Sentences with phrase «former financial adviser»

Advising a wealth management company on a successful injunction application preventing a former financial adviser from poaching clients for a competitor.

We're acting for a client who wishes to sue his former financial adviser for advising him to transfer his pension fund.

Real estate and estate planning attorney Eleonora di Liscia had good reason to leave her former financial adviser: «They had a one - size - fits - all approach to investing,» says the solo practice attorney based in Skokie, Illinois.

Kenneth Ray Cleveland, 64, a former financial adviser based in suburban Los Angeles, has agreed to plead guilty to defrauding former NFL player Cory Redding out of $ 4.7 million.

Advised on bringing claims in excess of US$ 1 billion against an oligarch's former business associate and successfully obtaining an injunction against his former financial advisers, freezing sums held in banks in the former CIS and offshore.

Not exact matches

«Financial capital is very mobile and basically is looking only at rates of return,» says Chris Ragan, a professor of economics at McGill University and former adviser at the Bank of Canada.

On March 28, after a seven - year investigation, the RCMP's commercial crime section filed criminal charges against three of the firm's principals: former CEO Daniel Potter, who built the software developer into a TSE - listed firm with a market value of $ 100 million at the height of the dot - com bubble; Halifax securities lawyer Blois Colpitts, 48, a former director and the firm's legal adviser; and Bruce Elliott Clarke, a 65 - year - old former broker with National Bank Financial.

A former climate adviser to President Bill Clinton recently told the Financial Times he thought President Obama should okay Keystone at the same time as he unveils some new climate initiatives.

Provided by the Financial Industry Regulatory Authority (FINRA), BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA - registered brokerage firms and brokers, as well as investment adviser firms and representatives.

Stephen K. Bannon's main financial backer is formally cutting ties with the former Trump adviser.

NBC News: Former Trump adviser, Carl Icahn, has been subpoenaed by the U.S. Attorney's Office according to this financial filing: pic.twitter.com/B52yb20r 7J

Morgan Stanley said Tuesday that it had fired a star financial adviser who has been accused by multiple former wives and girlfriends of physical abuse and stalking.

Hossein Askari, a business professor at George Washington University and a one - time adviser to a former Saudi minister of finance, said the crackdown was «not just to get rid of people who are threats» but also to address the country's financial issues.

As the world turns its eyes to the XXIII Winter Olympic Games, it's worth noting that the U.S. financial adviser community boasts a fair share of former Olympians.

On a much smaller scale, Torii Hunter and Astros pitcher LaTroy Hawkins recall the story of a former major leaguer from the Dominican Republic whose adviser took care of all his financial matters.

Sam Allardyce's financial adviser refused to comment on the scandal that caused the former England manager's sacking today when confronted by ITV News.

A former policy adviser at the Treasury, Morgan is now making a name for herself as a top financial lobbyist.

As Ben notes, former City Council President and longtime New York political insider Andrew Stein was indicted on tax charges out of the Manhattan federal prosecutor's office, part of a large bust involving a financial adviser to the stars.

Other members of the panel include Charles Fuschillo, a former state senator who represented the 8th District and is chief executive of the Alzheimer's Foundation of America; Marc Shaw, a former deputy under New York City Mayor Michael Bloomberg who is a senior adviser for finances to the chancellor of the City University of New York; Elizabeth McCaul, an investment banker and former superintendent of banks for the State of New York who is chief executive for Promontory Europe, a financial firm; and Mark Page, Nassau County deputy county executive for finance.

David Cameron's former deputy chief of staff has taken a part - time role as an adviser for the financial and corporate lobbying firm Brunswick.

Former New York City Mayor Michael Bloomberg acknowledged for the first time during an interview with the Financial Times that he is weighing a 2016 presidential bid — two weeks after an adviser said he was exploring the possibility.

Six months after taking office, Buhari's administration arrested Sambo Dasuki, the former national security adviser for financial misappropriation of about $ 2 billion earmarked for military equipment amid the Boko Haram insurgency.

This former Wall Street financial adviser does a really good job of explaining the basics in a way that makes it plain — what I call «breaking it down.»

March 31, 2017 • As members of Trump's staff disclosed their financial assets, new details have emerged about the wealth of Ivanka Trump, Jared Kusher, Steve Bannon, Gary Cohn and former adviser Michael Flynn.

Closed - end funds used to be cheaper than open - ended, because financial advisers were paid no commission on the former.

«That's one of the worst pieces of advice I've ever heard in my life,» MoneySense contributor, financial analyst and former adviser Preet Banerjee told CBC Marketplace co-host Erica Johnson after viewing hidden camera footage of a big bank financial adviser telling an undercover customer that her $ 50,000 initial investment could grow $ 10,000, even $ 20,000, a year if conservatively invested.

Moving from accumulation to decumulation requires a radically different mindset but it's arguable the vast majority of financial advisers are more focused on the former than the latter (perhaps because they themselves are still accumulating!).

Freshfields Bruckhaus Deringer has recruited the UK's former European commissioner for financial services Jonathan Hill as a senior adviser, following his resignation in the wake of the Brexit vote last year.

And many are discovering they are not going to have enough,» adds Goldhaber, a former adviser and vice president, insurance and financial services, with the Canadian Bar Insurance Association and CBA Financial Servicfinancial services, with the Canadian Bar Insurance Association and CBA Financial ServicFinancial Services Corp..

Financial adviser and former race car driver guilty of fraud against pro hockey players, Reuters