Sentences with phrase «former broker»

As former brokers, we understand the nature of the business, and the scope of your legal needs.

Following the move, former broker of record Elmslie is focusing on personal sales.

A Finra arbitration panel has awarded Morgan Stanley $ 6 million in compensatory damages, to be paid by former broker Barry Connell.

has purchased the brokerage from former broker / owner Rod Kerr, who retired last August.

Representation of securities brokerage firms in disputes with financial advisors, including a complete defense award against former broker challenging stock forfeiture provisions in an incentive compensation plan.

Launched by Dale in 2000, in partnership with former broker Stephan Moranis — who had also served as president of the Toronto Real Estate Board — the firm offered discounted real estate services, including a flat fee program.

Kalgoorlie - based Goldfields Money has named former broker Simon Lyons as its new chief executive, concluding a lengthy board renewal process, which began three years ago when the company listed on the ASX.

Real estate coach and former broker Joe Meyer, GRI, has the scoop on how practitioners can develop an effective action plan to overcome obstacles.

Re / Max Realty Solutions former broker / owners Harold McKay and Elinor Tanti join Re / Max Metro - City in a sales capacity.

«Formerly with Prudential Summit Realty, this astute team, including former broker / owner Brian Cullinan, fits seamlessly into the fold, having operated under similar principals and standards of excellence with exceptional success for many years.»

Grant Murray, former broker of Sutton Group — Priority, says, «This merger is economically viable and the newly formed office will realize great economies of scale.

We have multiple accounts; one with my former broker dealer pays all of our fixed expenses (mortgage, etc).

NEW YORK (Reuters)- Morgan Stanley has reneged on promises to stop discriminating against black employees, according to a lawsuit by a former broker who said he was fired after complaining about racial bias, including in pay and career opportunities.

The Financial Industry Regulatory Authority, Inc. has barred Lawrence Fawcett, Jr., a former broker with WestPark Capital, for failure to appear at a hearing looking into his trading activity.

An Upper West Side landlord and a former broker were hit with a combined $ 17,000 worth of fines for allegedly advertising illegal short - term rentals...

Also, if you're a more seasoned investor and you're looking to make a switch to save yourself some cash, you can transfer your entire account to TradeMonster and it will refund any fees your former broker charged for the transaction, up to $ 250.

«I was never put in an uncomfortable situation or had to contact my former broker.»

One former broker said foreign buyers often pay too much, believing there are multiple offers.

IB will then facilitate moving the assets from your former broker to your new Personalized Portfolio.

The Financial Industry Regulatory Authority Inc. has barred Craig Walker, a former broker with New York Life Securities, for having signed a 79 - year - old customer's signature on an unauthorized application for a $ 150,000 fixed annuity.

His former broker, John Martin, citing the arbitration, says he can't talk about the case or his commission.

Often, brokers may only notify the current insurer, understandably not being aware of old policies which might respond to a particular claim, placed or effected by a client's former broker.

When Rogers» Bob Shaw sat down with the CFO of the company to discuss insurance options, the client mentioned an uncovered claim at their Montreal - based facility that was denied by their insurer and unchallenged by their former broker.

When Rogers» Bob Shaw sat down with the CFO of the company to discuss insurance options, the client mentioned an uncovered claim at one of their Manufacturing Facilities that was denied by their insurer and unchallenged by their former broker.

If your state does and your former broker dropped his coverage, you may be able to pursue a regulatory complaint.

Inventors: Jean Newell, former broker / associate with RE / MAX 2000, and co-inventor James Newell, former owner of a commercial and building business, E.J. Newell and Associates; Melbourne, Fla..

If you ever find yourself in another situation in which a brokerage you've worked for is closing, find out whether your former broker plans to extend coverage.

Davis, 42, a 16 - year Century 21 veteran, is a former broker who came up through the Century 21 ranks.

Lisa Graziano, of Lisa Graziano Real Estate in Denver, maintains a relationship with a former broker, who provides guidance.

He was chagrined to learn that after he had hired a practitioner away from another company, the practitioner's Web site still had the former broker's logo but with the new company's telephone number and address.

Satisfied partners: Even after acquiring companies, Lublin continues to tap the expertise of the former broker - owners.

In addition, if your former broker has financial assets, your attorney may be able to find a remedy for the broker's inaction.

But in 2004, her former broker learned of the secret invention and urged her to pursue a patent.

Paul D. Johnson has acquired shares in the company, while Gregory Clarke, former broker / owner of Royal LePage Village (Dollard - des - Ormeaux), will remain a shareholder in the brokerage.

Broker - owners don't always have the luxury of setting reasonable hours for themselves, points out Bill Wootan, GRI ®, a former broker - owner who currently works as a salesperson with Century 21 H.T. Brown in Waldorf, Md. «I was there when the place unlocked and was the last one out,» he remembers.

Crosby is director of the Real Estate Division, Office of Banks and Real Estate, for the state of Illinois and a former broker with Prudential Crosby Adelman, Rockford, Ill..

«As a former broker, I have to agree — the investor well is indeed dry.

As a former broker I recognize the difference between a referral fee paid to anyone and any type of personal advertising, advertising is about building personal recognition.

The former broker - owner of Paradigm Properties in Laguna Hills, Calif., now teaches clients about arranging their office using feng shui principles, applying the ancient Chinese energy - balance blueprint called ba - gua.

Former broker / owner Gord Jackson will now be...

We served «EC»'s former broker (where he received the inital funds).

Former broker / owner Gord Jackson will now be the St. Catharines branch manager.

My former broker / owner Carl Oake of Century 21 United Realty Inc. in Peterborough, Ontario, also does a great job.

My former broker / owner Carl Oake started out engaging in the same kind of charitable efforts in Peterborough, Ontario many, many years ago.

But as a former broker - owner, she understands that contests can work as a motivational tool.

In a Massachusetts case, Monell et al. v. Boston Pads, the plaintiffs alleged that their former broker misclassified them as independent contractors rather than employees, thereby violating the Massachusetts independent contractor statute.

The new franchise was established in the spring to replace Re / Max Assist Realty, which had its operating license revoked in January after $ 750,000 went missing and former broker / owner Cheryl King disappeared.