Sentences with phrase «for trading of securities»

An investment banking resume must reflect the candidate's aptitude for trading of securities and his knowledge of the market.

Alpha Trading Systems Limited Partnership (Alpha) is a marketplace in Canada for the trading of securities.

Not exact matches

Trump has invoked a 1962 trade law to erect protections for U.S. steel and aluminum producers on national security grounds, amid a worldwide glut of both metals that is largely blamed on excess production in China.

It's a concept another Canadian, Brad Katsuyama, has already championed on Wall Street, and one embraced by an emerging faction of securities markets participants beleaguered by the ongoing arms race for ever - faster trading technology.

There's growing pressure for the U.S. Securities Exchange Commission to enact rules requiring disclosure of political spending by publicly - traded corporations, although it has yet to move on the issue.

The company's principals attended countless trade shows to generate brand awareness, and even signed up for a few trade missions organized by Canadian consulates in Boston and Washington D.C. Targeting government contracts, Novolker's team looked into obtaining U.S. security clearances and getting Prospero listed on a registry of approved suppliers.

«With it ends a 70 - year geopolitical era of Pax Americana, one in which globalization and Americanization were tightly linked, and American hegemony in security, trade, and promotion of values provided guardrails for the global economy,» they continued.

During the dotcom boom of the late»90s, many securities - law firms traded legal fees for equity to take high - flying tech companies public.

Dana Peterson, a Citigroup economist, said the use of tariffs for national security reasons is a centerpiece of Trump's trade policy and the use takes trade disputes into a new territory.

In a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.»

Nova Scotia's Securities Commission accuses Potter and three other insiders of violating its Securities Act through stock manipulation and undisclosed trades, with hearings slated for early 2012.

Besides targeting sources of weapons technology, the curbs were the first time the United States sought to directly attack North Korea's daily consumer trade, said Peter Harrell, a sanctions expert at the Center for a New American Security.

That approach is at least as important for small companies as big ones, says Larry Clinton, chief operating officer of the Internet Security Alliance, a nonprofit trade association based in Arlington, Va..

Diverging from the Obama administration's approach to the issue, which relied largely on filing complaints to the World Trade Organization (WTO), Trump ordered a probe under Section 232 of the Trade Expansion Act of 1962, which lets the president impose restrictions on imports for reasons of national security.

In its notice, the Canadian agency also warned cryptocurrency exchanges, where the tokens created in an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities trading.

The president is expected to get around free - trade obligations between the two countries using a U.S. law that allows him to introduce the tariffs for reasons of national security.

A spokeswoman for the NYSE, Kristen Kaus, said the issue affected a small subset of clients whose trading reports in the affected symbols were being returned in an unexpected format, so the exchange suspended trading in the five securities to minimize customer impact.

A separate panel looks at liability when things do go wrong, Eric Hibbard, CTO for security and privacy at the Federal Trade Commission, will examine emerging theories of liability for manufacturers and vendors when a hacked device turns fatal.

As part of his role, he will be responsible for setting standards for Securities Systematic Solutions, a newly created initiative that seeks to bring together all electronic trading efforts.

Hudson River Trading, a huge high - frequency trading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prTrading, a huge high - frequency trading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prtrading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prtrading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the proposal.

According to the IRS, «payments for the services of a child under age 18 who works for his or her parent in a trade or business are not subject to social security and Medicare taxes if the trade or business is a sole proprietorship or a partnership in which each partner is a parent of the child.»

This time, Pomerantz established the right of individual foreign investors who purchased foreign - traded shares of a foreign corporation to pursue claims for securities fraud in a U.S. court, thereby overcoming obstacles created by the U.S. Supreme Court's 2010 read more

While, prior to this offering, our shares have not been listed on any stock exchange or other public trading market, there has been some trading of our securities, for instance, in private trades or trades on alternative online markets, such as SecondMarket and SharesPost, that exist for privately traded securities.

2017 marked a breakthrough for a different type of product — options on exchange - traded funds that hold fixed income securities.

For the U.S. government to negotiate a trade agreement manifestly to the advantage of international business interests using the «motherhood and apple pie» issue of security and prevention of terrorism is highly suspect.

Managers employ fundamental credit processes focused on valuation and asset coverage of securities of distressed firms; in most cases portfolio exposures are concentrated in instruments that are publicly traded, in some cases actively and in others under reduced liquidity but in general for which a reasonable public market exists.

In recent months, I've emphasized that despite prospects for a prolonged recession which I would expect to keep the stock market in a very wide trading range (probably for the bulk of 2009), long - term investors should not overlook the sea - change in valuations and security durations we've observed over the past 15 months.

DAILY HARVEST DISCLAIMS ALL OTHER WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE AND NON-INFRINGEMENT AS TO THE SITES, CONTENT AND PRODUCTS, ANY WARRANTIES THAT ARISE FROM TRADE USAGE OR CUSTOM, AND ANY WARRANTIES THAT THE SITES OR PRODUCTS WILL BE FREE AND CLEAR FROM ANY ADVERSE LIEN OR SECURITY INTERESTS.

The U.S. National Security Strategy notes that «China is gaining a strategic foothold in Europe» and calls for joint action with European allies to «contest China's unfair trade and economic practices and restrict its acquisition of sensitive technologies.»

JACKIE DEANGELIS, NIGHTLY BUSINESS REPORT CORRESPONDENT: In the interest of national security, President Trump has changed the rules for certain aspects of international trade.

U.S. federal and state securities laws have catch - all provisions regarding secondary liability for aiding and abetting a violation of securities laws, which could apply for facilitating trading through an unregistered exchange.

We are constantly working on enhancing the security, ensuring the high level of customer support, and providing our users with new opportunities for trading on the Bitcoin market.

These securities are for settlement and clearing of trades.

Investment opportunities posted on this Site are «private placements» of securities that are not publicly traded, are subject to holding period requirements, and are intended for investors who do not need a liquid investment.

3) A series of trade and / or security incidents could develop that would have for unfortunate consequence limiting the ability of China to import oil or coal or other strategic minerals;

Convertible Debt - the term convertible debt basically, means securities that can be converted to other specified amounts of another security at the option of the holder and issuer, either single or both... Debentures or corporate bonds are traded for commodities stock within a specific period.

Bond fund withdrawals might have had a greater effect on markets where there is less trading, such as municipal securities — but even there, redemptions from bond funds would have accounted for less than 10 percent of the primary dealers» trading.

Any equity requirement necessary for trade approval will be based upon the most recent closing price of the security that you intend to buy or sell.

Shortly thereafter, however, agents of the Securities Exchange Commission (SEC or Commission) arrived at her door and informed her she was under investigation for insider trading in violation of SEC Rule 10b - 5.

While securities trading today relies on a central authority to oversee the transfer of cash for shares, Digital Asset aims to link all the participants in the process on the same database to allow real - time movement of assets.

The administration has invoked an obscure provision of the US Trade Expansion Act of 1962 called Section 232, which says that if the US doesn't have reliable access to materials required for national security, it has license to set up big trade barriers in order to boost domestic production of Trade Expansion Act of 1962 called Section 232, which says that if the US doesn't have reliable access to materials required for national security, it has license to set up big trade barriers in order to boost domestic production of trade barriers in order to boost domestic production of them.

If few securities analysts commence coverage of us, or if industry analysts cease coverage of us, the trading price for our common stock would be negatively affected.

The portfolio turnover measures the trading activity of the fund, which is computed by dividing the lesser of purchases or sales for the year by the monthly average value of the securities owned by the fund during the year.

The law the Trump administration is using to make this all happen — a provision known as Section 232 in the Trade Expansion Act of 1962 — basically says that the US can block the import of materials critical for national security in order to ensure that the country has reliable supplies in the event of a war.

Professionals in the Securities division produce a variety of trading ideas and strategies for their professional investor clients.

Note that donated publicly traded partnerships — in particular master limited partnerships («MLPs»)-- are an important exception to the typical fair market value deduction for long - term gain securities, as the charitable deduction must be reduced by the amount of ordinary income that would have been realized if the property had been sold at fair market value on the date contributed.

Research presented yesterday at the Black Hat USA 2017 security conference revealed that Bitcoin trading platform BTC - e is responsible for cashing out 95 % of all ransomware payments made since the start of 2014.

This goes for all sorts of things — environmental protection, trade, securities regulation, infrastructure.

Last month, Overstock announced that tZERO — one of its blockchain portfolio companies — had entered into a joint venture with the Argon Group and RenGen to develop the first U.S. regulated alternative trading system (ATS) and platform that will be support trading for security tokens.

If no securities or industry analysts commence coverage of our company, the trading price for our common stock would be negatively impacted.