Sentences with phrase «for trade compliance»

Knowledge of CBP, DOS, DOC, OFAC, ATF, FDA, FAA and NRC federal laws and regulations for trade compliance with U.S. trade laws.

After seven years as principal in - house legal adviser for trade compliance at Thales USA, Inc., an aerospace and defense company, JOHN PISA - RELLI is joining Fried, Frank, Harris, Shriver & Jacobson.

Not exact matches

Stephen Innes, head of trading for Asia - Pacific at futures brokerage Oanda in Singapore said a «beaming economic forecast along with stout compliance from OPEC (to withhold production) is providing convincing support.»

From a legal and regulatory standpoint, sanction - busting and lax regulatory compliance are very different sins than intellectual property theft and discriminatory trade polices (which Trump often cites as the main justifications for his threat to impose tariffs on Chinese imports).

On Dec. 11, the Commodity Futures Trading Commission issued interpretative guidance addressing a potential compliance issue for intermediaries that do business with investment managers in Europe...

He established the best execution policies and is responsible for monitoring compliance of trades daily.

Bittrex, a U.S. - based trading platform for cryptocurrencies, announced the hiring of three senior executives, including two former U.S. government officials, to help manage the company's rapid growth and ensure compliance with the emerging legal and regulatory environment.

We should also identify ways to further tailor the Volcker compliance regime to focus on firms with large trading operations and reduce the compliance burden for small banking entities with limited trading operations.»

Allegro improves trading visibility, risk management, compliance and profitability for companies involved in crude production, trading, marketing, transportation and storage.

The executives» corner - cutting on compliance adds to the embarrassment and regulatory headaches for Zurich - based Credit Suisse, which has had to pay billions of dollars of fines to U.S. authorities in recent years over a wide range of allegations, including mis - selling of mortgage - backed securities, deficiencies in its anti-money-laundering program, front - running clients on foreign - exchange trades and violating U.S. sanctions by secretly funneling money from Iran through American banks.

FINRA's Market Regulation department oversees and regulates over-the-counter (OTC) trading of exchange - listed and non-exchange-listed securities for compliance with FINRA rules and federal securities laws.

[18] «Commodity Futures Trading Commission: Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants,» Federal Register, Vol.

So far, the «compliance bill» is at $ 4,000 for Craig Kelman, owner of Kelman and Associates, a Winnipeg - based company that publishes trade magazines for non-profits across North America.

Stuart has developed and led information security programs for multi-billion dollar companies for the past eight years and is currently the Senior Director, IT Security & Compliance for one of the largest publicly - traded energy partnerships.

How it all works is a bit complicated, but according to Harbor co-founder and chief product officer Arisa Amano, Harbor's first project is what it's calling the Regulated Token (or «R - Token») Standard, an open - source project that addresses the compliance problem for secondary trading.

For good measure, Amano reminds that «as the number of tokens and exchanges increase, the ability to apply compliance across trading platforms and jurisdictions will become increasingly necessary.»

By holding the CITP designation I am able to understand international trade from all possible trade partner aspect to include but not limited to: procurement, legal contracting, customs compliance, risk management, freight forwarding via all modes of transport for both import / exporting, distribution and manufacturing processes.»

They asked the government and the Financial Conduct Authority to enact tougher rules for the trade of virtual coins and to certify crypto exchanges that show compliance.

A7 For may Canadian SME importers & exporters capacity is outsourced to Custom Brokers, 3Pls & trade compliance fols.

There may be trade offs between compliance costs and products chosen for export.

With more than 25 years of experience in international trade, investment, finance, and M&A, he is an asset for eCoinomic.net ensuring the highest degree of compliance and adherence to all relevant government policies towards blockchain technology.

Without a significant number of staff on hand to put in the man - hours necessary to perform regulatory compliance, many of those users are going to be left waiting for a long time before their accounts are active and ready to begin trading.

He brings experience in the qualification and maintenance requirements for federal permits and license issues, compliance matters, and the resolution of cases resulting from federal investigations of the liquor and firearms industries, including cases in the trade practice and excise tax areas.

1) Event: Protecting Your Intellectual Property in the U.S. and Abroad 2) Webinar Series: NAFTA - North American Free Trade Agreement 3) Event: Complying with U.S. Export Controls 4) Webinar: U.S. Free Trade Agreements with Panama and Colombia: An Update 5) Event: DISCOVER 2012 6) Webinar Series: A Basic Guide to Exporting 7) Event: Export Management and Compliance Program 8) Read the Digital Edition of America's Export Promotion Magazine 9) Commercial News USA Offers Free Spanish Translation 10) Sell in 178 Countries for $ 499 11) Nominations Open for Exporter of the Year Awards (more...)

She pointed to a study by her group that found Wall Street was hiring people for compliance and risk management while bonus - generating jobs in trading and underwriting were being cut back.

Dave Clegern, a spokesman for the California Air Resources Board (ARB) said that the wording on the label is inaccurate because «the compliance obligation under the cap - and - trade program is not a tax.»

The union doubts the merits of interstate trading but nonetheless called for more comprehensive analysis into various compliance approaches «to determine the best course for West Virginia in the event that it must comply with the final rule.»

Stanford's Wara and his colleague David Victor recently investigated a group of offsets offered under the Kyoto Protocol's Clean Development Mechanism (CDM), which can be purchased for compliance with the E.U. trading scheme.

The amendments also envision submitting the cap - and - trade regulations to U.S. EPA to serve as California's compliance plan under the Clean Power Plan for existing power plants, if the Supreme Court stay of the federal regulations is lifted.

If cap and trade is not legal, then EPA should not accept it as a compliance plan, he said, even if California's emissions are projected to be well below the federal cap for 2030.

Extensions on compliance are being traded for pledges to close older, dirtier plants completely.

Not only does the Fair for Life program certify our entire company as an employer and community member with For Life Social Responsibility certification, but it additionally reviews and monitors the origins of our fair trade products to ensure complete compliance with the Fair for Life Fair Trade progrfor Life program certify our entire company as an employer and community member with For Life Social Responsibility certification, but it additionally reviews and monitors the origins of our fair trade products to ensure complete compliance with the Fair for Life Fair Trade progrFor Life Social Responsibility certification, but it additionally reviews and monitors the origins of our fair trade products to ensure complete compliance with the Fair for Life Fair Trade protrade products to ensure complete compliance with the Fair for Life Fair Trade progrfor Life Fair Trade proTrade program.

Currently, there are nine states that have enacted Internet Safety Laws (California, Connecticut, Florida, Illinois, Michigan, New Jersey, New York, Texas and Virginia) which require online dating sites to follow prescribed compliance measures to avoid penalties for violation of unfair trade or deceptive practices.

This can be easily managed; all STF Assured Members are required to adhere to a rigorous Code of Practice which covers safety management, financial and trading standards and, importantly, they are audited annually for compliance by independent experts.

NHTSA personnel and contractors use PII about individual car buyers / lessees and sole proprietor salvage auctions and disposal facilities to: (1) determine if individual transactions satisfy CARS program requirements; (2) send information about eligible transactions to a DOT financial management system to process vouchers and cause dealers to be paid by DOT / NHTSA for eligible transactions; (3) compare dealer - entered information in the CARS Database System to purchaser and transactional information already within the system to ensure compliance with program requirements and for audit purposes; (4) confirm proper disposal of trade - in vehicles; and (5) prevent, identify, and investigate program violations and fraud.

In Sport and Sport + modes some of that compliance is traded for cleaner response and greater control feedback.

And while there is a little bit of trade - off in ride quality, there's just about enough compliance for it to remain comfortable on a long journey.

STT is a fintech providing trading platforms, risk and compliance products and infrastructure for trading in equities, equity options and futures.

In particular, though without limitation, Desjardins Online Brokerage, Desjardins Securities Inc. and their information suppliers offer no guarantees as to the timely, truthful, sequential, complete, accurate, or continuous nature of the information, facts and data transmitter or shared, nor are any implied warranties given arising from trade usage, course of dealing, course of performance, nor are there any implied warranties of merchantability or compliance for a particular practice or use regarding these information or data.

The Fund's Chief Compliance Officer, or a Compliance Manager designated by the Chief Compliance Officer, may also grant exceptions to permit additional disclosure of Fund portfolio holdings information at differing times and with different lag times (the period from the date of the information to the date the information is made available), if any, in instances where the Fund has legitimate business purposes for doing so, it is in the best interests of shareholders, and the recipients are subject to a duty of confidentiality, including a duty not to trade on the nonpublic information and are required to execute an agreement to that effect.

This is also helpful for advisors that have compliance watching their every move, because when they see hundreds of trades in one day, it only takes one call to figure out what you're doing.

• Although there is a lot of work involved in setting them up (which we have already done), it takes very little work when it comes to implementing them for clients in the Real World (presenting / selling them, tracking, compliance paperwork, analysis, making trades, rebalancing, and keeping them updated).

Using no more than 65 % of our capital for our initial positions in our six stocks ensures that we are in compliance with this part of our trading strategy.

Research reports for underlying securities are not promotional material under NFA Compliance Rule 2 - 29 merely because the customers who receive the reports may trade security futures products in those securities.

He has argued that failed banks should not be bailed out, Lehman's collapse was not a disaster, AIG should be declared bankrupt, that naked short selling is not a problem, that backdating isn't so bad, insider trading should be legal, many corporate CEOs are underpaid, global solutions are worse than local solutions, Warren Buffett is overrated, Michael Milken is a great American, the collapse of the hedge fund was not a scandal, hedge funds are over-regulated, education is overrated by the educated, bonuses at successful Wall Street's firms are deserved and possibly undersized, management buyouts are boons to the economy, Enron's management was victimized by an over-zealous prosecution, Sarbanes - Oxley should be repealed, corporate compliance culture is a disaster, shareholder democracy is overrated, hostile takeovers ought to be revived, the market is permanently moving away from public ownership of equity in corporations, private partnerships are on the rise, public ignorance is encouraged and manipulated by governments and corporations, experts overrate expertise, regulatory agencies are controlled by the businesses they supposedly regulate and Wall Street is much more fun than people give it credit for.

The European Union, home of the EU Emissions Trading System, hosts the largest number of buyers — both compliance - driven and voluntary — since even companies in unregulated sectors are more familiar with market - based mechanisms for emissions reductions.

If two states both choose the R1 compliance approach, which is EPA's preferred approach and the basis for its Model Rule, resources in each state can trade ERCs freely.

Refusal to ratify the Kyoto Protocol means that when the negotiators sit down next year to begin discussions of the targets, compliance mechanism and rules for emissions trading to apply in the second commitment period, Australia will not have a seat at the table.

To ensure voluntary reductions receive appropriate credit and to help create an initial supply of offset credits for California's Cap - and - Trade Program, the Compliance Offset Program allows for Early Action Offset Credits (EAOCs).

Recent data by the European Commission reveals for the first time the choice of offsets used by airlines during the first compliance period in the European Emissions Trading Scheme (EU ETS).