Sentences with phrase «fraudulent conduct on»

Not exact matches

On Thursday, the Securities and Exchange Commission unsealed a civil case against Shkreli, accusing him of orchestrating «widespread fraudulent conduct» from 2009 through 2014.

The lawsuit, filed Monday in federal court in Manhattan, cites»... arrogance, bad faith, and fraudulent conduct» on the part of the Port Authority of New York and New Jersey in an agreement that would have allowed St. Nicholas Church to rebuild at 130 Liberty St., adjacent to the church's original location.

The Ogun House of Assembly on Tuesday passed into law a bill proposing 25 years imprisonment for anyone found guilty of fraudulent conduct and...

The NYS Attorney General's Utica Regional Office will conduct a presentation titled Smart Seniors designed to provide information to the elderly on how to protect themselves from fraudulent activities such as identity theft, phony sweepstakes, internet scams and investment fraud.

WQAD reported on the multiple charges which Morrow is facing: criminal conduct, second - degree theft, fraudulent practices, five counts of animal torture, five counts of animal neglect (serious misdemeanor) and 17 counts of animal neglect (simple misdemeanor).

[T] hat it may involve numerous risks and dangers including, but not limited to: acts of God; civil unrest; terrorism; use of roads, trails, hotels, vehicles, boats or other means of conveyance that are not operated nor maintained to customary and usual standards; high altitude; accident or illness without access to means of rapid evacuation or availability of medical supplies; the inadequacy of medical attention once provided; physical exertion for which I am not prepared; consumption of alcoholic beverages; or negligence (but not willful, fraudulent, or malicious conduct) on the part of DRI.

Applying this law to your example, a company that buys tickets or reserves tickets that it is supposed to be selling to the general public and re-sells them on a website such as Stubhub.com, is conducting their business a misleading or even fraudulent way.

Perhaps anticipating that eventuality, before this court the appellant changed tack somewhat and submitted that he was duped by his clients and should, consequently, have at most been found guilty of the lesser offence of failing to be on guard against being so duped instead of the more serious offence of participating or knowingly assisting in dishonest or fraudulent conduct.

The ingredients for confusion and deceit were present in that there was fraudulent conduct by the borrower, says Robert Highmore, head of London property litigation at Charles Russell LLP: «The premises were not clearly identifi ed by signage, there were similar premises nearby also controlled by the borrower, insufficient details of the property were entered on the mortgage application form and arrangements for inspection were made relatively informally over the telephone.»

The attorneys at Deans & Lyons, LLP have prosecuted and defended tortious interference claims for businesses and individuals with millions of dollars on the line, such as cases involving fraudulent conduct or representations alleged to have led to contractual termination or the abandonment of a business relationship.

Conducted highly sensitive, internal investigation on behalf of a financial institution to uncover fraudulent and / or criminal activities by its employees

Alexei has developed a strong track record of conducting corporate internal investigations for major corporations, as well as their senior management and top executives, and advising on all aspects of bribery, corruption and fraudulent activities.

On the implied waiver claim, the Court held that a pleading by a plaintiff that alleged it would not have entered a settlement agreement had it known about certain fraudulent conduct did not give rise to an implied waiver of solicitor - client privilege in communications related to the settlement.

Where the alleged fraudulent act is not in the nature of deceit or falsehood, such as a misrepresentation of fact, the causal link between the dishonest conduct and the deprivation may not depend on showing that the victim relied on or was induced to act by the fraudulent act.

However, the law lords found Moore Stephens not liable, on the basis Stojevic's conduct was to be treated as that of the company, and therefore the loss Stone Rolls claimed arose from its own fraudulent activities.

The Court states, in the judgment in Kol, that employment under a residence permit issued as a result of fraudulent conduct which has led to a conviction can not give rise to any rights in favour of the Turkish worker, or arouse any legitimate expectation on his part.

The NPRM would have allowed covered entities on their own initiative to disclose to law enforcement officials protected health information that the covered entity believed in good faith constituted evidence of criminal conduct that arose out of and was directly related to: (A) The receipt of health care or payment for health care, including a fraudulent claim for health care; (B) qualification for or receipt of benefits, payments, or services based on a fraudulent statement or material misrepresentation of the health of the individual; that occurred on the covered entity's premises or was witnessed by a member of the covered entity's workforce.

The charges, which the SEC filed against the Texas - based AriseBank on Jan. 25, allege that the firm and its co-founders, Jared Rice Sr. and Stanley Ford, sold unregistered securities and engaged in «fraudulent conduct» to market its «decentralized bank.»

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained