Sentences with phrase «for trading in the securities»

Under the TSX Market Maker system, this firm helps to establish a fair and orderly market for trading in that security.

Daily price limits and trading halts of the E-Mini S&P MidCap 400 Stock Price Index futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets.

Daily price limits and trading halts of the CBOT DJIA Index ($ 10 Multiplier) futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets.

Daily price limits and trading halts of the Nasdaq 100 Index futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets.

The reason, according to the IFSC, is non-compliance to some conditions of the annex attached to the license granted for trading in securities.

Trade on Phone: You don't need a computer for trading in securities.

Not exact matches

Trump has invoked a 1962 trade law to erect protections for U.S. steel and aluminum producers on national security grounds, amid a worldwide glut of both metals that is largely blamed on excess production in China.

The security breach comes two months after Bitfinex was ordered to pay a $ 75,000 fine by the U.S. Commodity and Futures Trading Commission in part for offering illegal off - exchange financed commodity transactions in bitcoin and other digital currencies.

The company's principals attended countless trade shows to generate brand awareness, and even signed up for a few trade missions organized by Canadian consulates in Boston and Washington D.C. Targeting government contracts, Novolker's team looked into obtaining U.S. security clearances and getting Prospero listed on a registry of approved suppliers.

«With it ends a 70 - year geopolitical era of Pax Americana, one in which globalization and Americanization were tightly linked, and American hegemony in security, trade, and promotion of values provided guardrails for the global economy,» they continued.

In a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.&raquIn a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.&raquin Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.»

In addition to launching the digital coin - trading platform, Byrne said he is in contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.&raquIn addition to launching the digital coin - trading platform, Byrne said he is in contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.&raquin contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.»

SecondMarket is the largest centralized marketplace and auction platform for illiquid assets, such as asset - backed securities, auction - rate securities, bankruptcy claims, collateralized debt obligations, limited partnership interests, private company stock, residential and commercial mortgage - backed securities, restricted securities and block trades in public companies, and whole loans.

On or about the same day, CASPERSEN transferred $ 8 million from the Fake PHG Account to his brokerage account, in order to execute trades in securities for his own benefit, largely in SPY options.

Instead, CASPESEN used investor funds for purposes that investors had not authorized, including to make securities trades in his own brokerage account and to make periodic interest payments to earlier investors.

Cornyn said the Trump administration's rationale for the tariffs — that cheap imports threaten the nation's national security — establishes a slippery slope that could end in trade partners using the same argument to tax U.S. exports.

That approach is at least as important for small companies as big ones, says Larry Clinton, chief operating officer of the Internet Security Alliance, a nonprofit trade association based in Arlington, Va..

On tech and innovation in particular, there are stark differences between Hillary Clinton and Donald Trump, with one candidate offering something close to a wish list for Silicon Valley, and the other supporting trade, labor, and security policies that few there would endorse.

In its notice, the Canadian agency also warned cryptocurrency exchanges, where the tokens created in an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities tradinIn its notice, the Canadian agency also warned cryptocurrency exchanges, where the tokens created in an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities tradinin an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities trading.

Carleton said the CSE expects to be the first recognized exchange in Canada to introduce a fully - developed blockchain platform for trading, clearing and settling tokenized securities.

A spokeswoman for the NYSE, Kristen Kaus, said the issue affected a small subset of clients whose trading reports in the affected symbols were being returned in an unexpected format, so the exchange suspended trading in the five securities to minimize customer impact.

Airlines for America, a U.S. trade group, said the changes «are complex security measures» but praised U.S. officials for giving airlines flexibility in meeting the new rules.

The hangover kicked in as Mr Costello instead turned his guns on trading trusts and stapled securities — depreciation allowances for lessors were also in danger.

According to the IRS, «payments for the services of a child under age 18 who works for his or her parent in a trade or business are not subject to social security and Medicare taxes if the trade or business is a sole proprietorship or a partnership in which each partner is a parent of the child.»

The World Trade Organization provides substantial leeway for countries to pursue trade measures in their national security interest, but few countries have tested those permissTrade Organization provides substantial leeway for countries to pursue trade measures in their national security interest, but few countries have tested those permisstrade measures in their national security interest, but few countries have tested those permissions.

This time, Pomerantz established the right of individual foreign investors who purchased foreign - traded shares of a foreign corporation to pursue claims for securities fraud in a U.S. court, thereby overcoming obstacles created by the U.S. Supreme Court's 2010 read more

While, prior to this offering, our shares have not been listed on any stock exchange or other public trading market, there has been some trading of our securities, for instance, in private trades or trades on alternative online markets, such as SecondMarket and SharesPost, that exist for privately traded securities.

Managers employ fundamental credit processes focused on valuation and asset coverage of securities of distressed firms; in most cases portfolio exposures are concentrated in instruments that are publicly traded, in some cases actively and in others under reduced liquidity but in general for which a reasonable public market exists.

In recent months, I've emphasized that despite prospects for a prolonged recession which I would expect to keep the stock market in a very wide trading range (probably for the bulk of 2009), long - term investors should not overlook the sea - change in valuations and security durations we've observed over the past 15 monthIn recent months, I've emphasized that despite prospects for a prolonged recession which I would expect to keep the stock market in a very wide trading range (probably for the bulk of 2009), long - term investors should not overlook the sea - change in valuations and security durations we've observed over the past 15 monthin a very wide trading range (probably for the bulk of 2009), long - term investors should not overlook the sea - change in valuations and security durations we've observed over the past 15 monthin valuations and security durations we've observed over the past 15 months.

The U.S. National Security Strategy notes that «China is gaining a strategic foothold in Europe» and calls for joint action with European allies to «contest China's unfair trade and economic practices and restrict its acquisition of sensitive technologies.»

JACKIE DEANGELIS, NIGHTLY BUSINESS REPORT CORRESPONDENT: In the interest of national security, President Trump has changed the rules for certain aspects of international trade.

Financial assets and liabilities whose values, based on unadjusted, quoted prices for identical assets or liabilities in an active market, examples include active exchange - traded equity securities, listed derivatives, most United States Government and agency securities, and certain...

Nasdaq Stockholm has emerged as a leader in securities trading for Nordic countries and lists over 300 companies.

While the company advises customers against investing in virtual currencies and related financial instruments, it «provides access to trade all securities listed on, for example, Nasdaq,» meaning that some clients can purchase cryptocurrency derivatives «through the platform.»

For example, trading securities in fixed income markets typically incurs much higher transaction costs than equity markets.

Shortly thereafter, however, agents of the Securities Exchange Commission (SEC or Commission) arrived at her door and informed her she was under investigation for insider trading in violation of SEC Rule 10b - 5.

Securities sold through private placements are not publicly traded and are intended for investors who do not have a need for liquidity in their investment.

While securities trading today relies on a central authority to oversee the transfer of cash for shares, Digital Asset aims to link all the participants in the process on the same database to allow real - time movement of assets.

The administration has invoked an obscure provision of the US Trade Expansion Act of 1962 called Section 232, which says that if the US doesn't have reliable access to materials required for national security, it has license to set up big trade barriers in order to boost domestic production of Trade Expansion Act of 1962 called Section 232, which says that if the US doesn't have reliable access to materials required for national security, it has license to set up big trade barriers in order to boost domestic production of trade barriers in order to boost domestic production of them.

The law the Trump administration is using to make this all happen — a provision known as Section 232 in the Trade Expansion Act of 1962 — basically says that the US can block the import of materials critical for national security in order to ensure that the country has reliable supplies in the event of a war.

Professionals in the Securities division produce a variety of trading ideas and strategies for their professional investor clients.

Note that donated publicly traded partnerships — in particular master limited partnerships («MLPs»)-- are an important exception to the typical fair market value deduction for long - term gain securities, as the charitable deduction must be reduced by the amount of ordinary income that would have been realized if the property had been sold at fair market value on the date contributed.

The trading market for our Class A common stock will depend in part on the research and reports that securities or industry analysts publish about us or our business.

The trading market for our ADSs and ordinary shares will depend in part on the research and reports that securities or industry analysts publish about us or our business.

While Trump cited «national security» as the impetus for the tariffs, he's been vowing since the campaign to use trade policy to restore jobs to the American manufacturing sector, which has suffered in recent decades.

For US Treasury securities, the estimated price impact rose sharply when markets were stressed in late 2008, underscoring how costly it was to execute trades even in one of the most liquid bond markets (Graph 1, right - hand panel).

The executives» corner - cutting on compliance adds to the embarrassment and regulatory headaches for Zurich - based Credit Suisse, which has had to pay billions of dollars of fines to U.S. authorities in recent years over a wide range of allegations, including mis - selling of mortgage - backed securities, deficiencies in its anti-money-laundering program, front - running clients on foreign - exchange trades and violating U.S. sanctions by secretly funneling money from Iran through American banks.

For one, the share of securities whose 12 - month trading volume equals at least half of the number of securities outstanding has fallen from 20 % to less than 5 % in the US corporate bond market since 2007 (CGFS (2014)-RRB-.

The trading market for our common stock depends in part on the research and reports that securities and industry analysts may publish about us or our business.

The trading market for our common stock will depend in part on the research and reports that securities or industry analysts publish about us or our business.