Sentences with phrase «function as a broker»

However, today's cryptocurrency exchanges must also function as brokers and exchangers.
Independent insurance salesperson who represents particular insurers but also might function as a broker by searching the entire insurance market to place an applicant's coverage to maximize protection and minimize cost.
While, Insurance Regulatory and Development Authority is okay with the idea of banks functioning as brokers, the Reserve Bank of India is yet to pronounce clarity on the issue.
However, today's cryptocurrency exchanges must also function as brokers and exchangers.

Not exact matches

The company functions more or less as a broker and if we consider it to be one than NADEX is at the moment the only regulated broker operating in the US.
This is a truly absurd amount that totally defies reality and any binary options broker that traded with such a user would find themselves insolvent within a matter of weeks (remember that in binary options the broker functions more as the house in a casino rather than a true broker and that a customer's gain is their loss).
Many brokers function as counterparties in trades and make money when traders lose.
Through short monthly meetings, rotated across the schools, members of the translation team function as research brokers to support each of the schools to engage with science of learning research and researchers relevant to a school - identified problem of practice.
Dubai forex brokers who function as market makers do not charge commissions on forex trades.
Daily access to information concerning the Fund's portfolio holdings also is permitted (i) to certain personnel of those service providers that are involved in portfolio management and providing administrative, operational, risk management, or other support to portfolio management, including affiliated broker - dealers and / or Authorized Participants, and (ii) to other personnel of the Advisor, Sub-Advisor, and other service providers, such as the Administrator, and fund accountant, who deal directly with, or assist in, functions related to investment management, administration, custody and fund accounting, as may be necessary to conduct business in the ordinary course in a manner consistent with agreements with the Fund and / or the terms of the Fund's current registration statement.
The company functions more or less as a broker and if we consider it to be one than NADEX is at the moment the only regulated broker operating in the US.
If this type of mortgage broker only makes mortgage loans available from one source of funds, the mortgage broker may or may not be functioning as the lender's agent.
Still other mortgage brokers function purely as intermediaries between borrowers and lending sources.
The alert does not address when a mortgage broker is functioning as an AGENT of the borrower.
After 35 years as a broker, I believe that balance should be a function of the relative valuations of the markets, not the age of the investor, which leaves me mostly in cash currently.
The point is between Morningstar and our money software; you're able to perform most all of the needed portfolio management functions (other than trading, as you'll still need to hire a discount broker, or for advisors, a custodian for that because we don't hold or work with client money).
Brokered CDs function the same as CDs can buy through your bank and are FDIC - insured up to $ 250,000, but they can be purchased from multiple financial institutions through your brokerage and traded on the open market.
When someone in Ontario wishes to obtain title insurance, the real estate lawyer effectively functions as insurance intermediary (although not technically an agent or a broker).
Notably, while advisors and their clients might engage with a life settlements provider directly to facilitate the sale of a policy (and thereby save money by eliminating the brokerage fees), the provider will function solely to purchase the policy themselves (or not), and would not obtain competing quotes from other potential buyers / investors (as that is the job of the life settlement broker).
John Hancock's Vitality Program is the first of its kind in the country, but prospective policyholders can also achieve discounts through Health I.Q., which functions as an insurance broker.
A car insurance agent or broker functions as an intermediary between a customer and an insurance carrier.
At present, cryptocurrency exchanges have to function as an exchange proper, and also as a broker and an exchanger.
With only a few brick and mortar locations throughout the nation, Harley wanted his website to function as the be-all, end - all promotional tool that would empower his brokers and agents.
As a broker, one of your biggest challenges is creating a successful, well - functioning team that gets behind the goals you've set and culture you've created for your business.
When you perfom a brokering activtity as a business enterprise and not for your own personal investment, that business activity becomes a banking function.
Brian Shemilt, a friend of the couples» and the marketing lead on the project says, «This is an end - to - end application that includes managing all aspects of an agency and a broker's back office functions, as well as listings, and including documents, photos, marketing tools and buyer and seller communications along with mobile functions
Perhaps my most attractive option is to register myself as a sole proprietorship brokerage with RECO for $ 350 for two years and function as an independent broker outside organized real estate.
A California court has considered whether an alleged violation of an association ethical rule could function as the foundation for tortious interference allegations made against a broker who was not a member of the association.
Then I incorporate overlapping lead - generation techniques that function as conversation starters between mortgage broker and borrower.
The days of MLS books are long gone, replaced with an Internet based system and access to real time information integrated with County Assessor data, mapping and various broker functions such as online contracts, a showings module and optional web sites for prospective buyers including automatic email notifications of new listings
The core function of the REN is to provide listing content owners, such as brokers, with a voluntary option to advertise their listings on industry websites within a specific set of rules which serves as a framework for the value exchange between the owner of the content and the publisher of the website.
If this type of mortgage broker only makes mortgage loans available from one source of funds, the mortgage broker may or may not be functioning as the lender's agent.
As the court explained, the essence of a cobrokerage agreement is that both parties perform real estate brokerage functions within the meaning of the Connecticut statute, and Wilder's activities in that capacity were not allowed without a valid Connecticut broker's license.
«As the leading advocate for home ownership and housing issues, NAR believes that the NFIP is essential to a properly functioning real estate market, ensuring access to affordable flood insurance for millions of homeowners,» said NAR President Ron Phipps, broker - president of Phipps Realty in Warwick, R.I. «Realtors ® support any and every effort to extend the program for as long as legislatively possible, so that American families won't have to go without essential flood protection.&raquAs the leading advocate for home ownership and housing issues, NAR believes that the NFIP is essential to a properly functioning real estate market, ensuring access to affordable flood insurance for millions of homeowners,» said NAR President Ron Phipps, broker - president of Phipps Realty in Warwick, R.I. «Realtors ® support any and every effort to extend the program for as long as legislatively possible, so that American families won't have to go without essential flood protection.&raquas long as legislatively possible, so that American families won't have to go without essential flood protection.&raquas legislatively possible, so that American families won't have to go without essential flood protection.»
Many commenters, including settlement agents, attorneys, law firms, title insurance companies, real estate brokers, and trade associations representing settlement agents and the title insurance industry stressed that the settlement agent serves an important consumer protection function by acting as a neutral, independent third party who verifies the creditor's figures and has the best interests of the consumer and all other parties in mind.
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