Sentences with phrase «financial trading industry»

Not exact matches

His clients include executives and business leaders in a broad range of industries, including all varieties of financial services (securities and commodities trading and sales, banking, investment and hedge funds), automobile manufacturing and sales, professional sports agency, pharmaceuticals, and high technology.

The EU is refusing to talk about trading arrangements post-2019 — including market access for the U.K.'s huge financial services industry — until «sufficient progress» is made on agreeing a financial settlement for the U.K.'s remaining obligations.

Such risks, uncertainties and other factors include, without limitation: (1) the effect of economic conditions in the industries and markets in which United Technologies and Rockwell Collins operate in the U.S. and globally and any changes therein, including financial market conditions, fluctuations in commodity prices, interest rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace industry, levels of air travel, financial condition of commercial airlines, the impact of weather conditions and natural disasters and the financial condition of our customers and suppliers; (2) challenges in the development, production, delivery, support, performance and realization of the anticipated benefits of advanced technologies and new products and services; (3) the scope, nature, impact or timing of acquisition and divestiture or restructuring activity, including the pending acquisition of Rockwell Collins, including among other things integration of acquired businesses into United Technologies» existing businesses and realization of synergies and opportunities for growth and innovation; (4) future timing and levels of indebtedness, including indebtedness expected to be incurred by United Technologies in connection with the pending Rockwell Collins acquisition, and capital spending and research and development spending, including in connection with the pending Rockwell Collins acquisition; (5) future availability of credit and factors that may affect such availability, including credit market conditions and our capital structure; (6) the timing and scope of future repurchases of United Technologies» common stock, which may be suspended at any time due to various factors, including market conditions and the level of other investing activities and uses of cash, including in connection with the proposed acquisition of Rockwell; (7) delays and disruption in delivery of materials and services from suppliers; (8) company and customer - directed cost reduction efforts and restructuring costs and savings and other consequences thereof; (9) new business and investment opportunities; (10) our ability to realize the intended benefits of organizational changes; (11) the anticipated benefits of diversification and balance of operations across product lines, regions and industries; (12) the outcome of legal proceedings, investigations and other contingencies; (13) pension plan assumptions and future contributions; (14) the impact of the negotiation of collective bargaining agreements and labor disputes; (15) the effect of changes in political conditions in the U.S. and other countries in which United Technologies and Rockwell Collins operate, including the effect of changes in U.S. trade policies or the U.K.'s pending withdrawal from the EU, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16) the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017, which is commonly referred to as the Tax Cuts and Jobs Act of 2017), environmental, regulatory (including among other things import / export) and other laws and regulations in the U.S. and other countries in which United Technologies and Rockwell Collins operate; (17) the ability of United Technologies and Rockwell Collins to receive the required regulatory approvals (and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the merger) and to satisfy the other conditions to the closing of the pending acquisition on a timely basis or at all; (18) the occurrence of events that may give rise to a right of one or both of United Technologies or Rockwell Collins to terminate the merger agreement, including in circumstances that might require Rockwell Collins to pay a termination fee of $ 695 million to United Technologies or $ 50 million of expense reimbursement; (19) negative effects of the announcement or the completion of the merger on the market price of United Technologies» and / or Rockwell Collins» common stock and / or on their respective financial performance; (20) risks related to Rockwell Collins and United Technologies being restricted in their operation of their businesses while the merger agreement is in effect; (21) risks relating to the value of the United Technologies» shares to be issued in connection with the pending Rockwell acquisition, significant merger costs and / or unknown liabilities; (22) risks associated with third party contracts containing consent and / or other provisions that may be triggered by the Rockwell merger agreement; (23) risks associated with merger - related litigation or appraisal proceedings; and (24) the ability of United Technologies and Rockwell Collins, or the combined company, to retain and hire key personnel.

That means Metacritic scores — which can determine financial bonuses for executives at studios and publishers — are compiled by trade and industry press, all of whom often depend on those same companies for their very livelihood.

«It didn't all happen at once - each attack affected firms differently,» said Karl Schimmeck, vice president of Financial Services Operations at the Securities Industry and Financial Markets Association (SIFMA), a Wall Street trade group that oversaw the event in conjunction with Deloitte & Touche LLP.

Fast corrections would be especially critical were blockchain to be used in the securities industry, where trades are conducted at high speed, but where errors, such as assigning a trade to the wrong counterparty could have serious financial consequences.

Recently, Bloomberg reported that Jamie Dimon was a key player in an industry - wide effort to roll back a provision of the Dodd - Frank financial reform bill that would have required banks to split their derivative trading units from the rest of the bank.

In May last year, the FCA banned John Christopher Hughes «from performing any function in relation to any regulated activity in the financial services industry for failings related to the $ 2.3 billion unauthorised trading losses by another trader Kweku Adoboli.»

A decade ago, 75 % of tenants in downtown Manhattan were in the financial or insurance industries, according to Robert Becker, Senior Leasing Manager with the Durst NY real estate, which manages the leasing of One World Trade Center.

In addition, if Britain makes its own laws in terms of international trade, it may look to support its domestic steel industry,» said Goutam Chakraborty, an analyst at Emkay Global Financial Services.

Multi-asset web - based trading platform with the fastest in the industry financial charts and advanced technical analysis tools.

For example, the Financial Industry Regulatory Authority has a website where you can search over 18,000 mutual funds and exchange - traded funds.

Similar to D&B, Experian captures information about your business» background, company financial information, credit score and risk factors, banking, trade, and collection history, liens judgments, bankruptcies, and your industry to create a 100 - point ranking for your business (but the data is weighted and scored differently than the PAYDEX score).

The Securities Industry and Financial Markets Association, Wall Street's largest trade group, declined to comment specifically about the memo.

(The website of the company she started offers to trade on behalf of clients; neither Ms. Berwick nor the firm is registered as an investment adviser with the Securities and Exchange Commission or the Financial Industry Regulatory Authority.)

Two main industry trade groups opposed to DOL's rule — the Financial Services Institute and the Securities Industry and Financial Markets Association — said Wednesday that they would spend the coming days analyzing tindustry trade groups opposed to DOL's rule — the Financial Services Institute and the Securities Industry and Financial Markets Association — said Wednesday that they would spend the coming days analyzing tIndustry and Financial Markets Association — said Wednesday that they would spend the coming days analyzing the rule.

With approval from the Financial Industry Regulatory Authority (FINRA), the Bitcoin Investment Trust (BIT) is set to be the first publicly traded bitcoin fund.

Aside from cracking down on ICOs and cryptocurrency trade, regulators have not yet made up their mind about blockchain development, especially in the financial industry, Chen noted.

The British Bankers» Association (BBA) is a trade association for the UK banking and financial services industries, representing over 200 member banks.

From carbon trading markets to new green products, certain industries and geographies are seeing real financial costs and opportunities emerge.

William Rees - Mogg (1998), former Editor of The Times, has put it this way: «There is now a huge financial industry which is purely speculative in character; it centres on the currency trading of international banks.

The world's 50 biggest investment banks made revenue of $ 1.6 billion from trading, selling derivatives and other activities in metals last year, compared to $ 1.4 billion in oil, according to Coalition, a financial industry analytics firm.

Since the payout on any position is indicated on the platform, even before the trade has opened a position, it should be very easy for beginners in the industry to invest in the financial markets using this trading option.

Ken Bentsen, president and CEO of SIFMA, noted on the call that while all of the trade groups represent members nationwide, about 27,000 advisors in Texas are registered with the Financial Industry Regulatory Authority and that Texas ranks third in the U.S. in terms of the number of advisors and fourth in the number of broker - dealers, which «underscores the fact that this is a Main Street issue.»

Financial markets were rattled last Wednesday following reports suggesting that Chinese leaders could be preparing trade restrictions on imports related to the U.S. aerospace industry.

Industry trade groups like the Investment Company Institute and the Securities Industry and Financial Markets Association have come out against state - run plans, arguing that they will spur a «confusing, state - by - state patchwork of savings programs» that could lack strict federal controls.

The Financial Industry Regulation Authority («FINRA») and U.S. Securities and Exchange Commission («SEC») define day traders as traders that buy and sell a particular security in the same trading day four or more times in any consecutive five business day period.

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

The regulators have questions and concerns about how the funds would work and whether they could be priced and trade effectively, according to a financial industry source familiar with the SEC's thinking.

Debate over the high - profile litigation has roiled the Securities Industry and Financial Markets Association, one of several trade groups that sought to overturn the regulation in federal court in Dallas earlier this month.

Glenn is a financial industry veteran with more than 30 years of trading and foreign exchange (FX) experience.

The additional factors considered when determining any changes in fair value between the most recent valuation report and the grant dates included, when available, the prices paid in recent transactions involving our equity securities, as well as our operating and financial performance, current industry conditions and the market performance of comparable publicly traded companies.

The American Petroleum Institute is recruiting a former top Republican congressional staffer with financial - sector expertise to lead the oil industry trade group, according to people familiar with the hiring deliberations.

The actual amount transferred may differ from the agreed - upon dollar amount of the transaction as a result of: the allowable delivery variance of + / - 0.01 %, in accordance with the Securities Industry and Financial Markets Association's Good Delivery Guidelines for To - Be-Announced (TBA) trading of agency MBS; periodic net settlement of purchases and sales; principal paydowns; and accrued interest.

Ira Hammerman, general counsel for SIFMA, the financial industry trade association, says that «fiduciary» has varying meanings, depending on the state.

Neill Penney, Co-head of Trading, Thomson Reuters, said: «Cryptocurrency is still a comparatively small part of the trade market, but this deliberate indicates this niche shred is starting to enter the mainstream of the financial services industry.

Morrison Cohen will also track the regulatory pronouncements of the Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority, and the New York State Department of Financial Services, in addition to «other regulatory announcements» including those made by executive order.

The Index reflects companies across major industry groups including computer hardware and software, telecommunications, retail / wholesale trade and biotechnology, but does not contain securities of financial companies.

If you have taken your time to study the bitcoin exchange and trading cum financial consulting industry, you will realize that financial consultancy agencies are willing to pay expensive rents in order to stay in a busy business district; a place where business activities and financial activities are at its peak.

Ripple Labs will be in Boston at the end of the month for Sibos (Sept. 29 — Oct. 2), the annual financial services conference hosted by SWIFT, where 7000 industry members and thought leaders will gather to contemplate and help shape the future of payments and trade.

The SEC alleges that, in reality, Chahal had substantially no experience working in the financial or securities industry or trading securities on behalf of clients.

In the wake of the flash crash, for instance, the major securities exchanges — along with the SEC and FINRA, the financial industry's self - regulatory organization — settled on a formula for canceling so - called broken trades.

Many ETF industry sources have told IndexUniverse.com that high - speed computer - driven trading has cut profit margins for market makers, and therefore seriously curtailed their incentives for taking on the financial risks associated with providing trading liquidity in particular securities.

About $ 502 billion in Treasuries changed hands on the average trading day in March, according to the Securities Industry and Financial Markets Association.

In order to demonstrate commitment to increased transparency within the financial industry, the Saxo Group has taken the initiative to publicise on a monthly basis key figures related to its activity, namely retail assets under management as well as daily average and monthly trading volumes.

«Major bitcoin industry companies including Digital Currency Group (DCG) subsidiary Genesis Trading and bitcoin hedge fund Binary Financial are set to participate in a government auction of just over 44,000 BTC (worth $ 18.3 m at press time) to be held on Thursday.»

Magazine's «100 Best Business Books» List, the BusinessWeek Bestseller List, amazon's bestseller lists, and garnered favorable recognition in Forbes, Success and over 300 trade and industry journals, and been featured in full page advertisements in airline magazines, financial publications like Investors Business Daily, in Success, in Entrepreneur, and dozens of others.

The Impact of Recent Innovation on Trading, Settlement, and Clearance Activities panel focused on blockchain technology and its ability to transform various facets of the financial services industry.

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Shares of Bagger Dave's will trade on the Over the Counter (OTC) market place once clearance is received by Financial Industry Regulatory Authority (FINRA) for Spartan Securities to make a market in the stock.