Sentences with phrase «fund licensed advisors»

Not exact matches

Many of the top advisors in the industry have designations such as certified public accountant (CPA), certified financial planner (CFP), certified fund specialist (CFS), chartered financial consultant (ChFC), chartered financial analyst (CFA), chartered life underwriter (CLU) and / or juris doctor (JD), and carry their Series 7, 24, 51, 63, 65, 66 and insurance licenses.

So, if the trigger for the fiduciary duty is when you «advise» investing funds in an IRA or ERISA plan, the fiduciary cheerleaders belatedly realized their coveted term «advisor» is now reasonably applied to any licensed individual who makes the recommendation and triggers their fiduciary duty.

In order for these advisors to receive their registration certification they are put trained and educated and then must pass federal and provincial exams that will license them to buy and sell or trade mutual funds for their clients.

The funds performed quite abysmally (I don't know whether that had to do with the market at the time or the funds themselves) and about five years later I transferred my investments to a friend that had just received her license as a financial advisor.

When mutual fund investments and annuities were first introduced to the market, investors were only able to access them through financial advisors or licensed brokers.

Investment advisors in Canada can be licensed by either the Mutual Fund Dealers Association (MFDA) or the Investment Industry Regulatory Organization of Canada (IIROC).

Advisors who are licensed by the Mutual Fund Dealers Association (MFDA)-- and there are many more of these — are not permitted to sell them.

One of the main reasons for that yawning gap is that most advisors in Canada are licensed to sell mutual funds, but not ETFs.

Dimensional Fund Advisors LP receives compensation from S&P Dow Jones Indices in connection with licensing rights to S&P STRIDE Indices.

The S&P STRIDE INDEX is a product of S&P Dow Jones Indices LLC or its affiliates («SPDJI»), and has been licensed for use by Dimensional Fund Advisors LP («Dimensional»).

In general, advisors licensed through the MFDA deal only in mutual funds, while IIROC advisors can also recommend individual stocks and exchange - traded funds (ETFs).

This type of segregated fund can be sold by registered mutual fund salespeople at bank branches and by individual financial advisors who lack life insurance licenses.

The advisor of record must be licensed to sell «segregated funds» which is the general term for what Income plus is.

Advisors who are licensed to sell mutual funds can also sell ETFs that meet the definition of mutual funds without any additional registration.

Dimensional Fund Advisors LP receives compensation from S&P Dow Jones Indices in connection with licensing rights to the S&P STRIDE Indices.

Similar to an insurance license, a mutual funds license limits the advisor's tool box.

«Barclays Capital Inc.» and «Barclays US Government Inflation - Linked Bond Index», «Barclays US Treasury 1 - 3 Year Term Index», «Barclays US Treasury 10 Year Term Index», «Barclays UK Government Inflation - Linked Bond Index», «Barclays Austria Treasury Bond Index», «Barclays Belgium Treasury Bond Index», «Barclays Emerging Markets Asia Local Govt Capped Bond», «Barclays Emerging Markets Europe Local Govt Capped Bond», «Barclays Emerging Markets Latin America Local Govt Capped Bond», «Barclays Emerging Markets Local Govt Bond», «Barclays Euro Aggregate Bond Index», «iShares Barclays Euro Corporate Bond ex-Financials Interest Rate Hedged», «Barclays Euro Corporate 1 - 5 Year Bond Index», «Barclays Euro Corporate ex Financials 1 - 5 Year Bond Index», «Barclays Euro Corporate ex Financials Bond Index», «Barclays Euro - Aggregate Financial Index», «iShares Barclays Euro Corporate Bond Interest Rate Hedged», «Barclays Euro Corporate Bond Index», «Barclays Euro Short Treasury (0 - 12 Months) Bond Index», «Barclays Euro Government Bond 10 - 15 yr Term Index», «Barclays Euro Government Bond 1 - 3 Year Term Index», «Barclays Euro Government Bond 15 - 30 Year Term Index», «Barclays Euro Government Bond 5 Year Term Index», «Barclays Euro Government Bond 5 - 7 yr Term Index», «Barclays Euro Government Bond 10 Year Term Index», «Barclays Euro Treasury Bond Index», «Barclays Euro Government Inflation - Linked Bond Index», «Barclays Finland Treasury Bond Index», «Barclays France Treasury Bond Index», «Barclays Germany Treasury Bond Index», «Barclays Global Government AAA - AA Capped Bond Index», «Barclays Global Aggregate Bond Index», «Barclays Global Aggregate Corporate Index (EUR hedged)», «Barclays Global Aggregate Corporate Bond Index», «Barclays World Government Inflation - Linked Bond Index», «Barclays Italy Treasury Bond Index», «Barclays Netherlands Treasury Bond Index», «Barclays EM Local Currency Govt Core 0 - 5 Index», «Barclays Spain Treasury Bond Index» and «Barclays US Aggregate Bond Index» are trademarks of Barclays Bank PLC and have been licensed for use for certain purposes by BlackRock Fund Advisors or its affiliates.

But there's a problem: Many mutual fund advisors are not licensed to sell ETFs, so they can not offer them even if they wanted to.

The first thing to understand is that advisors need only basic investment knowledge to be licensed to sell mutual funds or securities.

Dimensional Fund Advisors LP receives compensation from Manulife in connection with licensing rights to the Indexes.

About 1/2 of financial advisors in Canada are licensed to sell mutual funds.

Let's start with the Canadian Securities Course (CSC), the first requirement on the way to becoming a licensed investment advisor or mutual funds dealer.

All the information you need to understand how the Mutual Fund Markets is available here with useful tools making the mutual fund guide for free a smart initiative to engage at the novice level a Mutual Fund Book that is informative and reasonably priced and with authority we teach registered and licensed mutual fund advisors with an accredited Mutual Funds CouFund Markets is available here with useful tools making the mutual fund guide for free a smart initiative to engage at the novice level a Mutual Fund Book that is informative and reasonably priced and with authority we teach registered and licensed mutual fund advisors with an accredited Mutual Funds Coufund guide for free a smart initiative to engage at the novice level a Mutual Fund Book that is informative and reasonably priced and with authority we teach registered and licensed mutual fund advisors with an accredited Mutual Funds CouFund Book that is informative and reasonably priced and with authority we teach registered and licensed mutual fund advisors with an accredited Mutual Funds Coufund advisors with an accredited Mutual Funds Course.

Furthermore, Stacey is an FCA regulated financial advisor and has additional legal and commercial experience in the acquisition of mining rights, litigation funding, corporate finance, lending, enforcement and intellectual property licensing in the entertainment industry.

Prospective investors should speak with a licensed investment advisor and review closely the prospectus of any student housing investment fund.