There certainly is an opportunity to use some of the advances we've seen in the rest of
the financial services industry for multifamily and commercial mortgage underwriting.
Real Crowd (Jack — Real User)-- My name is Jack, and I've been in
the financial services industry for over 30 years.
John Lee has been working in
the financial services industry for more than 25 years as a mortgage broker and also as a real estate investor.
She has been in
the financial services industry for close to 40 years, brokering for more than a dozen of those years.
Donna M. Cheswick has been in
the financial services industry for her entire career.
Matthew has over 10 years of sales experience and has focused in
the financial services industry for the last 3 years.
Prior to joining the HRFace2Face team, Linda worked for a major firm in
the financial services industry for over 25 years.
Prior to embarking on his ediscovery career, Ty spent his early years working in
the financial services industry for companies such as Thomson Reuters and Lehman Brothers.
That new consumer protection agency — approved in July 2010 as part of the massive Wall Street reform law — will have broad powers to police
the financial services industry for abusive or deceptive practices.
Out of college, she worked in
the financial services industry for 9 years.
Morgan has worked in
the financial services industry for over 20 years, alternately training financial advisors and working to help his own clients grow assets and manage risk.
Drew Horter has been in
the financial services industry for 31 years and a Certified Financial Planner since 1986.
Jennifer Henagar has worked in
the financial services industry for over 16 years.
My name is Doug Hoyes and my guest today is Richard Dunwoody who's been in
the financial services industry for many years.
Author Bio: Jack Waymire worked in
the financial services industry for 28 years.
Mark has worked in
the financial services industry for 30 years and deals with a number of lenders in Ontario.
She has been working in the insurance and
financial services industry for more than 15 years.
Randy Cass, CFA, LLB, MBA is a portfolio manager at Nest Wealth and has been in
the financial services industry for over 15 years prior to starting Nest Wealth.
Joseph A. Clark, CFP, RFC — Big Joe, a Certified Financial Planner (CFP) and Registered Financial Consultant (RFC), has been in
the financial services industry for more than 20 years.
Prior to joining Edward Jones, Embleton was employed in
the financial services industry for 15 years, including 13 years at A.G. Edwards, where he served as senior analyst and vice president.
Still, Walther, who has been in
the financial services industry for more than 25 years, senses a fundamental underlying change even if the current generation of guaranteed income products will need more refining before RIAs bite down hard.
Cristina has been involved in
the financial services industry for over 15 years and has leveraged expertise on a variety of investment areas such as: portfolio management, wealth management, manager selection and alternative investments.
The reason is because he has been in
the financial services industry for years and has a wealth of experience running Berkshire Hathaway.
After becoming a Certified Financial Planner ™ Practitioner and working in and studying
the financial services industry for several years, Jim concluded that in order for individuals and families to be truly successful in their financial and investment planning they needed a highly trained, independent financial advisory team, loyal only to them and compensated only by them.
In May last year, the FCA banned John Christopher Hughes «from performing any function in relation to any regulated activity in
the financial services industry for failings related to the $ 2.3 billion unauthorised trading losses by another trader Kweku Adoboli.»
Not exact matches
For customers in healthcare,
financial services, retail, manufacturing, non-profit or other
industries that may have special needs in setting up benefits and administrative functions, TriNet offers specific
industry knowledge.
Michael Khouw is a 20 year veteran of the
financial services industry with broad experience as a strategist, analyst, portfolio manager and proprietary trader of equities, commodities and equity and index derivatives
for both buy - side and sell - side firms.
Banking stocks should also benefit from higher interest rates but life could be difficult
for the
financial services industry, which will relocate some operations from the U.K. to Europe, Chillingworth from Rathbones said.
«We believe that —
for a number of reasons — putting in place appropriate regulatory safeguards
for virtual currencies will be beneficial to the long term strength of the virtual currency
industry,» Benjamin Lawsky, New York's superintendent
for financial services, wrote in a draft memo reviewed by the Journal.
«Being in the insurance and
financial services industry, I'm always looking
for ways to set myself apart, build my business and add value
for my clients,» says Randy Rosler, a
financial advisor with MetLife's Strategic Planning Group.
When consumers and the
financial industry do come on board, the Committee advises regulating it much like other
financial services products, like supervising bitcoin exchanges with «requirements
for business continuity planning,» and «a forum
for fraud prevention and disclosure of bitcoin's risks and costs.»
As someone deeply entrenched in this
industry, I can say from experience that merchant
services reps aren't called the «used car salesman of
financial services»
for nothing.
PARIS — Better information - sharing between countries, law enforcement agencies,
financial services companies and the tech
industry will help combat financing
for the Islamic State group and al - Qaida, a senior international official said Thursday.
The EU is refusing to talk about trading arrangements post-2019 — including market access
for the U.K.'s huge
financial services industry — until «sufficient progress» is made on agreeing a
financial settlement
for the U.K.'s remaining obligations.
It's not the first instance of the
financial services industry showing support
for digital currencies — the New York Stock Exchange recently invested in Coinbase, which just launched a Bitcoin exchange — but it's a demonstration of continued investment and interest in the technology's possibilities.
Here, it is expected that the main beneficiary from AI would be the
financial services market, with a very close second
for the technology
industry.
It reduces tariffs on a range of Australian agricultural products, eliminates tariffs on coal and enhances market access
for service industries including
financial services, professional
services, education, health, hospitality and construction.
It's also daunting
for the
financial services industry, where a cadre of advisers and mutual fund companies are reinventing themselves to work with, and
for, people who may need to finance a 30 - year retirement.
Such risks, uncertainties and other factors include, without limitation: (1) the effect of economic conditions in the
industries and markets in which United Technologies and Rockwell Collins operate in the U.S. and globally and any changes therein, including
financial market conditions, fluctuations in commodity prices, interest rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace
industry, levels of air travel,
financial condition of commercial airlines, the impact of weather conditions and natural disasters and the
financial condition of our customers and suppliers; (2) challenges in the development, production, delivery, support, performance and realization of the anticipated benefits of advanced technologies and new products and
services; (3) the scope, nature, impact or timing of acquisition and divestiture or restructuring activity, including the pending acquisition of Rockwell Collins, including among other things integration of acquired businesses into United Technologies» existing businesses and realization of synergies and opportunities
for growth and innovation; (4) future timing and levels of indebtedness, including indebtedness expected to be incurred by United Technologies in connection with the pending Rockwell Collins acquisition, and capital spending and research and development spending, including in connection with the pending Rockwell Collins acquisition; (5) future availability of credit and factors that may affect such availability, including credit market conditions and our capital structure; (6) the timing and scope of future repurchases of United Technologies» common stock, which may be suspended at any time due to various factors, including market conditions and the level of other investing activities and uses of cash, including in connection with the proposed acquisition of Rockwell; (7) delays and disruption in delivery of materials and
services from suppliers; (8) company and customer - directed cost reduction efforts and restructuring costs and savings and other consequences thereof; (9) new business and investment opportunities; (10) our ability to realize the intended benefits of organizational changes; (11) the anticipated benefits of diversification and balance of operations across product lines, regions and
industries; (12) the outcome of legal proceedings, investigations and other contingencies; (13) pension plan assumptions and future contributions; (14) the impact of the negotiation of collective bargaining agreements and labor disputes; (15) the effect of changes in political conditions in the U.S. and other countries in which United Technologies and Rockwell Collins operate, including the effect of changes in U.S. trade policies or the U.K.'s pending withdrawal from the EU, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16) the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017, which is commonly referred to as the Tax Cuts and Jobs Act of 2017), environmental, regulatory (including among other things import / export) and other laws and regulations in the U.S. and other countries in which United Technologies and Rockwell Collins operate; (17) the ability of United Technologies and Rockwell Collins to receive the required regulatory approvals (and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the merger) and to satisfy the other conditions to the closing of the pending acquisition on a timely basis or at all; (18) the occurrence of events that may give rise to a right of one or both of United Technologies or Rockwell Collins to terminate the merger agreement, including in circumstances that might require Rockwell Collins to pay a termination fee of $ 695 million to United Technologies or $ 50 million of expense reimbursement; (19) negative effects of the announcement or the completion of the merger on the market price of United Technologies» and / or Rockwell Collins» common stock and / or on their respective
financial performance; (20) risks related to Rockwell Collins and United Technologies being restricted in their operation of their businesses while the merger agreement is in effect; (21) risks relating to the value of the United Technologies» shares to be issued in connection with the pending Rockwell acquisition, significant merger costs and / or unknown liabilities; (22) risks associated with third party contracts containing consent and / or other provisions that may be triggered by the Rockwell merger agreement; (23) risks associated with merger - related litigation or appraisal proceedings; and (24) the ability of United Technologies and Rockwell Collins, or the combined company, to retain and hire key personnel.
Half of those surveyed believe, «It is difficult to make career progression at my firm without being flexible on ethical standards,» and that «being too rigid over ethical standards will make my firm less competitive,» and «it is not realistic
for everyone working in the
financial services industry to adhere to ethical standards at all times.»
But critics in the
financial services industry say the rule would limit the ability of advisers to
service clients who can not afford to pay
for financial advice and must use products that carry commissions or other indirect costs.
An even bigger question about the
financial services industry's adoption of distributed ledger technologies might not be about how this gets implemented and what specific block chains they choose, but rather what happens to the float that savvy bankers and
financial firms have taken advantage of as they wait
for deposits to clear.
David Treat, managing director
for Accenture's
financial services industry blockchain practice, says in an emailed statement: «As we move into production implementations, bank executives will need a clear roadmap
for how and where to rethink their strategies and redesign their operating models, which is why we undertook this unique study.»
Banks like Deutsche and the Spanish BBVA use Salesforce's
financial services cloud, built specifically
for the banking
industry, to connect more seamlessly with clients, Benioff said.
The TV segment, which first aired in June on Oliver's HBO show «Last Week Tonight,» hit more than 4 million views on YouTube, putting a mass - media spotlight on a very important issue with which the
financial services industry has been grappling
for years.
Despite the increasing number of
financial institutions
servicing the cannabis
industry, credit is still very rarely available
for marijuana businesses.
«It will be interesting to see if [Lending Club] can sell these
for what they think they can get,» says Christine Pratt, a senior analyst
for Aite Group, a
financial services industry research company.
In the
financial services industry, the CFO role has always been a destination job, rather than the on - deck circle
for the CEO slot, Ryan says.
The Community
Financial Services Association of America — an
industry group
for payday and small - dollar lenders — called the proposed rule a «staggering blow» that will cut off consumers» access to credit.
For years, I have watched and listened to all manner of business people that I work with or come across complain about China's underhand restrictions and rules that favour its own domestic champions in just about any
industry — from traditional smokestack
industries, to chemicals, machine tools, autos, technology,
services,
financial services — you name it.