Sentences with phrase «from financial authorities»

Yonhap, a Korean news site, said this latest development from the financial authorities is a «rare move.»

Cryptocurrencies such as Bitcoin can run away from financial authorities, so does that mean that it is possible for companies or even organizations to do the same?

The statement just a day after an official announcement from financial authorities in China classified ICOs as illegal and demanded the refund of related investments to customers.

However, the more poignant part of a new epoch outset from financial authorities scrutinizing cryptocurrency addresses is going to be what the cryptocurrency village itself will have to do: Work to forestall unlawful sell on the blockchain.

Not exact matches

While funds with small positions can fly under the radar, data from Britain's Financial Conduct Authority showed 10 investment managers had a position of more than 0.5 percent of Sainsbury's stock, the level at which it demands disclosure.

Financial support for the project came from the New York State Energy Research and Development Authority.

These risks and uncertainties include, among others: the unfavorable outcome of litigation, including so - called «Paragraph IV» litigation and other patent litigation, related to any of our products or products using our proprietary technologies, which may lead to competition from generic drug manufacturers; data from clinical trials may be interpreted by the FDA in different ways than we interpret it; the FDA may not agree with our regulatory approval strategies or components of our filings for our products, including our clinical trial designs, conduct and methodologies and, for ALKS 5461, evidence of efficacy and adequacy of bridging to buprenorphine; clinical development activities may not be completed on time or at all; the results of our clinical development activities may not be positive, or predictive of real - world results or of results in subsequent clinical trials; regulatory submissions may not occur or be submitted in a timely manner; the company and its licensees may not be able to continue to successfully commercialize their products; there may be a reduction in payment rate or reimbursement for the company's products or an increase in the company's financial obligations to governmental payers; the FDA or regulatory authorities outside the U.S. may make adverse decisions regarding the company's products; the company's products may prove difficult to manufacture, be precluded from commercialization by the proprietary rights of third parties, or have unintended side effects, adverse reactions or incidents of misuse; and those risks and uncertainties described under the heading «Risk Factors» in the company's most recent Annual Report on Form 10 - K and in subsequent filings made by the company with the U.S. Securities and Exchange Commission («SEC»), which are available on the SEC's website at www.sec.gov.

It was the first Bitcoin outfit to earn an electronic money license from the UK's Financial Conduct Authority.

Because all the data we collect comes from the Securities and Exchange Commission, the Financial Industry Regulatory Authority, state regulators and state insurance commissioners.

Adam Szubin, acting under secretary for terrorism and financial intelligence, said Washington expected other governments and financial authorities to make similar moves to prevent Pyongyang from «abusing» global financial institutions to support its development of weapons of mass destruction and ballistic missiles.

Japanese cryptocurrency exchange bitFlyer is reportedly revising its user verification process, amid increasing criticism from the Financial Services Authority (FSA) about its current know - your - customer (KYC) processes.

The FT said in its report that the Financial Conduct Authority (FCA) «has started to take steps to ban him from holding a regulated position in financial serviceFinancial Conduct Authority (FCA) «has started to take steps to ban him from holding a regulated position in financial servicefinancial services.»

Those rules are handed down from the Financial Industry Regulatory Authority and the Securities and Exchange Commission, as well as state securities and insurance commissioners.

The cases, known as the London Whale episode for the outsize nature of the positions, resolved inquiries from four agencies: the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London.

The Senior $ afe Act will better protect people aged 65 and over from financial exploitation by increasing the likelihood it will be identified by financial services professionals and reported to regulators, Adult Protective Services agencies, and law enforcement authorities.

According to figures from the Financial Conduct Authority, released by the House of Commons» Treasury Select Committee in September, 5,476 UK firms have at least one passport that allows them to do business in other EU and European Economic Area nations.

There are always articles stating that the DED and free zone authorities and banks love SMEs, but I have to yet to see the love for smes from a financial point of view.

On the orders of a multi-agency task force, regional authorities have been instructed to «actively guide» firms currently mining bitcoin in their region away from the activity, according to documents reviewed by The Financial Times.

Hensarling and other Dodd - Frank critics have called that ability — known as «orderly liquidation authority» — a bailout, even though any taxpayer money used is supposed to be recouped from the sale of the company's assets or an assessment on the financial industry.

Mr. Palmer served as the Superintendent of Financial Institutions for Canada from 1994 to 2001, and as Deputy Managing Director of the Monetary Authority of Singapore from 2002 to 2004.

Sweden's Financial Supervisory Authority will not take any action in response to a Scandinavian bank's recent decision to ban its employees from trading cryptocurrencies, even when they are off the clock.

From 1998 to 2005, she was director of the markets division and head of the capital markets sector at the U.K. Financial Services Authority.

However, Uber has received around $ 5 billion in support from different financial backers, including the Qatar Investment Authority, New Enterprise Associates, Benchmark and Fidelity.

Some firms are real anal about it, wanting signed signed statements from «licensed financial authorities», but others can be as lax as relying on a screenshot show the total of all your accounts at Personal Capital, etc..

FSA Suggests Altcoin Squeeze As Forbes reports citing a meeting of the group, which consists of industry experts organized by Japan's regulator the Financial Services Authority (FSA), the anonymity options such altcoins present could be grounds to banish them from the country's burgeoning exchange sector.

CALGARY, Dec. 12, 2017 / CNW / - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has changed its start - up crowdfunding exemption to allow businesses in Saskatchewan and Alberta to raise funds from investors residing in those provinces.

With approval from the Financial Industry Regulatory Authority (FINRA), the Bitcoin Investment Trust (BIT) is set to be the first publicly traded bitcoin fund.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

The exchange still needs approval from the Swiss Financial Market Authority (FINMA).

The same outcome would have been possible with Lehman had the FDIC been granted authority from Congress to take conservatorship of a non-bank financial entity.

For example, auditing firms would be able to continue to provide certification of compliance with tax requirements, but they would be prohibited from supplying tax advisory services that directly affect the company's financial statements and might be subject to question by national tax authorities.

The renowned Fisher, speaking from his Camas, Washington, headquarters, talked annuities — «magical words,» lying, steep VA commissions — as well as a «fiduciary standard lite»; and he graded the Financial Industry Regulatory Authority.

The company plans to launch its first fund in July, he said, pending final approval from Switzerland's Financial Market Supervisory Authority (FINMA).

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited — Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

More than 300,000 people have borrowed from these firms, with total loan distribution reaching 3 trillion rupiah ($ 218 million) as of January, versus 247 billion in December 2016, according to data from the Financial Services Authority (OJK).

Regulated in the United Kingdom by the Financial Conduct Authority (FCA) and the Seychelles Financial Services Authority (FSA), the company serves institutional and retail clients from all over the world.

Studies of hedge funds occurs in the sample from the website of American financial supervision authority.

As further exposition of how blind compliance to authority and the «It Won't Happen to Me» belief pattern work together to prevent us from taking the protective measures we need to take right now, consider a November 2014 article in which a financial analyst stated, «it's time to ditch your golden faith, embrace the truth — and make gold a barbaric relic of your portfolio's past.»

Also, revisions to the laws on income tax and corporate tax would allow financial authorities to tackle tax evasion from the digital currency transactions.

In a settlement agreement dated April 18, the Financial Industry Regulatory Authority (FINRA) suspended Tezos co-founder Arthur Breitman from associating with broker - dealers for two years and assessed him a $ 20,000 fine.

He holds Series 7 and 63 licenses from the Financial Industry Regulatory Authority (FINRA).

«Nothing in ERISA gives DOL authority to preclude financial institutions and their clients from entering into and enforcing arbitration agreements that include class action waivers,» Thrivent's complaint reads.

The regulatory authority of the financial transactions, the Monetary Authority of Singapore, provides the framework for the binary brokers, however, there is only one broker which regulated and originates from theauthority of the financial transactions, the Monetary Authority of Singapore, provides the framework for the binary brokers, however, there is only one broker which regulated and originates from theAuthority of Singapore, provides the framework for the binary brokers, however, there is only one broker which regulated and originates from the country.

The deal also follows increased pressure on fund management companies from Britain's Financial Conduct Authority to provide better value for money for investors.

The central financial institution has moved to formally ban the country's banking companies from escalating their holdings of quick - term authorities debt.

The Financial Repression Authority (FRA) educates investors, funds and retirees on the adverse risks resulting from good - intentioned macroprudential central bank and government policies and regulations focused on controlling excessive government debt, attempting to stimulate economic growth, and minimizing the potential for financial and economiFinancial Repression Authority (FRA) educates investors, funds and retirees on the adverse risks resulting from good - intentioned macroprudential central bank and government policies and regulations focused on controlling excessive government debt, attempting to stimulate economic growth, and minimizing the potential for financial and economifinancial and economic crises.

A pre-authorized debit (PAD) is a withdrawal from your account at a financial institution (FI) that is initiated by a company or an FI that has your authority to do so.

Not surprisingly, data released this month from the the Financial Industry Regulatory Authority's Investor Education Foundation, which seeks to promote financial literacy, reveal high school students who are required to take personal finance courses have better average credit scores and lower debt delinquency rates as younFinancial Industry Regulatory Authority's Investor Education Foundation, which seeks to promote financial literacy, reveal high school students who are required to take personal finance courses have better average credit scores and lower debt delinquency rates as younfinancial literacy, reveal high school students who are required to take personal finance courses have better average credit scores and lower debt delinquency rates as young adults.

While managing the Australian Financial Services Licence, she also oversees compliance matters for Asia Pacific, and managed the securing of ThinkMarket's license from the UK's Financial Conduct Authority.

This subsequently allowed them to make its long - held shares available to investors, which subsequently simplified their process to obtain approval from the Financial Industry Regulatory Authority (FINRA) as well.