Sentences with phrase «fulfilling fiduciary duties»

Battle lines are being drawn, and all market participants will benefit from knowing exactly where the lines are drawn for fulfilling fiduciary duties.

Independent due diligence is part of fulfilling fiduciary duties, and it tends to pay.

The banks aren't even fulfilling their fiduciary duties to investors.

Our Robo - Analyst technology enables us to perform forensic accounting with scale and provide the research needed to fulfill fiduciary duties.

Each investment advisor is committed to fulfilling their fiduciary duty to vote proxies in the best interests of their shareholders.

The SEC could assuage uncertainty by more clearly outlining its view of how advisors can fulfill the Fiduciary Duty of Care.

While the new DOL rules are principles based and do not provide discreet instructions as to what advisors should do to fulfill fiduciary duties, industry executive David Trainer said advisors can not lose with clients or regulators by incorporating research into their practice that is «inarguably in the best interest of clients.»

In the past, we've put forward guidelines for research that fulfills the fiduciary Duty of Care.

And with the DoL fiduciary rule effective date looming large in April of 2017, large broker - dealers may suddenly transition hundreds or even thousands of brokers into a new fiduciary obligation, all at once, with only perhaps some sales and product training, but not the training and education necessary to be capable of fulfilling their fiduciary duty of care!

Any adviser that makes a recommendation based on technical analysis will have a hard time making a straight - faced argument to clients (or a court) that they fulfilled their fiduciary duties.

We think wealth management firms will also move in lockstep when it comes to bolstering their ability to show how their advisers fulfill fiduciary duties

While the Department of Labor has not provided specific guidance about exactly how advisors fulfill fiduciary duties while making investment recommendations, we think it means advisors need to rely on research that is (1) un-conflicted and (2) inarguably in the best interest of clients.

The harder part is defining exactly how advisers fulfill fiduciary duties when making investment recommendations.

While the new DOL rules are principles based and do not provide discreet instructions as to what advisors should do to fulfill fiduciary duties, we think advisors can not lose with clients or regulators by incorporating research into their practice that is:

Each Investment Manager is committed to fulfilling their fiduciary duty to vote proxies in the best interests of their shareholders.

Our Robo - Analyst technology [1] enables us to perform forensic accounting with scale and provide the research needed to fulfill fiduciary duties.

«We believe that we can actively engage with companies in building a cleaner, sustainable global economy, while fulfilling our fiduciary duty to maximize the long - term value of the fund to ensure the retirement security of our more than one million members,» DiNapoli's office said.

A Hedge Fund Sales Pitch Casts a Spell on Public Pensions New York Times: «The report was really intended to give information to pension trustees so they could ask the tough questions and fulfill their fiduciary duties to the funds and their participants,» said Randi Weingarten, president of the teachers» union.

We believe the Avigen Board is not only willing to sacrifice and squander shareholder money but, in the process, its members are making a mockery of their obligations to fulfill their fiduciary duties as directors of the Company.

«We believe this solution can help empower the adviser and the consultant to fulfill their fiduciary duties in areas such as plan design and investment selection.

The petitions alleged that the de jure directors had failed to fulfil their fiduciary duties.

In other words, the Realtor failed to act in the client's best interests and didn't fulfill her fiduciary duties.

Harry was right to worry about these things — his assistant Tom couldn't service Harry's clients, so Harry would be failing to fulfill his fiduciary duty.

Not exact matches

It's one of the single most feared (or even loathed) provisions of the Department of Labor's fiduciary rule for a large financial institution, because it dramatically raises the stakes of a potential systemic failure to fulfill the firm's fiduciary duty to clients, outside the relative safety of one - advisor - at - a-time arbitration (especially industry - friendly FINRA arbitration).

This technology is like a «robo - analyst» that does the grunt work (analyzing financials and footnotes in thousands of SEC filings and building models) and frees the adviser to service clients... with high - integrity, fiduciary - duty - fulfilling advice.

Are today's retirement plan fiduciaries fulfilling their duty when they don't recommend the only product that guarantees lifetime income and protects savings from stock market losses?

In its decision, the Federal Court of Appeal considered four issues: whether the Colony of British Columbia had breached its pre-emption legislation; whether the Colony had breached a fiduciary duty by allowing the village lands to be settled; Canada's liability for the Colony's breaches under the Specific Claim's Tribunal Act; and whether Canada's post-Confederation allotments of Band reserves remedied any potential breaches and fulfilled any possible fiduciary duties owed.

If they can not get consent, government can only use the land if they have fulfilled their duty to consult and accommodate the Aboriginal group, they have a «compelling and substantial objective» behind their actions, and their actions are consistent with the Crown's fiduciary obligation towards the Aboriginal group.

With the recent changes in allowing «Mere» posting, the council has come very hard down on realtors that they MUST fulfill full fiduciary duties to their sellers.

The contract spells out the obligations on the agent (what the agent has agreed to do for the seller) and the law of agency imposes certain duties in fulfilling those obligations (fiduciary duty, etc.) What specific obligations does «agency» impose in your world - in other words does your view on agency mean every agent must advertise a property in the newspaper if the contract does not specifically provide for that (or prepare floor plans, or stage the property)?