Sentences with phrase «general securities law»
Pittsburgh securities attorneys are knowledgeable in all areas of general securities law, including but not limited to the Blue Sky Law, securities fraud claims and SEC enforcement in Pittsburgh, Pennsylvania.
http://www.primerus.com/ Not exact matches
Our securities laws in general received a grade of 57 %, while the OSC received 53 %.
The court's decision will allow more room for innovation, and consumers will have more choices to determine for themselves how they access and experience the internet,» Verizon's general counsel of public policy, law and security, Randal Milch, said after the ruling was handed down.
«If your plan doesn't fit the requirements, there are horrendous securities - law consequences,» explains Joseph M. Harary, Research Frontiers» vice-president and general counsel.
Cummings said in the letter, which he wrote with the top Democrat on the House Foreign Affairs Committee, Rep. Eliot Engel, that «it appears that General Flynn violated federal law by omitting this trip and these foreign contacts from his security clearance renewal application in 2016 and concealing them from security clearance investigators who interviewed him as part of the background check process.»
Before becoming head of the cybersecurity and data privacy division at law firm Mayer Brown, he served as general counsel for the National Security Agency during the most notorious data breach in history: Edward Snowden's exposing of the agency's surveillance programs.
The changes to the Canadian securities laws if adopted would allow the general public to invest in equity crowdfunding online, and companies to offer small amounts of equity with less disclosure thus driving the cost of raising capital lower and widening participation at the same time.
In general, governments that seek assistance in law enforcement or security investigations prohibit disclosure of the assistance provided.»
While EMV cards offer enhanced security, the FBI is warning law enforcement, merchants, and the general public that no one technology eliminates fraud and cybercriminals will continue to look for opportunities to steal payment information.
When the Canadian Securities Administrators issued a call last summer for comment on the potential regulation of the proxy advisory industry, it was inundated with responses from general counsel, their companies, law firms, and others who seemed to have been waiting in the shadows for a chance to vent.
He previously was a partner at the law firm of O'Melveny & Myers, a deputy general counsel at the U.S. Department of Homeland Security Department, and senior counsel at the Justice Department.John Roth joined the firm as chief compliance and ethics officer, with responsibility for ensuring that the company remains in compliance with the evolving legal landscape.
You acknowledge and agree that SeedInvest does not provide any representation, warranty or assurance that the offering on the Site are made in accordance with securities law, including the exception to the sale of unregistered securities and the prohibition against the general solicitation of unregistered securities.
Specializing in the areas of securities, commercial finance, real estate and general corporate law, his clients range from individuals and small privately held businesses to multi-million dollar entities.
A graduate of Columbia University School of Law as a Harlan Fiske Stone Scholar, Lewis is a member of the Securities Industry and Financial Markets Association (SIFMA) General Counsel Committee.
He has presented at a wide variety of corporate law seminars and symposia around the country, including The Tulane Institute of Corporate Law (where he serves as Co-Chair of the Planning Committee), The Association of General Counsel, The Harvard School of Law, Columbia School of Law, The University of Pennsylvania School of Law, and The University of Pennsylvania Institute of Law and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar Associatiolaw seminars and symposia around the country, including The Tulane Institute of Corporate Law (where he serves as Co-Chair of the Planning Committee), The Association of General Counsel, The Harvard School of Law, Columbia School of Law, The University of Pennsylvania School of Law, and The University of Pennsylvania Institute of Law and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar AssociatioLaw (where he serves as Co-Chair of the Planning Committee), The Association of General Counsel, The Harvard School of Law, Columbia School of Law, The University of Pennsylvania School of Law, and The University of Pennsylvania Institute of Law and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar AssociatioLaw, Columbia School of Law, The University of Pennsylvania School of Law, and The University of Pennsylvania Institute of Law and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar AssociatioLaw, The University of Pennsylvania School of Law, and The University of Pennsylvania Institute of Law and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar AssociatioLaw, and The University of Pennsylvania Institute of Law and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar AssociatioLaw and Economics (where he serves as a member of the Board of Advisors), The Annual Institute on Corporate Securities and Related Aspects of Mergers and Acquisitions, sponsored by the New York City Bar Association, as well as a variety of seminars sponsored by The Practicing Law Institute and the American and Delaware State Bar AssociatioLaw Institute and the American and Delaware State Bar Associations.
Although our employees may answer your general customer service questions, they are not licensed under securities laws to address your particular investment situation.
Professor Baxt published widely and was the founder and general editor of the Australian Business Law Review and the Company and Securities Law Journal.
The State Department does have at least two law enforcement arms: the Bureau of Diplomatic Security and the Office of the Inspector General.
In specific terms, the meeting dwelt on the breakdown of law and order, general security and the escalating tension in the Niger Delta.
The language of the presidential fiat leaves the disbursement of funding for «law enforcement purposes» at the discretion of Gen. John Kelly, the new secretary of the Department of Homeland Security, as well as the incoming U.S. Attorney General.
Currently, New York law blocks organizations or individuals from being able to sue banks for securities fraud, and only allows legal action against them to be taken by the State Attorney General's office, union officials said.
«Chairman Smith's threat to «conduct vigorous oversight» of Attorneys General who are investigating violations of consumer and securities laws is an attack on the sovereignty of the states.»
Democratic Congressman Sean Patrick Maloney hosted the Hudson Valley Human Trafficking Resources Forum to bring together a panel of law enforcement and community organizations, including representatives of the FBI, U.S. Immigration Customs and Enforcement Homeland Security investigations unit, and the state attorney general's office.
«That the three hundred thousand Naira (N300, 000) to the senior and one hundred and fifty thousand Naira (N150, 000) to junior staff became necessary in pursuit of the general powers and mandate of the Acting Vice-Chancellor as the Chief Security Officer on the campus to maintain peace, law and order and to prevent loss of lives and property.
Asked about the timing of the SEC action during an interview Monday on CNBC, Spitzer, who prosecuted securities fraud as the state's attorney general, said that «there's no question the SEC is desperate to prove that it can enforce the law, desperate to bring in the great white whale.»
State Attorney General Eric Schneiderman is pushing new legislation introduced this week to tighten state data security laws in the wake of the Equifax breach earlier this year.
Ken Cross's purpose for running for president is to promote progress, enhance national security, encourage fiscal responsibility, promote fair trade practices, nurture the private enterprise system, protect the environment, promote equal justice under the law, and improve the general well - being of the citizenry of both present and future generations.
Vanguard however gathered that the attitude of many of the officers and soldiers being referred to, particularly those serving in the Southern part of the country, is not unconnected with recent investigations into the conduct of security personnel during the last general elections in the country whereby personnel who were performing their duties in accordance with the «laws of the land» are the victims of petitions and investigation, after allegedly «taking sides».
The language of Trump's dictate leaves the disbursement of monies for «law enforcement purposes» at the discretion of Gen. John Kelly, the new secretary of the Department of Homeland Security, as well as the incoming U.S. Attorney General.
BY PAUL SCHINDLER Interjecting himself into a federal law enforcement action that has stirred considerable controversy in the LGBT community, US Representative Sean Patrick Maloney, an out gay upstate Democrat, has written to Department of Homeland Security Secretary Jeh Johnson and Attorney General Loretta Lynch questioning the motivations and priorities behind a 2015 raid -LSB-...]
But this year's polarizing general election, as well as school security concerns that grew following the 2012 mass shooting at an elementary school in Newtown, Conn., has some school and law enforcement officials rethinking whether it's prudent to have kids in school on Election Day.
From 2000 - 2006, Ron worked as a lawyer with FTA's General Law Division, handling Federal Court litigation, and issues related to transit security, transit finance, Federal grants, and FOIA.
His awards include the 2009 General Counsel's Award for Excellence in chairing the U.S. delegation to the 2009 Diplomatic Conference on Air Law, the 2009 Secretary's Team Award for work on improving the safety, security and economic viability of U.S - China hazardous materials shipments and the 2016 Secretary's Silver Award for his work on the Cape Town Rail Protocol.
The Office of Operations, one of seven divisions of the Office of General Counsel, is the principal legal advisor on matters related to environmental law, economic / competition issues affecting airports and airlines, security and emergency response activities, maritime law, the Freedom of Information Act, and privacy.
In implementing the pilot program, DOT will coordinate with the Departments of Defense and Homeland Security and the Attorney General to test counter-UAS capabilities, as well as platform and system - wide cybersecurity, as appropriate and consistent with U.S. law.
Jon joined DOT in September 2009 as Deputy Assistant General Counsel for Operations, where he helped manage a group of 15 professionals who provided advice on a broad range of issues related to DOT's emergency response activities, the Freedom of Information Act, privacy law, environmental law, aviation economic issues, security (including cyber security) and other matters.
Glass - Steagall Act of 1939: The federal law that prohibited banks from acting as dealers or underwriters in any securities other than general obligation municipal bonds.
The goal of MCT seems to be to find general laws which will explain market price fluctuations and securities price fluctuations.
These services include providing assisting in the supervising of relations with custodians, transfer and pricing agents, accountants, underwriters and other persons dealing with the Funds; assisting in the preparing of all general shareholder communications and conducting shareholder relations; assisting in maintaining the Funds» records and the registration of each Fund's shares under federal securities laws and making necessary filings under state securities laws; assisting in developing management and shareholder services for the Funds; and furnishing reports, evaluations and analyses on a variety of subjects to the Trustees.
For example, the Division approves or monitors sensitive areas of law enforcement such as participation in the Witness Security Program and the use of electronic surveillance; advises the Attorney General, Congress, the Office of Management Budget and the White House on matters of criminal law; provides legal advice and assistance to federal prosecutors and investigative agencies; and provides leadership for coordinating international as well as federal, state, and local law enforcement matters.
The judge decided on Wednesday to send the case to New York because the foundation of Exxon's lawsuit rests on a press conference a year ago hosted by New York Attorney General Eric Schneiderman, who has been investigating Exxon under the state's powerful securities laws.
Blogging on the recent corporate scandals involving GC Ann Baskins at Hewlard - Packard (see this multi-part coverage at Alexander Simpson's Corporate Securities Law Blog) and the ouster of Bristol Myers» GC, Peter Henning concludes that «it can be mighty tough to be a general counsel these days.»
Acting as special or general outside counsel to assist clients in developing corporate compliance programs, including programs relating to antitrust, environmental and securities laws, and developing corporate protocols, such as delegations of authority
She also regularly advises clients on securities law issues and general corporate matters.
Boston Antitrust Law Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Biotechnology Law Corporate Law Criminal Defense: White - Collar Eminent Domain and Condemnation Law Environmental Law General Commercial Litigation Information Technology Law Intellectual Property Law International Arbitration Land Use & Zoning Law Mergers & Acquisitions Law Non - Profit / Charities Law Real Estate Law Securities / Capital Markets Law Tax Law Technology Law Trusts & Estates Law Venture Capital Law
Tier 1 Antitrust Law Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Biotechnology Law Communications Law Corporate Law General Commercial Litigation Intellectual Property Law Mergers & Acquisitions Law Mutual Funds Law Private Funds / Hedge Funds Law Securities / Capital Markets Law Tax Law
Washington Antitrust Law Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Communications Law Corporate Law Criminal Defense: White - Collar General Commercial Litigation Government Relations Practice Information Technology Law Media & First Amendment Law Mergers & Acquisitions Law Securities / Capital Markets Law
Previously, she was a Partner at a boutique securities law firm and General Counsel at a real estate crowdfunding platform.
His experience includes complex commercial and business litigation, general civil litigation, oil and gas litigation, securities, partnership disputes, real estate litigation, environmental litigation, and appellate law.
In addition, we provide targeted dispute resolution services to both insurance services providers and coverage buyers.Our knowledge and familiarity with general corporate, securities law and derivatives issues allows us to provide complete solutions for complex issues.