said that no additional restrictions or regulations on cryptocurrencies will be issuedFinancial Stability Board (FSB) who are the global agency that oversees banks and financial networks and are a representative of 20 major economies, said that no additional restrictions or regulations on cryptocurrencies will be issuedfinancial networks and are a representative of 20 major economies, said that no additional restrictions or regulations on cryptocurrencies will be issued for now.

On Monday, Japan's primary financial diplomat Masatsugu Asakawa revealed cryptocurrency regulation «was likely» to be discussed among G20 nations» finance ministers and central bankers in Argentina during this year's meeting in March.

Collaborated extensively with auditors during preliminary and year - end audit processes.Aligned all financial activity with the regulations of the GAAP.

During the Illinois Department of Financial and Professional Regulation's Cybersecurity Conference in Chicago, legal and law enforcement experts offered advice on how broker - owners can beef up their company policies to safeguard their networks.