Sentences with phrase «from federal securities»

On Tuesday, SEC head Jay Clayton reminded companies that calling their token a «utility» doesn't automatically make it except from federal securities laws.

Technical offenses - such as «stock parking,» net capital, or margin rule violations (to give only examples from the federal securities laws)- are thus potentially punishable under the same statutory provisions that prohibit fraud.

Not exact matches

But DACA recipients, known as «Dreamers,» fear that, beyond losing their work permits and protections against deportation, they could be uniquely vulnerable to federal immigration authorities because of the information the Department of Homeland Security has collected from them.

«It is important that we achieve a two - year agreement that funds our troops and provides for our national security and other critical functions of the Federal government,» the statement from the White House, House Speaker Paul Ryan, and Senate Majority Leader Mitch McConnell said.

On Tuesday, the Federal Communications Commission voted to move forward with a new rule to block federal subsidies from telecommunications equipment suppliers that «raise national security concerns.Federal Communications Commission voted to move forward with a new rule to block federal subsidies from telecommunications equipment suppliers that «raise national security concerns.federal subsidies from telecommunications equipment suppliers that «raise national security concerns.»

New York City wants $ 35 million from the federal government to cover security costs for President - elect Donald Trump, but it's not just the city that's found itself strapped for cash.

This explains why seniors were the first to get a taste of income splitting from the Harper government and why both the federal Liberals and NDP are campaigning on promises to push the old age security threshold back down to 65.

The federal government has raised the National Terrorism Public Alert level from medium to high based on advice from security and intelligence agencies, but says it was not based on knowledge of a specific attack plan.

Silliman said the U.S. Federal Trade Commission has approved Verizon's planned acquisition of Yahoo, but it still needs approval from the European Commission and the U.S. Securities and Exchange Commission is reviewing the proxy.

Kaspersky Lab, the Russia - based cybersecurity company known for its Internet security software, was dealt a heavy blow today when the Department of Homeland Security issued a directive banning the firm's products from use in the federal govsecurity software, was dealt a heavy blow today when the Department of Homeland Security issued a directive banning the firm's products from use in the federal govSecurity issued a directive banning the firm's products from use in the federal government.

A Texas man who operated Bitcoin Savings and Trust was charged on Thursday with bilking his investors, in what prosecutors called the first federal criminal securities fraud case arising from a bitcoin - related Ponzi scheme.

McClure has worked with the federal government on cyber security issues to help repair the damage from a major 2015 hack on the Office of Personnel Management.

WASHINGTON, March 26 - Federal Communications Commission Chairman Ajit Pai on Monday said he was proposing new rules to bar the use of funds from a government program to purchase equipment or services from companies that pose a security threat to U.S. communications networks.

If enacted, the legislation would expand foreign investment review procedures overseen by the Committee on Foreign Investment in the United States (CFIUS), which is chaired by the treasury secretary and seeks input from the departments of defence and homeland security, among other federal bodies.

Only Apple, the DOJ told a compliant federal judge, could disable the security features preventing the FBI from hacking into one of the San Bernardino shooters» iPhone.

Cummings said in the letter, which he wrote with the top Democrat on the House Foreign Affairs Committee, Rep. Eliot Engel, that «it appears that General Flynn violated federal law by omitting this trip and these foreign contacts from his security clearance renewal application in 2016 and concealing them from security clearance investigators who interviewed him as part of the background check process.»

The income you take from the plan is not included in income totals the IRS uses to determine how much you pay in taxes on your social security, and the cash value doesn't count against your kids when they apply for federal student aid.

The office, the people said, initially planned to sue JPMorgan as soon as Tuesday over accusations that the bank flouted federal laws with its sale of subprime mortgage securities from 2005 to 2007.

The shutdown of the Andromeda botnet, announced on Monday, was engineered by a taskforce coordinated by Europol which included several European law enforcement agencies, the FBI, the German Federal Office for Information Security and agencies from Australia, Belarus, Canada, Montenegro, Singapore and Taiwan.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

JPMorgan Chase, seeking to avert a wave of litigation from the government, is negotiating a multibillion - dollar settlement with state and federal agencies over the bank's sale of troubled mortgage securities to investors in the run - up to the financial crisis.

The cases, known as the London Whale episode for the outsize nature of the positions, resolved inquiries from four agencies: the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London.

On Tuesday, the US Federal Communications Commission banned US telecom carriers from using federal subsidies to buy networking gear from Huawei and ZTE, citing national security coFederal Communications Commission banned US telecom carriers from using federal subsidies to buy networking gear from Huawei and ZTE, citing national security cofederal subsidies to buy networking gear from Huawei and ZTE, citing national security concerns.

Cyber security software firm Tanium has raised $ 120 million from investment firms as more U.S. federal agencies rely on its technology to fend off attacks from nation - states and hackers, the company announced Wednesday.

The nation's largest bank is bracing for a lawsuit from federal prosecutors in California who suspect that the bank sold shoddy mortgage securities to investors in the run - up to the financial crisis, according to people briefed on the matter.

Investing resources into a 10 year treasury note is often considered favorable due to federal government securities being exempt from state and local income tax.

Tax exemptions In general, the interest you earn from your tax - exempt municipal securities is exempt from federal income tax and in some cases, state or local income tax, depending on whether you are a resident of the state that issued the bond.

Following the primary dealer meetings, we solicit advice from the Treasury Borrowing Advisory Committee (a committee of the Securities Industry and Financial Markets Association (SIFMA) falling under the regulations of the Federal Advisory Committee Act and the Government Securities Act).

In that case, led by the civil division of the United States attorney's office for the Eastern District of California, prosecutors found that JPMorgan flouted federal laws with its sale of subprime mortgage securities from 2005 to 2007.

If you do have to pay taxes on your Social Security benefits, you can make quarterly estimated tax payments to the IRS or choose to have federal taxes withheld from your benefits.

debt obligations of the U.S. government that are issued at various intervals and with various maturities; revenue from these bonds is used to raise capital and / or refund outstanding debt; since Treasury securities are backed by the full faith and credit of the U.S. government, they are generally considered to be free from credit risk and thus typically carry lower yields than other securities; the interest paid by Treasuries is exempt from state and local tax, but is subject to federal taxes and may be subject to the federal Alternative Minimum Tax (AMT); U.S. Treasury securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and Treasursecurities are backed by the full faith and credit of the U.S. government, they are generally considered to be free from credit risk and thus typically carry lower yields than other securities; the interest paid by Treasuries is exempt from state and local tax, but is subject to federal taxes and may be subject to the federal Alternative Minimum Tax (AMT); U.S. Treasury securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and Treasursecurities; the interest paid by Treasuries is exempt from state and local tax, but is subject to federal taxes and may be subject to the federal Alternative Minimum Tax (AMT); U.S. Treasury securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and Treasursecurities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and TreasurSecurities (TIPS), and Treasury Auctions

The appointment of even one SEC Commissioner with significant experience as a state securities regulator would dramatically improve coordination between state and federal securities authorities and bring a perspective informed by experiences from Main Street America where investor protection is personal and capital formation means real jobs.

Under normal market conditions, the Near - Term Tax Free Fund invests at least 80 percent of its net assets in investment grade municipal securities whose interest is free from federal income tax, including the federal alternative minimum tax.

Federal Funds Purchased / Securities Sold Under Repurchase Agreement represents funds acquired from a financial institution for a limited period of time to cover reserve requirements.

However, a budget deficit that takes the form of transfer payments to banks, as in the case of the post-September 2008 bank bailout, the Federal Reserve's $ 2 trillion in cash - for - trash financial swaps and the $ 700 billion QE2 credit creation by the Federal Reserve to lend to banks at 0.25 % interest in 2011, has a different effect from deficits that reflect social spending programs, Social Security and Medicare, public infrastructure investment or the purchase of other goods and services.

A bill currently in the US Senate would call on federal personnel, including from the Department of Homeland Security, to develop and share with other law enforcement bodies a threat assessment describing how cryptocurrencies could be used to support terrorist activity.

Withdrawls from tax deferred accounts will generally make your Social Security taxable at your nominal rate, say 25 % Federal.

Certain funds normally seek to invest only in municipal securities generating income exempt from both federal income taxes and the federal alternative minimum tax; however, outcomes can not be guaranteed, and the funds may sometimes generate income subject to these taxes.

Invest in high - quality, short - term municipal money market securities that are typically exempt from federal income taxes and may be exempt from state income taxes depending on your state of residence.

In the federal indictment and a complaint by the Securities and Exchange Commission, authorities say Shkreli began losing money and lying to investors from the time he began managing money.

Under the federal securities laws, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements.

Information related to a security's tax - exempt status (federal and in - state) is obtained from third parties and Schwab does not guarantee its accuracy.

CBO projects Social Security will grow from 4.9 percent of GDP in 2017 to 6 percent by 2027, federal health spending will grow from 5.4 percent to 6.9 percent, and interest will grow from 1.4 percent to 2.9 percent.

And, note that federal law prohibits foreign investors from owning more than 24.9 % of voting equity securities and 49 % of all equity securities of an airline.

Under the federal law Regulation D in the Securities Act of 1933, certain companies are exempt from registering the sale of securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real esSecurities Act of 1933, certain companies are exempt from registering the sale of securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real essecurities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real estate debt.

The federal agency found merit to claims from three Tesla factory workers that they were harassed by supervisors and security guards as they handed out union leaflets.

These risks and uncertainties include food safety and food - borne illness concerns; litigation; unfavorable publicity; federal, state and local regulation of our business including health care reform, labor and insurance costs; technology failures; failure to execute a business continuity plan following a disaster; health concerns including virus outbreaks; the intensely competitive nature of the restaurant industry; factors impacting our ability to drive sales growth; the impact of indebtedness we incurred in the RARE acquisition; our plans to expand our newer brands like Bahama Breeze and Seasons 52; our ability to successfully integrate Eddie V's restaurant operations; a lack of suitable new restaurant locations; higher - than - anticipated costs to open, close or remodel restaurants; increased advertising and marketing costs; a failure to develop and recruit effective leaders; the price and availability of key food products and utilities; shortages or interruptions in the delivery of food and other products; volatility in the market value of derivatives; general macroeconomic factors, including unemployment and interest rates; disruptions in the financial markets; risk of doing business with franchisees and vendors in foreign markets; failure to protect our service marks or other intellectual property; a possible impairment in the carrying value of our goodwill or other intangible assets; a failure of our internal controls over financial reporting or changes in accounting standards; and other factors and uncertainties discussed from time to time in reports filed by Darden with the Securities and Exchange Commission.

The Federal Communications Commission in April proposed barring the use of funds from a government program to purchase equipment or services from companies that pose a security threat to U.S. communications networks.

Keep in mind that if a crypto token derives its value from an external, tradable asset that it is classified as a security token and becomes subject to federal / international securities regulations.

This exemption provides that any issue of securities offered only to investors residing within one state, where the issuer is a resident of the same state, is exempt from registration under the federal securities laws.