Sentences with phrase «handled by your broker»

Orders to buy shares priced under $ 1 will not be accepted; Orders to sell shares priced under $ 1 are handled by brokers and charged $ 14.95

Orders to buy shares priced under $ 1 will not be accepted; Orders to sell shares priced under $ 1 are handled by brokers and charged $ 14.95

In most cases, a 1099 - B form provides information about securities or property involved in a transaction handled by a broker.

It's not handled by your broker's server like a regular stop loss.

Even now, Ferry says, top salespeople, who, because of their volume, need a little tighter control, are doing things that once might have been handled by the broker.

Not exact matches

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

The memo, obtained by Bloomberg News, makes the case for a Labor Department regulation that would impose a fiduciary duty on brokers handling retirement accounts, requiring them to act in their clients» best interest.

Disenfranchised with the high cost and lackluster performance of her IRA handled by a full - service broker, Ruth moved her retirement money to a Self - Directed IRA (SDIRA) in 2015.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Left the shares on deposit in an account handled by a custodian or agent (Ex: A broker or your mutual fund company)

Escrow can be handled by a lawyer, bank, broker or dedicated firm.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

* The advisory fee does not cover charges resulting from trades effected with or through brokerdealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Most Commercial mortgage loans under $ 3million dollars are handled entirely by community banks or brokers such as 7th Level Mortgage.

This type of IRA or Roth IRA permits a choice of investments that are not typically handled by banks or brokers, including Real Estate and the type of Angel investing you seem to be considering.

Depending on where your new home is located, you'll find settlements are handled by title insurance companies, escrow companies, real estate brokers or attorneys.

You can use the digital wallet (which is funded by a credit or debit card attached to your bank account), or you can use the card processing service to handle transactions from any debit cards issued by third - party companies (such as the prepaid cards issued by the forex brokers themselves).

This is handled by your legal representative who can be a lawyer or a paralegal or your real estate broker.

Represented individuals victimized by «rogue» brokers in the handling of the customers» accounts

We frequently handle professional liability claims alleging negligence by a doctor, lawyers, travel agent, stock broker, real estate agency or other insured professional.

Life settlement transactions can be handled by either a broker or a provider.

NUFIC (City, ST) 1998 — 1999 Underwriting Technician • Selected to provide underwriting assistant support to the underwriting staff across the United States • Assist underwriters in the preliminary underwriting screening process • Enter submission information into the underwriting systems and prepare / complete quote submissions • Prepare underwriting working files for new submissions • Serve as corporate liaison handling broker servicing issues and general inquiries • Research local underwriting files and appropriate systems to respond to collection issues • Participate and assist with audits on a monthly basis to evaluate the degree of risk by account

This Fintrac thing should be handled by the financial peoples (lending institutions and mortgage brokers) and the lawyers.

Notice must be given by the corporation, relocation management company, other broker, or affinity organization making the referral, by the individual client who contacts the real estate company, or by the associate who'll handle the referral directly.

Quebec real estate brokers are showing that real estate is not a kids» game in a new province wide campaign that features children doing jobs usually handled by professionals.

Section 3 (3) of RESPA defines «settlement services» as «any service provided in connection with a real estate settlement including, but not limited to, the following: title searches, title examinations, the provision of title certificates, title insurance, services rendered by an attorney, the preparation of documents, property surveys, the rendering of credit reports or appraisals, pest and fungus inspections, services rendered by a real estate agent or broker, and the handling of the processing, and closing of settlement...»

Connecting with video viewers and providing them with valuable next steps are responsibilities best handled by agent, broker and brand sites or mobile applications.

Closing cost is negotiated and handled by the buyer's and seller's attorney, not the agents / brokers.

We have a nationwide network of professional Flat Fee Listing brokers that specialize in handling «For Sale By Owner» listed properties.

All of the services below are handled by a licensed real estate sales person or broker:

A real estate broker's obligations of handling deposits are governed by statutes and regulations, as well as the common law of agency and contracts.

The lead associate is typically the broker of record, although all associates are afforded the opportunity to present clients and prospects for all properties handled by the firm.

Brian Perry, broker - associate at Coldwell Banker Residential Brokerage in Roseville, Calif., was asked by a prospect whether he could handle selling the home of a divorcing couple who was not on speaking terms with each other.

It is not acceptable for a managing broker seeking holiday relief coverage to invite a licensee from another brokerage to handle the brokerage's business unless co-listing documentation has been signed by both brokerages and the client.

The hotel and luxury condominium complex, now under construction, has a $ 16.888 million penthouse listing that is being handled by Donna Brookes, broker of record for Bayshore Realty.

If the licensed real estate broker is not the proprietor, he will still serve as the center of the office by helping clients purchase and sell commercial property and guide a team of agents to make their own sales by handling certain business details regarding listings and payment.