Sentences with phrase «firms against the failure»
The Division also oversees the Securities Investor Protection Corporation (SIPC), which is a private, non-profit corporation that insures the securities and cash in the customer accounts of member brokerage firms against the failure of those firms.
https://www.sec.gov/ Not exact matches
(As with all securities firms, this insurance provides protection against failure of a broker - dealer, not against loss of market value of securities).
I will tell you, every time I talk about ABS to American lawyers they cite the failure of the Australian firm Slater and Gordon as a black mark against ABS itself.
Cases involving claims against accounting firms arising from alleged failure to detect fraud in audits and negligent preparation of financial statements
Our Firm represented a class of individuals against their employer for failure to pay overtime
Our Firm represented a class of individuals against their employer for failure to pay overtime wages as required by Federal Law.
Failure by members or registered firms to act in accordance with the mandatory requirements may lead to a finding of negligence against a surveyor as the court is likely to take account of the relevant statements in cases where allegations of professional negligence are made against a surveyor.
Kamali v. State of California, Department of Transportation In a single - plaintiff disability failure to accommodate / discrimination claim, our firm obtained a judgment of $ 1.8 million in 2012 against the State of California's Department of Transportation (Caltrans) after an employee's accommodations were repeatedly denied.
Our firm is dedicated to representing employees as individuals or as class representatives against their employers for Labor law violations, including: Overtime, Double Time, Failure to Provide Meal and Rest, Unpaid Tips, Unpaid wages, Improper Employee Classification, Failure to Reimburse Business Expenses, Failure to Provide Commissions, Unlawful Deductions, Failure to Provide Accurate Wage Statements, Failure to Pay all Wages at the time of Discharge or Resignation.
Recent instructions include: • Acting as Junior Counsel to Roddy Dunlop QC in a seven figure claim relating to failure by solicitors to obtain a standard security in relation to loan funds advanced by a commercial lender • Acting as Junior Counsel to Alistair Clark QC (as he then was) on behalf of the pursuers, a major commercial lender, in pursuing seven figure negligence claims against solicitors and surveyors relating to their advance of loan funds for the purchase of commercial property • Acting as Junior Counsel to Heriot Currie QC for one of the defenders (a firm of architects) in a seven figure multi-party claim relating to construction and design defects at a major shopping centre • Acting as Junior Counsel to Alastair Duncan QC for one of the defenders in a claim against both solicitors and counsel relating to alleged negligence by family lawyers relating to the preparation of a settlement agreement • Acting as sole counsel for the pursuer in a claim against solicitors for allowing the time bar of her clinical negligence action against a health board
Pressure is growing on Facebook to explain its failure to protect customers against misuse of their data by a firm of political consultants.
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The Buyer filed a lawsuit against the Firm for the Broker's alleged failure to disclose the erosion on the property, alleging fraud and seeking punitive damages for the Broker's conduct.