Sentences with phrase «from insider trading rules»

Not exact matches

Beyond urging companies to create policies to better manage cybersecurity risks and disclose breaches, the guidance also called for rules to prevent company insiders from trading stock before the public is informed of a cyber incident.

One issue that will be investigated, is whether executives sold shares after learning about the security flaws, which could violate rules prohibiting insiders from trading on material information that is not known to the public.

In July, the 10th U.S. Circuit Court of Appeals issued a ruling that the U.S. District Court in Denver miscalculated his sentence under the U.S. Sentencing Guidelines by overstating his financial gain from insider trading.

Rochester commercial litigation partner Carolyn Nussbaum was quoted in this article about possible ramifications from the ruling in the insider trading case United States of America v. Mathew Martoma.

With chapters written by local experts from major jurisdictions worldwide, Equity Derivatives covers topics such as: regulatory authorities; market structure; categories and types of over-the-counter and exchange - traded equity derivatives; borrowing, selling, and repurchasing shares; risks facing dealers and counterparties; bankruptcy and insolvency rules; reporting obligations; insider trading regulations; taxation issues; and the design and issuance of structured products.