Sentences with phrase «fund trade activity»

We monitor mutual fund trade activity and strive to prevent an individual from engaging in excessive trading.

To preserve the confidentiality of fund trading activities, a fund's Basket is not normally a pro rata representation of the fund's current portfolio positions.

p.s I have been using my savings, line of credit and existing stocks to fund my trading activities.

Not exact matches

The firm saw net trading losses of $ 234 million related to funding and liquidity and corporate loan hedging activity.

The new regulation also forces fund managers to pay brokers and banks separately for research and trading services, rather than just one combined fee for both activities.

* On Monday, prices tumbled sharply before paring losses as technical trading by funds continued to drive activity in the market.

«Given the significant consequences of acting as an unregistered broker - dealer and the increased attention being given to this issue by the SEC staff, private - fund advisers should consider reviewing their practices to determine whether any activities that may be approaching or crossing the line would require broker - dealer registration,» David Blass, the chief counsel of the SEC's division of trading and markets, suggested in a speech last April.

In the base metals complex, only nickel and tin traded higher for the quarter.4 A slow start to Chinese restocking coming out of the Chinese New Year holiday weighed on prices for copper and aluminum, both of which saw their worst quarterly results in years, while zinc and lead prices also declined.4 The London Metal Exchange (LME) Index, which tracks the three - month futures prices of all six metals, fell 6.3 %.4 LME copper -LRB--7.4 %, to US$ 6,714 per mt) and other industrial metals erased some of their 2017 gains, falling alongside a sharply decelerating expansion in China's manufacturing activity — sparking demand concerns and greater caution among hedge funds and other speculators who cut their net long positions in the metal.4 Outside the LME, US steel was buoyed by trade policy changes.

The portfolio turnover measures the trading activity of the fund, which is computed by dividing the lesser of purchases or sales for the year by the monthly average value of the securities owned by the fund during the year.

He represents issuers and underwriters in public and private initial and follow - on offerings of equity and debt securities, banks and hedge funds in secondary market par and distressed debt trading, and sponsors of and liquidity providers to securitization vehicles in connection with transactions and regulation applicable to their activities.

In December, regulators passed the final Volcker Rule, which restricts banking entities» proprietary trading activities and certain interests in, and relationships with, hedge funds and private equity funds.

Speculator activity in the recent Commodity Futures Trading Commission showed that funds were selling gold and silver, while adding to their platinum group metals accounts in future and option on the Comex division of the New York Mercantile Exchange and the Nymex.

Q: Why do you sometimes speak of two different turnover rates (measures of trading activity) for the Fund?

One of the biggest challenges facing financial institutions is the need to prevent their systems being used to transfer funds for criminal activity such as the drugs trade or terrorism.

[heading] Speculator Activity Shows Funds Selling Gold And Silver [/ heading] Speculator activity in the recent Commodity Futures Trading Commission showed that funds -Activity Shows Funds Selling Gold And Silver [/ heading] Speculator activity in the recent Commodity Futures Trading Commission showed that funds -LSBFunds Selling Gold And Silver [/ heading] Speculator activity in the recent Commodity Futures Trading Commission showed that funds -activity in the recent Commodity Futures Trading Commission showed that funds -LSBfunds -LSB-...]

footnote ** Some funds have higher minimums to protect the funds from short - term trading activity.

But pension funds and commercial banks do influence yields through their trading activities.

To him, anonymity clearly means that it can be used even more conveniently for funding terror activities and other illicit trades such as drugs and weapons.

In this respect, OptionFair is a better broker for a beginner trader since he is less likely to commit more funds towards his binary options trading activities until he has learned more about how to trade binary options properly.

Millions In USDA Export Funds Now Available To Ag / Wine Trade Associations: In Fiscal Year 2015 the USDA's Market Access Program awarded more than $ 173 million to 62 American agricultural trade associations for export trade activiTrade Associations: In Fiscal Year 2015 the USDA's Market Access Program awarded more than $ 173 million to 62 American agricultural trade associations for export trade activitrade associations for export trade activitrade activities.

This established that for trade unions to engage in political activity, they must create a separate political fund.

«Trade union activities and campaigning should be funded through consenting members» subscriptions, not bankrolled by the taxpayer.

The mayor's move comes as the FBI investigation into top cops trading favors for lavish gifts expands to include an inquiry into the fund - raising activities of a pair of Brooklyn businessmen on behalf of de Blasio, a knowledgeable source told the Daily News Friday.

In the struggle to fund research, the University of Sierra Leone has set up a company to produce profits from consulting fees, commodity trading and investments in mining activities.

Furthermore, capital gains from the fund's trading activities are disbursed as capital gains distributions at the end of the year.

The reason why a mutual fund will have gains is related to trading activity also referred to as portfolio churn.

There are no any hidden charges when using Binary Hedge Fund in your depositing and trading activities.

Prior to joining AVI, Jake spent 5 years running operations teams at two hedge funds where he was responsible for all post trade activity.

Some Vanguard funds have higher minimums to protect the funds from short - term trading activity.

To be able to trade Ether CFD assets, you need to open a trading account with a broker that supports this activity, after which the trader is expected to fund the account using acceptable payment methods.

These are the same powerful trading methods that professional traders such as banks, prop firms and hedge funds use around the world use in their daily trading activities.

Capital One Investing ℠ has adopted an Excessive Trading Policy to discourage market timing and excessive trading activity in ourTrading Policy to discourage market timing and excessive trading activity in ourtrading activity in our funds.

However, Capital One Investing reserves the right to limit fund trading with respect to any individual, with or without prior notice, if we determine that the individual's trading activity is disruptive.

However, investors buy and sell fund shares at different times during a reporting period, and the timing of that trading activity impacts the return those investors actually earn.

With the TAVF emphasis on understanding the business and using a balanced approach where reported earnings and book value tend to be given even weights, the Fund's analytic activities tend to be a lot less competitive than is the case for those analysts concentrating on the trading environment.

Authorized Participants This term typically refers to large financial institutions, such as specialist firms and market makers, which are involved in the creation and redemption activity of exchange - traded funds.

The number of free trades you'll receive will be based on your trading activity during the first 60 days of opening and funding your new account.

Even back in 2000, when the mutual fund industry itself, there was some shenanigans going on, when some of the actively managed funds and some of the trading activities that they were doing.

In other words, what level of trading activity is initiated by the manager of the fund.

Bonus points can be earned even with basic activities, such as opening and funding an account, or trading.

And more importantly, you should not fund day trading activities with funds required to meet your living expenses or change your standard of living.

And more, you should not fund day - trading activities with funds required to meet your living expenses or change your standard of living.

The activity in gold prices follows what we're seeing in gold exchange - traded funds (ETFs) too.

They can check the balance, deposit or withdraw funds, monitor trade activity, and even revoke the LPOA agreement at any time if they are not happy with the money manager.

Because hedge funds cater to sophisticated accredited investors their investing and trading activities are less restricted by regulation than other forms of registered investments.

cf Jay's comment... found this in the SEI prospectus «The Funds may undertake derivative activities, including the holding and trading of futures contracts to achieve a return that is similar to the stock exchange or bond index which represents the target return for the Fund.

They are responsible for implementing a fund's stated investing strategy and managing its portfolio trading activities.

Based on the frequency of redemptions in your account, the adviser or transfer agent may in its sole discretion determine that your trading activity is detrimental to the Funds as described in the Funds» Market Timing Trading Policy and elect to reject or limit the amount, number, frequency or method for requesting future purchases or redemptions into thetrading activity is detrimental to the Funds as described in the Funds» Market Timing Trading Policy and elect to reject or limit the amount, number, frequency or method for requesting future purchases or redemptions into theTrading Policy and elect to reject or limit the amount, number, frequency or method for requesting future purchases or redemptions into the Funds.

The Funds reserve the right to reject or restrict purchase requests for any reason, particularly when the shareholder's trading activity suggests that the shareholder may be engaged in market timing or other disruptive trading activities.

More specifically, unless the financial intermediaries have the ability to apply the Funds» Market Timing Trading Policy to their customers through such methods as implementing short - term trading limitations or restrictions and monitoring trading activity for what might be market timing, the Funds may not be able to determine whether trading by customers of financial intermediaries is contrary to the Funds» Market Timing Trading Trading Policy to their customers through such methods as implementing short - term trading limitations or restrictions and monitoring trading activity for what might be market timing, the Funds may not be able to determine whether trading by customers of financial intermediaries is contrary to the Funds» Market Timing Trading trading limitations or restrictions and monitoring trading activity for what might be market timing, the Funds may not be able to determine whether trading by customers of financial intermediaries is contrary to the Funds» Market Timing Trading trading activity for what might be market timing, the Funds may not be able to determine whether trading by customers of financial intermediaries is contrary to the Funds» Market Timing Trading trading by customers of financial intermediaries is contrary to the Funds» Market Timing Trading Trading Policy.