Sentences with phrase «form of security offered»

Not exact matches

This presentation does not, in any jurisdiction, and in particular not in the U.S., constitute or form part of, and should not be construed as, any offer for sale of, or solicitation of any offer to buy, or any investment advice in connection with, any securities of SES nor should it or any part of it form the basis of, or be relied on in connection with, any contract or commitment whatsoever.

Last but not least, companies relying on Rule 506 (c) of the Securities Act need to file a Form D Notice of Exempt Offering of Securities with the SEC within 15 days of the first sale in the offering.

Among the factors that could cause actual results to differ materially are the following: (1) worldwide economic, political, and capital markets conditions and other factors beyond the Company's control, including natural and other disasters or climate change affecting the operations of the Company or its customers and suppliers; (2) the Company's credit ratings and its cost of capital; (3) competitive conditions and customer preferences; (4) foreign currency exchange rates and fluctuations in those rates; (5) the timing and market acceptance of new product offerings; (6) the availability and cost of purchased components, compounds, raw materials and energy (including oil and natural gas and their derivatives) due to shortages, increased demand or supply interruptions (including those caused by natural and other disasters and other events); (7) the impact of acquisitions, strategic alliances, divestitures, and other unusual events resulting from portfolio management actions and other evolving business strategies, and possible organizational restructuring; (8) generating fewer productivity improvements than estimated; (9) unanticipated problems or delays with the phased implementation of a global enterprise resource planning (ERP) system, or security breaches and other disruptions to the Company's information technology infrastructure; (10) financial market risks that may affect the Company's funding obligations under defined benefit pension and postretirement plans; and (11) legal proceedings, including significant developments that could occur in the legal and regulatory proceedings described in the Company's Annual Report on Form 10 - K for the year ended Dec. 31, 2017, and any subsequent quarterly reports on Form 10 - Q (the «Reports»).

The Securities Division is now proposing rules to require the filing of a notice filing form, a consent to service of process, and the fees that would otherwise be required in connection with the registration of these securities offerings but for preemption by the Securities and Exchange CSecurities Division is now proposing rules to require the filing of a notice filing form, a consent to service of process, and the fees that would otherwise be required in connection with the registration of these securities offerings but for preemption by the Securities and Exchange Csecurities offerings but for preemption by the Securities and Exchange CSecurities and Exchange Commission.

Companies that comply with the requirements of Rule 506 (b) or (c) do not have to register their offering of securities with the SEC, but they must file what is known as a «Form D» electronically with the SEC after they first sell their securities.

Companies that comply with the requirements of Regulation D do not have to register their offering of securities with the SEC, but they must file what's known as a «Form D» electronically with the SEC after they first sell their securities.

MCCI Class A and Class B exchangeable shares offer substantially the same economic and voting rights as the respective classes of common shares of MCBC, as described in MCBC's annual proxy statement and Form 10 - K filings with the U.S. Securities and Exchange Commission.

We intend to file one or more registration statements on Form S - 8 under the Securities Act to register all shares of Class A common stock (i) subject to outstanding stock options granted in connection with this offering, (ii) issued or issuable under our stock plans and (iii) issued to the Former UAR Plan Participants.

We intend to file a registration statement on Form S - 8 under the Securities Act as promptly as possible after the completion of this offering to register shares that may be issued pursuant to our equty incentive plans.

Invests on behalf of a business with $ 5 million in assets and which was not formed for the specific purpose of acquiring the securities offered

The shares were issued in a transaction that was exempt from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making theSecurities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making theSecurities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making theSecurities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making thesecurities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making the offering.

This press release does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States, and interests in the Fund will not be offered or sold in the United States or to, or for the account or benefit of, any U.S. person (as such term is defined in Regulation S under the U.S. Securities Actsecurities in the United States, and interests in the Fund will not be offered or sold in the United States or to, or for the account or benefit of, any U.S. person (as such term is defined in Regulation S under the U.S. Securities ActSecurities Act of 1933).

Form D is currently filed in paper format and must be filed within 15 days of the first sale of securities in the offering.

Unfortunately, one of the benefits of filing a Form D and complying with Regulation D is that the company does not need to separately comply with a securities law exemption in each state where the securities are offered.

Nothing on this website constitutes or forms a part of any offer for sale or subscription of, or any invitation to offer to buy or subscribe for, any securities, nor should it or any part of it form the basis of, or be relied upon in any connection with any contract or commitment whatsoever.

If this Form is a post-effective amendment filed pursuant to Rule 462 (d) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

If this Form is filed to register additional securities for an offering pursuant to Rule 462 (b) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the samesecurities for an offering pursuant to Rule 462 (b) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the sameSecurities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the sameSecurities Act registration statement number of the earlier effective registration statement for the same offering.

may be reflected in the form of prospectus filed with the Securities and Exchange Commission pursuant to Rule 424 (b) if, in the aggregate, the changes in volume and price represent no more than a 20 percent change in the maximum aggregate offering price set forth in the «Calculation of Registration Fee» table in the effective registration statement; and

Both forms of authoritarianism must be set aside, even though this means living without the security these positions offer.

Whereas conventional grip yoga mats let you cheat and coast by offering short - term security under the guise of instant stability, the weak foundations established will lead to poor form, slowed progress and most importantly: potential injuries and pain.

The closing of the proposed transaction is subject to certain conditions, including the completion by LiveXLive of an underwritten public offering generating aggregate gross proceeds of at least $ 100 million, as well as the filing of a Registration Statement on Form S - 4 with the Securities and Exchange Commission (the «SEC»).

Chrysler Group LLC has filed a registration statement on Form S - 1 with the US Securities and Exchange Commission (SEC) relating to a proposed initial public offering of common shares.

The ’07 Avalanche offers security in the form of a 360 - degree safety system of occupant protection and crash - avoidance technologies.

One of the oldest tricks in the game is to offer a high current yield, where the yield can get curtailed through early prepayment (typically in low interest rate environments), or some negative event that forces the security to change its form, such as when a stock price falls with reverse convertibles.

Form ADV Part 2 acts as a disclosure document for clients of the business and includes information such as advisory services offered, advisor's fee schedule, whether the investment advisor acts as a broker - dealer and transacts securities, disciplinary information, and conflicts of interest.

Of all the forms of security that can be offered as part of a loan application, equity is the most accepteOf all the forms of security that can be offered as part of a loan application, equity is the most accepteof security that can be offered as part of a loan application, equity is the most accepteof a loan application, equity is the most accepted.

It is a form of secured lending, where a bank borrows money and offers a security as collateral.

Credit offers in which the fine print requires some form of security, or where the promise of collateral is otherwise hidden.

A group of underwriters formed for the purpose of participating jointly in the initial public offering of a new issue of municipal securities.

We understand that MediciNova, Inc., a Delaware corporation, (the «Offeror») has made a non-binding, publicly disclosed offer (the «Offer») to acquire, pursuant to a proposed merger transaction, all of the issued and outstanding shares of common stock, par value $ 0.001 per share (the «Common Stock») of Avigen, Inc., a Delaware corporation (the «Company»), in exchange for the Consideration (as defined below) pursuant to letters sent by the Offeror to the Company dated December 22, 2008 and February 9, 2009 (the «Letters»), which letters are contained in the Offeror's Current Reports on Form 8 - K filed with the Securities and Exchange Commission (the «SEC») on December 23, 2008 and February 9, 2009, respectioffer (the «Offer») to acquire, pursuant to a proposed merger transaction, all of the issued and outstanding shares of common stock, par value $ 0.001 per share (the «Common Stock») of Avigen, Inc., a Delaware corporation (the «Company»), in exchange for the Consideration (as defined below) pursuant to letters sent by the Offeror to the Company dated December 22, 2008 and February 9, 2009 (the «Letters»), which letters are contained in the Offeror's Current Reports on Form 8 - K filed with the Securities and Exchange Commission (the «SEC») on December 23, 2008 and February 9, 2009, respectiOffer») to acquire, pursuant to a proposed merger transaction, all of the issued and outstanding shares of common stock, par value $ 0.001 per share (the «Common Stock») of Avigen, Inc., a Delaware corporation (the «Company»), in exchange for the Consideration (as defined below) pursuant to letters sent by the Offeror to the Company dated December 22, 2008 and February 9, 2009 (the «Letters»), which letters are contained in the Offeror's Current Reports on Form 8 - K filed with the Securities and Exchange Commission (the «SEC») on December 23, 2008 and February 9, 2009, respectively.

Lê Rust Guesthouse offers comfortable bed and breakfast accommodation in Midstream Estate, which is an upmarket security estate that forms part of Midrand Estate, with stunning parks, long walkways, and a shopping...

Advising several financial institutions, corporations and underwriters in raising more than US$ 70 billion in capital and liquidity, in total, since the beginning of the financial crisis in 2008, including in public offerings and private placements of virtually all forms of equity, debt and hybrid securities.

This version is the distillation of the authoritative 11 - volume treatise, Securities Regulation, in one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10 (b); Insider trading; Sanctions; Disclosure requirements; Rules and forms for offerings; SEC reporting; Forward - looking statements; Class action suits; Bespeaks caution cases; ADR in securitiesSecurities Regulation, in one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10 (b); Insider trading; Sanctions; Disclosure requirements; Rules and forms for offerings; SEC reporting; Forward - looking statements; Class action suits; Bespeaks caution cases; ADR in securitiessecurities law, including: Primary liability under 10 (b); Insider trading; Sanctions; Disclosure requirements; Rules and forms for offerings; SEC reporting; Forward - looking statements; Class action suits; Bespeaks caution cases; ADR in securitiessecurities disputes.

Our debt finance group is supported by members of other subgroups within the Business Department, including mergers and acquisitions (for all sizes of transactions, for public and private clients, and on both the buyer and seller sides), investment management (for clients with investment management divisions and matters), small business investment companies (for clients looking to form SBICs, obtain SBIC funding, or conduct portfolio financing transactions), securities (for public clients, particularly with respect to public and Rule 144A debt offerings), tax (including for cross-border transactions), ERISA / employee benefits and international (for clients with international operations and assets), as well as other practice groups within the Firm, including Cleantech & Renewables, Patent, Trademark, Copyright & Unfair Competition practices and the Labor and Employment practice.

The investment may offer a fixed - interest rate or may be in the form of money market securities, bonds or mutual funds.

In its most basic form, life insurance offers security in the event of your death.

Endowment plans offer a balance between the both — the rate of returns can be attractive while offering security in the form of guaranteed additions.

Along with basic life insurance, life insurers offer additional security to you in the form of riders?

These plans are designed to offer security to you and your family in the form of long term benefits, while assuring your family a regular income if anything unfortunate were to happen

These endowment plans are designed to offer security to you and your family in the form of long term benefits, while assuring your family a regular income if anything unfortunate were to happen.

Term plans are the purest form of life insurance, which offers financial security to your loved ones at the most affordable costs.

And in the U.S., the Securities and Exchange Commission has been investigating whether investors are being taken advantage of by so - called initial coin offerings, a highly speculative form of fundraising that has attracted billions of dollars in investment.

While ICOs are not regulated within the country, the SEC's Enforcement and Investor Protection Department (EIPD) claims that «there is substantial evidence that [the companies] are selling or offering securities in the form of KROPS Tokens and / or Kropcoins to the public, in the Philippines, without the necessary license from the Commission.»

The SEC teamed up with CFTC to issue a joint statement on Friday, saying: «When market participants engage in fraud under the guise of offering digital instruments — whether characterized as virtual currencies, coins, tokens, or the like — the SEC and the CFTC will look beyond form, examine the substance of the activity and prosecute violations of the federal securities and commodities laws.»

Other than that, Android 8.1 Oreo offers minor tweaks in the form of bug fixes, security patches and support for low - end devices with Android Oreo Go Edition.

Yet as reported by CoinDesk and other outlets, the sale has largely taken place behind closed doors, with the only publicly available information related to the offering coming in the shape of a Form D filed with the U.S. Securities and Exchange Commission.

«When market participants engage in fraud under the guise of offering digital instruments — whether characterized as virtual currencies, coins, tokens, or the like — the SEC and the CFTC will look beyond form, examine the substance of the activity and prosecute violations of the federal securities and commodities laws,» it said.

Securities and Exchange Commission Chairman Jay Clayton delivered a remarkable rebuke on Monday to attorneys who have helped arrange so - called «initial coin offerings» (ICOs), which are a novel and controversial form of fundraising that involves the sale of digital tokens.

Telegram or TON Issuer, has filed a new Form D with the Securities and Exchange Commission that indicates $ 1.7 will be (or has been) raised for one of the hottest initial coin offerings ever.

Although these findings applied only to The DAO, the SEC noted that it wanted «to stress that the U.S. federal securities law may apply to various activities, including distributed ledger technology, depending on the particular facts and circumstances, without regard to the form of the organization or technology used to effectuate a particular offer or sale.»