Sentences with phrase «from bond brokers»

Not exact matches

You can purchase bonds directly from the government — at TreasuryDirect.gov — or through a broker, dealer or bank.

Those ex-wirehouse brokers benefit from HighTower's growing scale and ability to force everyone from bond trading desks to RIA custodians to compete for their business.

Fidelity commissioned Corporate Insight to study bond pricing, available online, for self - directed retail investors from five brokers that offer corporate and municipal bonds.

In order to buy stocks, bonds, mutual funds, and other assets, you must purchase from a broker.

Since you have decided to buy bonds online, you can purchase your bonds from online brokers or from the treasury department of your country.

The tool allows clients and brokers to screen their bond inventory with a view to creating units of an ETF from the individual securities.

With a single ticker, an investor can tap into thousands of bonds in a specific sector without having to hunt for inventory or navigate multiple offers from multiple brokers.

In his self - published book (available from Amazon), Turnbull explains that when he worked as a broker he would «recommend stocks, bonds, mutual funds, preferred shares, structured products, term deposits, new issues, and other types of securities, according to client preferences.»

Remember my commentary from when I was a bond manager: I was far more open with my brokers than most managers, but I never gave them the critical bits.

Investors interested in specific bonds can purchase bonds through brokers, or for U.S. Treasury fixed income securities, directly from the Treasury.

Primary market purchases may be made from brokerage firms, banks, bond traders and brokers, all of which take a commission (a fee based on a percentage of the sale price) for facilitating the sale.

As a result, bonds can be hard to track down and quotes from different brokers can vary widely.

If you buy a bond from a broker whose firm has to go into the marketplace to get it because it's not in the firm's inventory, there may also be a commission charged on the transaction.

The primary benefit of using a broker is that you can pick from many different mutual funds or, if you prefer, individual stocks or bonds.

Finally, too many investors simply accept the price from the broker or the online trading system as the only price at which they'll be able to get the bonds.

With a single ticker, an investor can tap into thousands of bonds in a specific sector without having to hunt for inventory or navigate multiple offers from multiple brokers.

They would just accept any bond offer from their brokers.

Brokers don't own most of these bonds; they're fed in from broker - dealers, and everyone's taking a markup before they appear on the Fidelity, Schwab or Vanguard sites.

Instead they purchase bonds from full - service brokers or bond issuers and then resell them to individual investors at a mark - up (price increase) for their services.

When you purchase, or sell a bond, you will want to know whether or not this bond is being offered to investors for the first time (a new issue) or if this is an older, existing bond (a secondary market transaction) meaning that the broker - dealer will either sell the existing bond from its own inventory or go out into the market to find the bond in which you want to invest.

Secondary market transactions may carry a markup if your broker needs to go outside his / her firm's inventory (if they carry one) to purchase the bond from another broker to resell to you.

Also, don't forget that a variety of alternative things exist that you can buy from a broker, such as an S&P 500 index fund or exchange - traded corporate bond fund; these will earn you some reward over time with significantly less risk.

As a market maker, we provide liquidity at these marketplaces and, as a broker, we provide professional traders and investors with electronic access to stocks, options, futures, forex, bonds and mutual funds from a single IB Universal Account ™.

Stocks and bonds - provide copies of your statement from your broker or copies of certificates (all pages of statements)

From the link you provided to CBID i can now see my broker charges me something close to 2 basis points on bond purchases, which makes it very difficult to make capital gains when my bonds premium value goes up.

Brokers are graded here on their webpage for trading stocks, bonds and funds; on the range of investment products clients can buy online; and the availability of registered accounts that can hold U.S. dollars (many brokers force a conversion into Canadian dollars when clients sell U.S. stocks or receive dividends from such sBrokers are graded here on their webpage for trading stocks, bonds and funds; on the range of investment products clients can buy online; and the availability of registered accounts that can hold U.S. dollars (many brokers force a conversion into Canadian dollars when clients sell U.S. stocks or receive dividends from such sbrokers force a conversion into Canadian dollars when clients sell U.S. stocks or receive dividends from such stocks).

Investment selection: Interactive Brokers offers access to a huge selection of products, from standard offerings of stocks, options, ETFs, mutual funds and bonds to precious metals, forex trading and futures.

If you are selling an inactively traded bond (and that description applies to most bonds), then the broker makes sure that she buys it from you cheaply enough so that she will not lose money when she resells.

Individuals may purchase bonds from a number of sources, such as full - service brokerage firms, banks or firms that specialize in debt instruments, and discount brokers.

Leaving a bond in a brokerage account does not prevent you from selling the bond through a different broker.

In this way, bearer bonds are different from most other bonds, which aren't physically issued anymore, but instead exist on the computerized records of brokers and custodians.

This guarantee does not apply to Reverse Mortgages, FHA 203k, VA, Bond, MCC, loans that require prior approval from an investor, or brokered loans.

Municipal bonds can be purchased from the municipality or in mutual funds from brokers.

This is NOT a guarantee against losses from stock or bond market or fund declines, but a guarantee against broker bankruptcy or insolvency.

Just when you have got your head around shares versus funds, corporate bonds versus James Bond, and you're finally ready to start investing, you discover dozens of different brokers to choose from.

However, if you hold bonds through a broker, your broker should contact you, forwarding information from the company.

Fidelity commissioned Corporate Insight to study bond pricing, available online, for self - directed retail investors from five brokers that offer corporate and municipal bonds.

Global Investing is a newsletter for investors seeking to build an international portfolio of stocks and bonds from around the world without leaving Wall Street or their regular brokers.

Business Development: Brokering various business dealings that further the diversification of Indian economies Developing and accessing commercial financial programs and services for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.

• Provide key analyzation and process of bond packages from brokers and utilize the Roanoke Trade electronic filing system to enter in all required data.

PROFESSIONAL EXPERIENCE Roanoke Trade Services, New York • NY 2011 — Present Client Service Representative / Support Specialist Provide key analyzation and process of bond packages from brokers and utilize the Roanoke Trade electronic filing system to enter in all required data.

NUFIC (City, ST) 2000 — 2004 Operations Supervisor • Consistently promoted for excellence in financial management and team leadership • Selected to serve as Operations Supervisor for the Surety profit unit • Manage all operational activities ensuring efficient National Union business operations • Review business practices and procedures to effectively analyze underwriting needs • Implement operational strategies to ensure that Account Managers meet team goals • Create monthly, quarterly and yearly reports and assist Divisional President with budgets and forecasts • Generate premium coding and accounts receivable reports • Oversee the underwriting staff to ensure timely collection of premiums from brokers • Monitor and analyze bond system activity to remedy unfavorable bond issuance delays • Manage and train underwriting technicians ensuring compliance with all corporate protocols

In the event of the death of a licensed broker, who is the sole proprietor of a real estate business, the board shall, upon application by his legal representative, issue, without examination, a temporary license to such legal representative, or to an individual designated by him and approved by the board, upon the filing of a bond as aforesaid and the payment of the prescribed fee, which shall authorize such temporary licensee to continue to transact said business for a period not to exceed one year from the date of death subject to all other provisions of sections eighty - seven PP to eighty - seven DDD applicable to a licensed broker except that such temporary license shall not be renewed.

Gharachorloo says his goal is to expand the office to an agent base of 300 sales reps from the current roster of 41, and that he is «looking forward to creating a solid bond with the rest of the Sutton brokers and offices.»

This guarantee does not apply to Reverse Mortgages, FHA 203k, VA, Bond, MCC, loans that require prior approval from an investor, or brokered loans.