Sentences with phrase «financial regulatory bodies in»

Back in September, the financial regulatory bodies in China had a major crackdown on ICOs and cryptocurrency trading by asking all the local exchanges to shut down their operations with immediate effect.

ASIC is one of the most stringent financial regulatory bodies in the southern hemisphere.

In addition to CySEC, TeleTrade is also registered with numerous financial regulatory bodies in Europe and the Middle East:

ASIC is one of the few financial regulatory bodies in the world that is highly regarded in the financial industry as being strict, as well as professional.

Not exact matches

«Our economic infrastructure lives in a digital space, which means leveraging big data to streamline financial services to keep information secure, while also well organized and transparent, making it accessible for regulatory bodies,» says Teijeiro.

You shall not be bound by the provisions of confidentiality contained in this Agreement if such Holdings Information 1) is or becomes publicly known through no act or omission of the Financial Institution, its employees, agents or subcontractors; 2) is lawfully disclosed to you by a third party without restriction and without any obligation of confidentiality; 3) is required to be disclosed by any Governmental body, regulatory body (including without limitation any relevant securities exchange) or court of competent jurisdiction or otherwise pursuant to any statutory or regulatory obligation.

According to reports, Japan's Financial Services Agency, a regulatory body, is informally encouraging cryptocurrency exchanges in the country to delist Monero, Zcash, and Dash, all of which are so - called privacy coins.

In a notable counterpoint to this narrative, FINMA, a financial regulatory body serving Switzerland (not a G20 member), issued guidelines in February that described four different genres of cryptocurrencies: payment tokens, utility tokens, asset tokens, and hybrid tokens, which bear characteristics of several token typeIn a notable counterpoint to this narrative, FINMA, a financial regulatory body serving Switzerland (not a G20 member), issued guidelines in February that described four different genres of cryptocurrencies: payment tokens, utility tokens, asset tokens, and hybrid tokens, which bear characteristics of several token typein February that described four different genres of cryptocurrencies: payment tokens, utility tokens, asset tokens, and hybrid tokens, which bear characteristics of several token types.

The independent financial regulatory body cautioned that «ICOs are very high - risk, speculative investments,» recognizing that many projects are still in their infancy when they initiate token offerings.

In an effort to curb jurisdictional overlaps, the National Financial Stability and Development Committee was formed to streamline the interactions between the three main Chinese regulatory bodies, along with the People's Bank of China (PBoC).

There has been substantial effort on the part of global regulatory and supervisory bodies to address the weaknesses identified in the financial crisis.

This regulatory body is responsible for overseeing the functioning financial businesses in the Australian market.

Every country in the world has its own financial or trading regulatory body.

The Dubai International Financial Center (DIFC) which is regulated by the Dubai Financial Services Authority (DFSA) is the major regulatory body allowing financial transactions inFinancial Center (DIFC) which is regulated by the Dubai Financial Services Authority (DFSA) is the major regulatory body allowing financial transactions inFinancial Services Authority (DFSA) is the major regulatory body allowing financial transactions infinancial transactions in the UAE.

In addition, we noted that the software is currently not approved by any financial regulatory bodies such as the Cyprus Securities Exchange Commission (CySEC).

It is very much important to be informed that the 10Trade is a fairly registered broker under the financial markets regulatory bodies of the EU in which this broker accepts European customers.

Government spokespeople say that this is all about evidence and procedure — it's all part of their «step - by - step» plan for the new regulatory body the Financial Conduct Authority It has happened now, they say, because of «growing evidence» from abroad that a cap can be successful in bringing down prices and protecting consumers.

According to him, the regulatory body was established many years ago when there were only a few banks in the country but with the rampant nature of financial sector institutions, the supervision department of the bank needs to be separated from the bank.

France's financial regulatory bodies, the Autorite des Marches Financiers (AMF) and the Autorite de Controle Prudentiel et de Resolution (ACPR), have issued a warning against four entities providing forex trading services in the country without being authorized.

The FCA stands for the Financial Conduct Authority, who are a regulatory body that put in place guidelines and regulations for financial institutions, including payday loanFinancial Conduct Authority, who are a regulatory body that put in place guidelines and regulations for financial institutions, including payday loanfinancial institutions, including payday loan lenders.

France's financial regulatory body, the Autorite des Marches Financiers (AMF), issued on Friday a notice, in which it advises clients of no - longer licensed binary options broker Banc de...

France's financial regulatory body, the Autorite des Marches Financiers (AMF), has included three new entities to its warning list for providing forex investment services in the country without...

The Financial Markets Authority (FMA) is the regulatory body responsible for assuring binary options is safe and secure in the region.

However the main regulatory bodies in charge of regulating Pepperstone's operations are the Australian Securities and Investment Commission (ASIC) and the UK's Financial Conduct Authority (FCA).

In conclusion, even though New Zealand has never been a global financial center, the standards which their regulatory bodies abide by are in line with those standards expected of a first world countrIn conclusion, even though New Zealand has never been a global financial center, the standards which their regulatory bodies abide by are in line with those standards expected of a first world countrin line with those standards expected of a first world country.

In addition the fact that they are not regulated by leading European financial regulatory bodies such as the UK's Financial Conduct Authority or the Cyprus Securities Exchange Commission tend to add more skepticism about Grand Capital relfinancial regulatory bodies such as the UK's Financial Conduct Authority or the Cyprus Securities Exchange Commission tend to add more skepticism about Grand Capital relFinancial Conduct Authority or the Cyprus Securities Exchange Commission tend to add more skepticism about Grand Capital reliability.

The Financial Conduct Authority, or FCA, is the UK's regulatory body set up to handle all the top Forex brokers in the UK and to make sure that they maintain a good track record of security.

Quebec's financial regulatory body, the Autorite des Marches Financiers (AMF), said on Wednesday the combined amount of fines, penalties, and sanctions it imposed in 2015 exceeded $ 8.7 million.

France's financial regulatory body, the Autorite des Marches Financiers (AMF), collected $ 10 million in sanctions in 2016, French media Les Echos reported last week.

The regulatory body governing the financial markets in Turkey is known as the Capital Markets Board of Turkey (CMB).

In the overcrowded world of forex brokerage, many of which are either unregulated or are registered under weak regulatory bodies, the brokers that stand out are those that make the effort to obtain licenses from legitimate financial authorities such as the FCA.

In addition to this regulatory body, it is also regulated by the Financial Supervisory Authority of Norway.

The individual is the person designated to be in charge of the preparation and filing of financial reports to the SEC and other regulatory bodies.

Yesterday, the Financial Industry Regulatory Authority, also known as FINRA, laid down the law against four companies that used leveraged and inverse ETFs in ways that the regulatory body found unsuitable for clients.

Forex broker Solidary Markets FX (SMFX), and binary options brokers FB - One (www.fb-one.com), Stockscall (www.stockscall.com), ST Capitals (www.clickbanca.es) are neither registered, nor authorized to provide financial services in Spain, the country's financial regulatory body, the Comision Nacional del Mercado de Valores (CNMV), said on Monday in separate notices.

The agency was established and launched in 2005 and is the only regulatory body responsible for the regulation of various financial instruments in Indonesian financial markets.

I am in frequent contact with provincial regulators, including the Financial Institutions Regulation Branch (FIRB), an arm of the provincial government that oversees the legislative and regulatory framework of the credit union industry, and Deposit Guarantee Corporation of Manitoba (DGCM), a statutory body established under the Act to oversee credit union operations and performance, and guarantee member deposits.

We defend clients in investigations and enforcement actions brought by regulatory bodies across the country, including the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Department of Labor, the New York Stock Exchange, the American Stock Exchange, the National Futures Association, the Commodity Futures Trading Commission, the Chicago Board of Options Exchange, the Chicago Mercantile Exchange and the Chicago Board of Trade.

Ms. Gaudoin has experience in investigations and enforcement proceedings brought by the Serious Fraud Office, the UK Financial Conduct Authority, the National Crime Agency and other regulatory bodies.

The problem is also that the regulating body, the Financial Services Commission of Ontario («FSCO») who is responsible for the regulatory oversight of auto insurance in Ontario — is failing to meet its obligation to ensure that the insurance companies and their medical experts are complying with the regulations (see 2011 Ontario Auditor General's Report on Auto Insurance (chpt.

She has a particular focus on advising professionals, financial service providers and regulatory bodies in relation to dispute management, investigations and claims.

a major US financial institution on an internal tax and anti-corruption related investigation in the PRC which included dealing with a number of PRC regulatory bodies and advising on compliance issues

Advising financial institutions in investigations by various regulatory bodies, including the Hong Kong Securities and Futures Commission, the Hong Kong Monetary Authority, the China Securities Regulatory Commission and the US Securities and Exchange Commission.

A specialist defence lawyer in the areas of financial crime, fraud and regulatory investigations, Michael has acted for individuals in investigations brought against them by regulatory bodies including the SFO, FCA and the Fraud Prosecution Service.

He specialises in financial services advice, and has experience handling large - scale fraud cases, investigations by regulatory bodies, and professional negligence.

«(i) as reported to the applicable insurance regulatory body in the applicable financial statement described in paragraph (4)(A)(or, if less, the amount required by applicable law or regulation), or

Every financial regulatory body around the world seems to be trying to wrap their heads around Bitcoin and its underlying blockchain technology these days, and the Commodity Futures Trading Commission (CFTC) in the United States is not immune to this trend.

In fact, Crypto Facilities had quietly partnered with Ripple Inc. and XRP Futures was the company's second derivative (after Bitcoin) to be regulated under the Financial Conduct Authority, UK's financial regulatFinancial Conduct Authority, UK's financial regulatfinancial regulatory body.

RBI may introduce regulation policies for cryptocurrency in India With the ongoing boom in the FinTech industry, financial and regulatory bodies in India are said to be evaluating options to formulate a policy framework to deal with the trading of cryptocurrencies in...

In 2013, regulatory bodies responsible for preventing financial crimes have introduced new regulations to bring bitcoin within the scope of its enforcement.