Sentences with phrase «funds on behalf of investors»

Former director of Bernard Madoff's London trading entity — claims brought by English and US liquidators seeking to recover funds on behalf of investors in Mr Madoff's Ponzi schemes.

For a segregated fund, the trustee administers the assets of a mutual fund on behalf of the investors.

A Qualified Intermediary, as an independent third party, is needed to facilitate a 1031 exchange transaction and hold the funds on behalf of the investor.

Not exact matches

ImpactUs, which is registered not as a funding portal but as a broker dealer, launched in April featuring four issuers that had been vetted on behalf of potential investors.

According to fund tracker Morningstar: «A mutual fund is a basket of stocks, bonds or other types of assets that is professionally managed by an investment company on behalf of investors who don't have the time, know - how or resources to buy a diversified collection of individual securities (stocks, bonds etc.) on their own.

We include corporate CEOs, the head of the Canadian public pension fund and an activist investor, and the heads of a number of institutional investors who manage money on behalf of a broad range of Americans.

The firm has raised 21 institutional funds totaling more than $ 37 billion and currently manages capital on behalf of more than 350 domestic and international investors including public and private pension funds, insurance companies and university endowments and foundations.

Some 70 % of shares in U.S. - listed companies today are held by mutual funds, pension funds, insurance companies, sovereign funds, and other institutional investors, which manage them on behalf of beneficiaries such as households, pensioners, policy holders, and governments.

Carried interest in and of itself is not a bad thing — it incentivizes fund managers to put investors» money to productive use and make sound investment decisions on their behalf (because if the fund doesn't perform well, the manager doesn't receive any carry).

The URF, which owns $ 1.3 billion of US residential properties in the New York area, has attracted some controversy in recent weeks after The Australian Financial Review revealed a KPMG due diligence report conducted on behalf of Evans and Partners showed the fees extracted from investors in the fund accounted for 67 per cent of Dixon's total revenues.

Last week, New York City comptroller Scott Stringer called for similar changes in Facebook's board structure on behalf of the city's municipal pension fund, a significant investor in Facebook.

Negotiated a platform joint venture agreement with Morgan Stanley Real Estate Investment Funds on behalf of co - investor / managers for management, development and investment in retail property located in the People's Republic of China and India (venture size of $ 300 million)

At first, you will hear an automated message which will say the call is on behalf of The Oakmark Funds and ask you to press 1 to speak with an Investor Services Representative.

The Company raises, invests and manages funds on behalf of pension, endowment and sovereign wealth funds, as well as other institutional and individual investors.

Rather than you having to research every investment within the mutual fund before deciding to buy or sell, the money manager will decide the best mix of investments and will manage it all on behalf of the fund's investors.

Mutual fund companies usually assign a fund manager who is given the ability and legal authority to make trades on behalf of the investors who have bought into the pool.

As long as Spitzer was wearing the white hat, though, as long as he appeared to be crusading on behalf of wronged mutual - fund investors or exploited deli workers, much of the public and the media were happy to look the other way.

Via mutual funds / indexes this can get a little more complicated (voting rights etc tend to go to the mutual / indexing company rather than the holders of the fund), but is approximately the same thing: the fund buys assets on the open market, then holds them, buys more, or sells them on behalf of the fund investors.

* As stated in the prospectus (pdf) dated 5/1/2018 ** Pursuant to an operating expense limitation agreement between Heartland Advisors and Heartland Group, Inc., on behalf of the Fund, Heartland Advisors has agreed to waive its management fees and / or pay expenses of the Fund to ensure that the Fund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafFund, Heartland Advisors has agreed to waive its management fees and / or pay expenses of the Fund to ensure that the Fund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafFund to ensure that the Fund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafFund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereaffund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereaffund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafFund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafter.

A mutual fund is a portfolio of bonds, stocks, or other investable assets, such as, money market products, that are selected and managed by a professional on behalf of many investors, like yourself.

At Index Fund Advisors, we have repeatedly cautioned investors to avoid getting ensnared in the never - ending pursuit of alpha by either picking stocks or hiring an active manager to pick stocks on their behalf.

Prospective investors are advised to make an investment in any such fund only after carefully considering the risks associated with investing in such funds, as detailed in the offering memorandum, prospectus or similar document that is prepared by or on behalf of the issuer of the investment fund.

It provides investment management services to multi-strategy hedge funds & separately managed accounts on behalf of a diverse group of institutional investors worldwide.

FGP invested these donations in its flagship fund, the FGP Canadian Equity Fund, on behalf of the Holland Bloorview Investor Challefund, the FGP Canadian Equity Fund, on behalf of the Holland Bloorview Investor ChalleFund, on behalf of the Holland Bloorview Investor Challenge.

A mutual fund is a means for small investors to pool their money together (MUTUALLY) with other small investors so that they may hire a Mutual Fund Manager to take the collective funds and create a diversified investment portfolio that is invested on behalf of all the small investfund is a means for small investors to pool their money together (MUTUALLY) with other small investors so that they may hire a Mutual Fund Manager to take the collective funds and create a diversified investment portfolio that is invested on behalf of all the small investFund Manager to take the collective funds and create a diversified investment portfolio that is invested on behalf of all the small investors.

A NextShares fund may permit cash to be substituted for some or all of the Basket instruments when: (a) the instruments are, for the purchase of a Creation Unit, not available in sufficient quantity; (b) the instruments are not eligible for trading by the Authorized Participant or the investor on whose behalf the Authorized Participant is acting; or (c) a holder of Fund shares investing in foreign instruments would be subject to unfavorable income tax treatment if the holder receives redemption proceeds in kfund may permit cash to be substituted for some or all of the Basket instruments when: (a) the instruments are, for the purchase of a Creation Unit, not available in sufficient quantity; (b) the instruments are not eligible for trading by the Authorized Participant or the investor on whose behalf the Authorized Participant is acting; or (c) a holder of Fund shares investing in foreign instruments would be subject to unfavorable income tax treatment if the holder receives redemption proceeds in kFund shares investing in foreign instruments would be subject to unfavorable income tax treatment if the holder receives redemption proceeds in kind.

The choice investors have about how their money is invested in any form of pooled investment fund where a fund manager makes investment decisions on the investor's behalf.

The BlackRock segment manages assets on behalf of institutional and individual investors worldwide through a variety of equity, fixed income, multi-asset class, alternative and cash management separate accounts and funds, including iShares.

A mutual fund accumulates money from investors or financiers and invests that money in shares, bonds, and money market securities on the behalf of the investors.

Asked how much different investing in a thoroughbred is to investing in a stock, mutual fund or company, Klarman said, «In my regular life, I'm a long - term investor, so we make patient, long - term investments on behalf of our clients.

Rather than picking stocks directly or using mutual funds where a manager is trading stocks on behalf of similarly minded investors, traditional index funds aim to replicate the returns of any given benchmark while aiming to minimize both costs and something called tracking error.

«On behalf of the entire ORBIS team, I want to thank all the attendees of the 2007 Value Investor Conference in Los Angeles for raising $ 8,500 in much needed funds for ORBIS.

Each fund has a knowledgeable portfolio manager or a team of managers that work full - time on the investor's behalf, with expertise in selecting suitable securities of many companies and / or governments.

The services to be provided by Recipients may include, but are not limited to, the following: assistance in the offering and sale of Fund shares and in other aspects of the marketing of the shares to clients or prospective clients of the respective recipients; answering routine inquiries concerning the Funds; assisting in the establishment and maintenance of accounts or sub-accounts in the Funds and in processing purchase and redemption transactions; making the Funds» investment plan and shareholder services available; and providing such other information and services to investors in shares of the Funds as the Distributor or the Trust, on behalf of the Funds, may reasonably request.

When the loan is fully funded, the marketplace will distribute the loan to the borrower, and then process the payments each month on behalf of the investors.

Professional fund managers and analysts constantly monitor market conditions and make investment decisions on behalf of fund investors.

The former chairman of the White House Counsel on Environmental Quality, George Frampton Jr., told regulators in a July 18 filing that he is conducting due diligence on Oceana on behalf of «a major private equity fund interested in being the lead investor in Oceana.»

The Calunius Funds hold more than # 200million in capital commitments on behalf of our investors, with whom co-investment and syndication structures are in place that mean that no case is too large for the Calunius Funds.

Investors wishing to bring claims against these parties are therefore faced with the choice of either seeking to obtain some control over the master fund (possibly through the appointment of a liquidator) so that it can pursue direct claims or bringing a derivative action on behalf of the master fund.

We often recommend that we carry out such investments on behalf of our mutual funds investors as we are well acquainted with the procedure and can complete it without glitches.

In an email to investors this week, Global Advisors Bitcoin Investment Fund (GABI), a Jersey - based investment vehicle that buys and sells bitcoin on behalf of investors, touched on ongoing developments in the digital currency markets, putting a special emphasis on developments in litecoin and how they relate to the larger bitcoin market.

For example, there has been a significant surge in the establishment of investment funds looking to invest in initial coin offerings on behalf of sophisticated investors.

He now oversees an 18 - person REO team at his Reston, Va., office, which handles between 200 and 300 listings at any given time on behalf of lenders, investors, hedge funds, credit unions, and other institutional owners of foreclosed real estate.

«I have one fund that offers investors 30 % of the profits, and initially, there was a lot of resistance on behalf of the potential investors, because they thought they weren't getting a big enough share.

PREI, acting on behalf of institutional investors in its core open - end commingled fund, bought the tower for $ 185 million.

PREI opened its first seniors housing fund, Senior Housing Partners I, in 1998 and has been investing on behalf of investors ever since, following up with Senior Housing Partners II and Senior Housing Partners III.

The National Council of Real Estate Investment Fiduciaries» (NCREIF) Property Index, which measures a total rate of return for properties acquired on behalf of tax - exempt institutional investors (mostly pension funds), fell to 2.5 percent in the fourth quarter of 2012, down from 3.0 percent in the fourth quarter of 2011 and 4.6 percent in the fourth quarter of 2010.

HFF worked on behalf of a joint venture between a subsidiary of a fund managed by Oaktree Capital Management, L.P. («Oaktree») and ScanlanKemperBard Companies, to arrange an adjustable - rate loan through Latitude Management Real Estate Investors, Inc..

MSREI manages opportunistic and core investment strategies on behalf of its clients, including some of the largest pension funds, sovereign wealth funds and high net worth investors worldwide.

Our valuation assignments include both single unit and portfolio valuations of commercial and residential properties in the Benelux carried out on behalf of international financial institutions, developers, investment funds, corporations and private investors.