Sentences with phrase «firm placement agents»

Not exact matches

In addition, organizations providing — or seeking to provide — services to impact investors, such as law firms, investment advisors, ratings agencies, and placement agents, are also invited to apply to join the community.
The meeting was referenced in the settlement between Global and the AG in which the firm agreed to pay $ 2 million for acting as an unlicensed placement agent.
In addition, GKM Newport Generation Capital Services will pay the equivilent of $ 1.6 million, California lobbying firm Platinum Advisors will pay $ 500,000; and unlicensed placement agent Kevin McCabe (a former political strategist for ex-NYC Council Speaker Peter Vallone Sr.) will pay $ 715,000.
As part of the agreement, which stemmed from Manatt Phelps & Phillips acting as an unlicensed placement agent, the firm agreed to a five - year ban from appearing before any public pension fund in New York and a $ 500,000 fine and cooperate with the ongoing investigation.
Cuomo's office on Thursday settled related cases with investment firms GKM Newport Generation Capital Services, California lobbying firm Platinum Advisors, political consulting firm Global Strategy Group and Kevin McCabe, an unlicensed placement agent.
Democratic consulting firm Global Strategy Group, California lobbying shop Platinum Advisors, GKM Newport Generation Capital Services, LLC, and unlicensed placement agent Kevin McCabe also signed pacts.
Paul Hastings, a leading global law firm, announced today that the firm represented Citigroup and NH Investment & Securities as the placement agents in the US$ 1.05 billion sale of common shares of Hyundai Glovis Co.,
External recruitment refers to hiring of employees from outside the firm, sources of which include: job ads, college campuses, employee referral programs and placement agents.
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