Sentences with phrase «financial services regulators»

A State association of financial services regulators commented that further quantitative testing of consumer comprehension would be a helpful exercise and give the Bureau a more precise idea as to how many consumers properly understand mortgage terms, costs and differences across products.

The Bureau received over 2,800 comments on the TILA - RESPA proposal during the comment period from, among others, consumer advocacy groups; national, State, and regional industry trade associations; banks; community banks; credit unions; financial companies; mortgage brokers; title insurance underwriters; title insurance agents and companies; settlement agents; escrow agents; law firms; document software companies; loan origination software companies; appraisal management companies; appraisers; State housing finance authorities, counseling associations, and intermediaries; State attorneys general; associations of State financial services regulators; State bar associations; government sponsored enterprises (GSEs); a member of the U.S. Congress; the Committee on Small Business of the U.S. House of Representatives; Federal agencies, including the staff of the Bureau of Consumer Protection, the Bureau of Economics, and the Office of Policy Planning of the Federal Trade Commission (FTC staff), and the Office of Advocacy of the Small Business Administration (SBA); and individual consumers and academics.

The House Financial Services Committee in early July passed H.R. 1408, which would patch together a national antifraud network out of some 250 financial services regulators around the country.

This is a nod of approval from one of the most influential state financial services regulators in the nation.»

Our team includes alumni from most financial services regulators, including in both senior and staff positions.

Let me just say that if I were starting a software company in the United States today, given the noises being made by the SEC and by other financial services regulators I would not put an exchange - tradable token at the center of the offering unless that token were a representation of a legally - recognized interest and structured on the basis that the token will be regulated by the securities laws.

A crackdown in Ontario last month put the spotlight on these products when the province's financial services regulator issued $ 1.1 million in fines against four parties that were involved with syndicated mortgages for real estate development projects in which Ontario - based Fortress Real Developments Inc. was a developer or development consultant.

The Reserve Bank chairs the Council of Financial Regulators, which includes the prudential regulator APRA, the corporate and financial services regulator ASIC, and the Australian Treasury.

The Financial Services Authority, Indonesia's financial services regulator known as the OJK, is preparing a regulation that would allow local financial technology companies to lend money directly to customers to provide more financing choices for the public, its senior officials said on Tuesday (14/02).

The Financial Service regulator namely Financial South Africa (FSB) is the prime authority for the financial dealings in the region.

Consumers are afraid to switch banks despite growing concerns with their own, a senior financial services regulator has warned.

New York's top financial services regulator used «inaccurate» and «incomplete» data earlier this year when it blasted the state's pension fund for paying exorbitantly high fees on its hedge fund...

The state's top financial services regulator is pushing lawmakers to take up new measures in the wake of Equifax's data breech.

Darwinex, an FCA - regulated social forex broker, issued a comment criticizing the decision of Germany's market and financial services regulator BaFin to introduce a mandatory negative balance protection on...

Darwinex, an FCA - regulated social forex broker, issued a comment criticizing the decision of Germany's market and financial services regulator BaFin to introduce a mandatory negative balance protection on contracts for difference (CFDs) for retail clients.

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator.

I claim a bit of credit for this term, because it was while I was engaged by a financial services regulator and assisting them with a disciplinary investigation into selling by a life assurance company (the regulator was LAUTRO — those with long memories may remember it, and its successor the Personal Investment Authority) it was decided that this term was the best to describe the test we were applying to selling practices.

«The Commissions» proposals could create uncertainty as to how prior FSA findings on unfair terms will apply, and to how the financial services regulator will develop its own regime for fairness of terms and conditions which runs in parallel with the new law, creating lack of clarity for the industry.»

A financial services regulator in Dubai has issued a warning on initial coin offerings (ICOs) to investors.

On Tuesday 2 August, I had the privilege of attending an event hosted by the Monetary Authority of Singapore (Singapore's financial services regulator and central bank).

The firm launched its bitcoin fund four months ago, after it gained approval from Jersey's financial services regulator.

Major German newspaper Der Spiegel reported in early June that the Federal Financial Supervisory Authority (BaFin), the country's main financial services regulator had opened an investigation.

Not exact matches

Regulators such as the Financial Services Commission of Ontario have also strongly expressed the opinion that telematics devices should be used primarily for the benefit of the consumer, and to help individuals become better drivers (as evidenced by a presentation given by the FSCO at a UBI Symposium this past February).

For SAP, the loss and LAE ratio is the ratio of incurred losses and loss adjustment expenses less certain administrative services fee income to net earned premiums as defined in the statutory financial statements required by insurance regulators.

The Marijuana Business Access to Banking Act would prohibit any federal banking regulator from «prohibiting, penalizing or otherwise discouraging a depository institution from providing financial services to a marijuana - related legitimate business.»

Veronica Macpherson's Macro Realty Developments has had its Australian financial services licence torn up by the corporate regulator.

She has been a regular contributor to Fortune since April 2010 and has advised analysts, regulators, shareholders, and banks of every size on the economics of financial services.

The UK regulator did warn in early 2013 that Euro Forex Investment may have been «providing financial services or products in the UK without our authorisation.»

Accenture's head of financial services said that the prototype will make blockchain more attractive to financial services providers and regulators, and encourage their uptake of blockchain technology.

The hearings will likely produce additional drama amid the backdrop of little faith in both regulators and large financial services firms.

Meeting the varying demands of customers, partners and regulators is no easy task, so the strong showing of the financial services industry on

Companies are looking for someone in the role who can handle business ups and downs, stand up to more intense scrutiny from shareholders, and in the case of financial service firms, regulators, said Branthover.

The Senior $ afe Act will better protect people aged 65 and over from financial exploitation by increasing the likelihood it will be identified by financial services professionals and reported to regulators, Adult Protective Services agencies, and law enforcement authservices professionals and reported to regulators, Adult Protective Services agencies, and law enforcement authServices agencies, and law enforcement authorities.

Following Mr. Stumpf, regulators, including Consumer Financial Protection Bureau Director Richard Cordray, answered questions about their investigations into Wells Fargo, and what they recommended to not only address wrongdoing within that company, but prevent future abusive practices across the financial services Financial Protection Bureau Director Richard Cordray, answered questions about their investigations into Wells Fargo, and what they recommended to not only address wrongdoing within that company, but prevent future abusive practices across the financial services financial services industry.

On February 22, France's top financial regulator, the Autorité des marchés financiers (AMF), published a press release indicating that online platforms which allow users to trade in cryptocurrency derivatives may no longer advertise those financial products and must be approved «to offer investment services.»

I fear that that the emerging fight between at least 4 priovinces, Alberta, Manitoba, Quebec and New Brunswick against the Ottawa / Ontario single federal securities regulator scheme will damage Ontario's capital markets for years to come and the Toronto financial markets, the Toronto financial services industry and the Ontario economy.

While the pace of change is exciting for innovators and market makers, it causes enormous friction for traditional institutions who control financial services today, as well as for regulators who are grappling with rules that were not meant to govern financial transactions using the latest technologies.

The Initiative is informed by regular meetings of experts in the sector, policymakers and supporters engaged in the financial services sector, including financial intermediaries, securities market participants and their regulators, among others.

The regulator noted it's «extremely unlikely» that investors will have protections like those afforded by the Financial Services Compensation Scheme.

France's financial markets regulator has said that online platforms which support cryptocurrency derivative trading must receive approval to offer such services, report trades to a central repository, and may not advertise their digital asset derivatives.

These included updates on compensation - related regulations and guidance issued by the Board of Governors of the U.S. Federal Reserve System (Federal Reserve Board) and other U.S. federal banking regulators, the Financial Stability Board, the United Kingdom Financial Services Authority and other regulators around the world.

The «Elder Investment Fraud and Financial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance aFinancial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance afinancial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance as needed.

FSA Suggests Altcoin Squeeze As Forbes reports citing a meeting of the group, which consists of industry experts organized by Japan's regulator the Financial Services Authority (FSA), the anonymity options such altcoins present could be grounds to banish them from the country's burgeoning exchange sector.

The Financial Services Agency, the country's financial regulator, is expected to follow with its own probe in the cominFinancial Services Agency, the country's financial regulator, is expected to follow with its own probe in the cominfinancial regulator, is expected to follow with its own probe in the coming months.

The National Bank of Egypt has joined over 200 other financial services firms, stakeholders, and regulators in technology firm R3's global blockchain initiative.

Important factors that may affect the Company's business and operations and that may cause actual results to differ materially from those in the forward - looking statements include, but are not limited to, operating in a highly competitive industry; changes in the retail landscape or the loss of key retail customers; the Company's ability to maintain, extend and expand its reputation and brand image; the impacts of the Company's international operations; the Company's ability to leverage its brand value; the Company's ability to predict, identify and interpret changes in consumer preferences and demand; the Company's ability to drive revenue growth in its key product categories, increase its market share, or add products; an impairment of the carrying value of goodwill or other indefinite - lived intangible assets; volatility in commodity, energy and other input costs; changes in the Company's management team or other key personnel; the Company's ability to realize the anticipated benefits from its cost savings initiatives; changes in relationships with significant customers and suppliers; the execution of the Company's international expansion strategy; tax law changes or interpretations; legal claims or other regulatory enforcement actions; product recalls or product liability claims; unanticipated business disruptions; the Company's ability to complete or realize the benefits from potential and completed acquisitions, alliances, divestitures or joint ventures; economic and political conditions in the United States and in various other nations in which we operate; the volatility of capital markets; increased pension, labor and people - related expenses; volatility in the market value of all or a portion of the derivatives we use; exchange rate fluctuations; risks associated with information technology and systems, including service interruptions, misappropriation of data or breaches of security; the Company's ability to protect intellectual property rights; impacts of natural events in the locations in which we or the Company's customers, suppliers or regulators operate; the Company's indebtedness and ability to pay such indebtedness; the Company's ownership structure; the impact of future sales of its common stock in the public markets; the Company's ability to continue to pay a regular dividend; changes in laws and regulations; restatements of the Company's consolidated financial statements; and other factors.

The Working Group consists of state securities regulators, representatives of the Financial Industry Regulatory Authority (FINRA), the Securities Industry and Financial Markets Association (SIFMA), the Financial Services Institute (FSI), LPL Financial LLC, Morgan Stanley Smith Barney LLC, Prospera Financial Services, and Signator Investors, Inc..

The Nikkei Asian Review has reported that Japan's financial regulator, the Financial Services Agency (FSA), has warned leading cryptocurrency exchange Binance that it will face criminal charges if it continues its Japanese operations without afinancial regulator, the Financial Services Agency (FSA), has warned leading cryptocurrency exchange Binance that it will face criminal charges if it continues its Japanese operations without aFinancial Services Agency (FSA), has warned leading cryptocurrency exchange Binance that it will face criminal charges if it continues its Japanese operations without a license.

While China strictly banned initial coin offerings (ICOs) and cryptocurrency exchanges platforms and Macau's monetary regulator barred local firms from providing ICO - related financial services, Hong Kong has emerged as something as an ICO hub.

In the US, BitFlyer was launched in November 2017, has received approvals from the New York State Department of Financial Services, who are the regulators.