Sentences with phrase «focus by financial regulators»
Regulating firms» culture - The increasing focus by financial regulators internationally on supervising firms» culture
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Chief Financial Officer Jason Hollar quickly dismissed concerns, saying that the language was required by regulators but that Sears was focused on turning itself around and was still «a viable business that can meet its financial and other obligations for the foreseeable futurFinancial Officer Jason Hollar quickly dismissed concerns, saying that the language was required by regulators but that Sears was focused on turning itself around and was still «a viable business that can meet its financial and other obligations for the foreseeable futurfinancial and other obligations for the foreseeable future.»
With demographic trends pointing to a greater focus on longevity risk and more attention being placed on the downside of short - term investment behavior by governments, regulators and even the financial media, the tide may turn in the coming years.
Protecting Senior Investors: Report of Examination of Securities Firms Providing «Free Lunch» Sales Seminars Issued by the Securities and Exchange Commission, North American Securities Regulators and Financial Industry Regulatory Authority, this report concludes that free - lunch seminars focus more on sales than education and often make exaggerated or misleading claims.
With the increased focus on AML enshrined by the new regulations, and the upcoming Financial Action Task Force's Evaluation of the UK's AML and counter-terrorist financing frameworks in 2018, the regulators will be keen to take a firm hand to lawyers who fail to comply with their AML obligations.