Sentences with phrase «governed by the investment»

Only Registered Investment Advisors (RIA), who are governed by the Investment Advisers Act of 1940, are held to a true fiduciary standard.

Exchange - traded UITs are also governed by the Investment Company Act of 1940, but must attempt to fully replicate their specific indexes, limit investments in a single issue to 25 % or less, and set additional weighting limits for diversified and non-diversified funds.

Investment in a particular fund is primarily a function of the return and risk appetite of the investor, which in turn is governed by the investment objective of the investor.

Not exact matches

If your adviser is an investment adviser and governed by the federal Securities and Exchange Commission, the adviser serves as fiduciary to you and must put your interests above his own and act in your best interest.

If your advisor is an investment advisor and governed by the federal Securities and Exchange Commission, the advisor serves as fiduciary to you and must put your interests above his own and act in your best interest.

The governing agreements of our investment funds contain only limited investment restrictions and only limited requirements as to diversification of fund investments, either by geographic region or asset type.

That's because the overall trade deficit is governed by macroeconomic factors, including the relative growth rates of countries, the value of their currencies, and their saving and investment rates.

According to CBRE, Asian investment in European hotels will reach US$ 22.7 billion in 2015, fueled by the liberalization of domestic controls governing outbound investment.

Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Commission.

In the 80s, these countries, and also China, were able to take advantage of the world crisis by playing a part in globalisation of exchange of goods (through their relative advantage of cheap labour), and calling for foreign investment and by signing up their development projects within a nationally governed strategy (in the case of Korea and Korea, but not the South - east Asian countries).

The Exchequer - sourced funding, awarded to British Cycling by Sport England through its Whole Sport Plan investment into National Governing Bodies of sport is now in its final year (2016 - 17).

Also targeted by Real Madrid this summer, a move for Mbappe to PSG will leave many wondering how the Qatar - owned club can avoid sanctions from European football's governing body considering the investment already made on Neymar.

When a company is privatised, its decisions about plan location, investment and levels of employment cease to be guided by political criteria and are governed instead by market criteria.

«By doing this, we have sent a message to international investors who have been previously unsure about what laws govern our petroleum industry that the country is truly ready for more investment in this sector.»

Governed by the Australian Securities and Investments Commission (ASIC), OANDA Australia Pty Ltd establishes margin rates and maximum leverage at their discretion.

The Board has approved portfolio holdings disclosure policies that govern the timing and circumstances of disclosure to shareholders and third parties of information regarding the portfolio investments held by the Fund.

Regulates the Investment done by the investors: SIP builds and governs the disciplined habit of investment practice of the investors over their investment on mutInvestment done by the investors: SIP builds and governs the disciplined habit of investment practice of the investors over their investment on mutinvestment practice of the investors over their investment on mutinvestment on mutual funds.

«Unlike prior exemptive orders governing the operation of self - indexing ETFs, the Orders do not attempt to address potential conflicts of interest among the ETF, its investment adviser, and the affiliated index provider by requiring, among other things, public disclosure of the underlying index methodology, the use of a third - party index calculation agent, or formal «firewall» procedures.

Private mortgage lenders are individuals or groups who accept mortgage applications and are willing to take on more risky investments because they are not governed by the same laws as institutional lenders.

On the other hand, there are stronger tendencies toward efficiency in markets where time horizons are short; and where the investment determinations are governed by a very few variables which are simple, understandable and, perhaps, computer programmable.

The Firm may submit a shareholder proposal on behalf of an Investment Fund only if permitted by the Investment Fund's governing documents or by agreement between the Firm and the Investment Fund and if the Firm believes that the proposal would provide a substantial overall benefit to the Investment Fund.

If you continue to browse and use this website you are agreeing to comply with and be bound by the following terms and conditions of use, which together with our copyright notice and privacy policy, governing Miramar Hotel and Investment Company, Limited and its subsidiaries» («Miramar Group») relationship with you in relation to the website that is owned and operated by us.

American ice cream maker Ben & Jerry's has partnered with climate activism group 350.org Australia to launch a campaign to freeze fossil fuels investments, by encouraging Australians to lobby their local governing bodies to ensure that none of its assets are in coal, oil and gas.

For these reasons, community solar project developers typically work to ensure that the project does not meet the legal definition of a traditional, taxable investment that would be governed by securities law.

The # 200m deal allows RFU to gain access to a wider squad of players for training and preparation for England team matches in return for a greater financial investment by the governing body.

Since foreign investment is governed by Chinese law, Chinese lawyers were needed.

Privately Held Remote Pharmacy Company — recapitalization by private equity firms led by DFW Capital Partners, a New Jersey - based venture capital fund, and in prior private equity investment by NeighborCare, Inc. (now known as Omnicare, Inc.), as well as compliance matters governing remote pharmacies

In the area of international disputes, Janis represents sovereign states and their state - owned corporations in investor / state disputes before the International Centre for the Settlement of Investment Disputes (ICSID) and other arbitral forums and in lawsuits brought against her governmental clients in the U.S. courts, governed as to jurisdiction by the U.S. Foreign Sovereign Immunities Act.

Modern investment law, by contrast, is characterized by the investor's right to initiate arbitration directly against host States based on the States» prospective and generalized consent to arbitrate any matter under the governing treaty.

Harbour has funded international arbitration cases governed by a wide range of different rules, from ICSID (otherwise known as Bi-lateral Investment Treaty — or BIT — cases) through to ICC and LCIA cases.

representing an international oil company in an AAA / ICDR commercial arbitration (New York seat) relating to rights and remedies pursuant to an agreement governed by New York law to share costs and monetary awards of investment arbitration against a South American state (claim US$ 500 million)

Similarly, at the International Centre for Settlement of Investment Disputes (ICSID), which handles major investment treaty disputes often governed by bilateral investment treaties (BIT), oil, gas and mining accounted for 26 % of its disputes, while construction, power, water and transportation accounted for a further 37 % of its arbitrationInvestment Disputes (ICSID), which handles major investment treaty disputes often governed by bilateral investment treaties (BIT), oil, gas and mining accounted for 26 % of its disputes, while construction, power, water and transportation accounted for a further 37 % of its arbitrationinvestment treaty disputes often governed by bilateral investment treaties (BIT), oil, gas and mining accounted for 26 % of its disputes, while construction, power, water and transportation accounted for a further 37 % of its arbitrationinvestment treaties (BIT), oil, gas and mining accounted for 26 % of its disputes, while construction, power, water and transportation accounted for a further 37 % of its arbitration hearings.

The Governing Bodies Because this policy deals with security investment risks, it is considered a securities contract and is governed by the prevailing securities law.

Foreign Investment in India is governed by the FDI (Foreign Direct Investment) of the GOI (Government of India) and Foreign Exchange Management Act 1999.

Olivier Janssens, founder of Freedom Investments, and Roger Ver (Bitcoin Jesus) of Bitcoin Foundation, along with a trove of attorneys and other professionals, are seeking to establish their own independent nation, governed by libertarian values.

Investments have traditionally never been allowed via credit card purchases, but since cryptocurrencies operate in a shadow sector that isn't governed by Central Banks, conventional deposit methods haven't been easy to negotiate.

But like anything, shares of the Bitcoin Investment Trust are governed by the laws of supply and demand, and eager speculators are willing to pay more for each share than the trust's bitcoins are worth.

Financial Manager — Duties & Responsibilities Manage daily operations, sales, and customer service activities for multiple financial institutions Oversee company expansion and branch openings in new markets and territories Manage client assets in excess of $ 285 million across a wide range of investment vehicles Design and implement professional development and employee recognition programs Consistently meet or exceed sales goals through networking, cold calling, and other tactics Represent company brand with poise, integrity, and positivity Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Study internal literature to become an expert on products and services Conduct research on prospective leads and existing clients to assist in developing sales strategies Craft effective sales presentations and proposals, tailoring them to clients based on their specific needs and styles Negotiate and execute contracts with C - Level decision makers Maintain records of site visits to potential and existing clients to assist in assessing their future needs Collaborate with junior level sales people to develop action plans to govern their performance Make cold calls in a courteous, yet assertive manner that translates to sales results Recruit, train, and direct staff ensuring they understand the brand and adhere to company policies and procedures Maintain comprehensive records detailing pricings, sales, activities reports, and other pertinent data Strictly adhere to budgets and project timelines

Chaired by the Mayor of Atlanta, and governed by a nine - member board of directors, Invest Atlanta's programs and initiatives focus on developing and fostering public / private partnerships to create jobs, grow the economy, revitalize neighborhoods, attract investment, spur innovation, and encourage entrepreneurship.

Any terms of investments are governed by the applicable documents offered by Socotra Capital or its affiliates.

According to CBRE, Asian investment in European hotels will reach US$ 22.7 billion in 2015, fueled by the liberalization of domestic controls governing outbound investment.