Sentences with phrase «financial services firms when»

A national, independent and not - for - profit organization that helps resolve disputes between consumers and financial services firms when they can't come to a resolution on their own.

Not exact matches

Not all powerful business families implode: When Paul Desmarais died last year, his sons, Paul Jr. and André, succeeded in dividing responsibilities over the vast financial services firm with little evidence of acrimony.

But Michael Kitces, a financial planner who writes extensively about retirement investing, thinks financial services firms are focusing on one problem when it really faces two.

When you look outside your firm — and even outside the financial services industry — which industries or realms do you see that do tend to operate according to their principles?

[42:14] Tony explains the questions to ask an advisor, to ensure they're truly on your side [42:28] 60 % of people surveyed today say they believe their financial advisor is putting the company interests above their own — it's actually worse than they believe [42:45] Why Tony has chosen to support Peter and his firm, Creative Planning [43:33] How you can get a second opinion from Peter's firm, Creative Planning, through their website (www.GetASecondOpinion.com)-- it doesn't matter how much or little you have, they'll give you feedback [44:00] Tony's biggest challenge when writing his first book, and how it brought him to Peter Mallouk [44:30] Peter explains the process Creative Planning went through to open their services to people at the $ 100,000 level, and how offering this extensive range of services to people at this level is unprecedented

«When there's success at one of the large financial services firms or large plan sponsors, the plaintiffs» bar will utilize that settlement or judgment to obtain a very rapid resolution with others,» says Hamburger.

As a result, Eric Hatfield, from RIA Hatfield Insurance and Financial Services in Sherman Oaks, California, said his firm now will not adapt the paperwork that its outside law firm had drafted to be used when the DOL rule takes effect but will continue to work on behalf of the best interests of its clients as always.

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

Although it is a law firm, Oak View Law Group has a stellar reputation when it comes to debt settlement, credit card consolidation and other financial services tailored to reduce your debt.

When I worked at the financial services firm in college, it was common practice to not disclose how much commission was being made by the investment advisor.

When paying off overdue bills, consumers must be wary of debt - settlement firms, according to Darryl Dahlheimer, program manager for Lutheran Social Service Financial Counseling, a nonprofit advisory agency with 10 locations in Minnesota.

When a myRA account balance reaches $ 15,000, the account holder is required to roll the money over to a Roth IRA with a private sector financial services firm (aka, a Wall Street fee fiend!).

«There was a period when people would hop from card to card to take advantage of teaser rates, but I think that era is over,» says Richard Bialek, CEO of Bialek Group, a boutique firm that advises financial service companies.

Sarah has a particular interest in advising clients in the legal and financial services sectors and advises fund managers, partners and firms on issues arising when joining or leaving a fund, remuneration structures (including carried interest and good leaver / bad leaver provisions), and post termination restrictions.

Freshfields, which advised L&G in 2005 when the insurer was investigated by the Financial Services Authority for the alleged mis - selling of endowment mortgages, is the only magic circle firm not on the panel.

«When some people start to realize that retirement is looming it's almost scary for them — maybe because they've had a divorce or they are no longer a partner at a firm or are just at an age they should start looking at it,» says Virginia Engel, a partner at Peacock Linder Halt & Mack LLP and chairwoman of the CBA Financial Services Corp. board.

The second paragraph of Article 6 provides: «When recommending real estate products or services (e.g., homeowners insurance, warranty programs, mortgage financing, title insurance, and so on), REALTORS ® shall disclose to the client or customer to whom the recommendation is made any financial benefits or fees, other than real estate referral fees, the REALTOR ® or REALTOR ®'s firm may receive as a direct result of such recommendation.»

Article 6 of the Code says, «When recommending real estate products or services (e.g., home owner's insurance, warranty programs, mortgage financing, title insurance, etc.), REALTORS ® shall disclose to the client or customer to whom the recommendation is made any financial benefits or fees, other than real estate referral fees, the REALTOR ® or REALTOR ®'s firm may receive as a direct result of such recommendation.»

When recommending real estate products or services (e.g., homeowner's insurance, warranty programs, mortgage financing, title insurance, etc.), REALTORS ® shall disclose to the client or customer to whom the recommendation is made any financial benefits or fees, other than real estate referral fees, the REALTOR ® or REALTOR ®'s firm may receive as a direct result of such recommendation.

When recommending real estate products or services (e.g., homeowner's insurance, warranty programs, mortgage financing, title insurance, etc.), REALTORS ® shall disclose to the client or customer to whom the recommendation is made any financial benefits or fees, other than real estate referral fees, the REALTOR ® or REALTORS ®'s firm may receive as a direct result of such recommendation.