Sentences with phrase «held by firms»

Real estate listings held by firms other than Updegraff Group are marked with the IDX logo and detailed information about them includes the Listing Broker's Firm Name.

The U.S. Patriot Act, passed following the 2001 terrorist attacks, gave the Federal Bureau of Investigation broader access to records held by firms in the United States, including data on Canadians.

Securities differences: Differences in securities positions between what is on the books of the firm and what certificates are actually held by the firm.

Are shares purchased through the brokerage owned directly by clients (direct registration), or are they held by the firm in the client's name (i.e. clients are unsecured creditors)?

SIPC is an insurance that provides brokerage customers up to $ 500,000 coverage for cash and securities held by the firm (although coverage of cash is limited to $ 250,000).

For another consecutive year, the firm's Corporate / M & A & Private Equity, Real Estate and Insurance Practices received top honors in Florida — a distinction held by the firm's Corporate Practice Group for more than a decade.

Personal Data held by the Firm will be kept confidential but the Firm may transfer such data to any of the Mayer Brown Practices * (which may be updated from time to time) and / or third parties performing services for the Firm, on a confidential basis and solely for the Firm's use and benefit in accordance with our Privacy Policy.

Why were these funds still being held by the firm?

Not exact matches

John Burbank's Passport Capital sold 36,577 shares, reducing the firm's holding by 35 percent.

The privately held firm, which is not regulated by the Office of the Superintendent of Financial Institutions (OSFI), claims its assets under management jumped more than tenfold to $ 225 million between 2009 and 2015.

The holding company of South Perth accounting firm William Buck (WA) has been ordered into liquidation by a Perth judge, following a lengthy dispute with a former director.

T. Rowe dropped Dropbox shares by 16 percent, meaning the current value of its holdings in that company is reportedly under water — 13 percent below the firm's original purchase price in 2012.

Metropolitan Bank Holding Corp, which is used by cryptocurrency companies and investment firms for wire transfers and deposits, has ceased all cryptocurrency - related international wires effective immediately, Fortune has learned.

The founder of venture capital firm Greycroft told CNBC he's not surprised by the heightened interest in privately held Boxed.

That database, obtained from Panama City law firm Mossack Fonseca and made public by the International Consortium of Investigative Journalists, showed Amin and Mansoor Lalji have an ownership position in the J.W. Marriott Las Vegas Resort and Rampart Casino, and brother Shiraz Lalji has connections to Oakdene Finance Ltd., a holding company based in the British Virgin Islands.

By contrast, the French Renault ended down by nearly 3.5 percent after regulators said that Carlos Ghosn, the head of the firm, should be held responsible for diesel emission cheating investigationBy contrast, the French Renault ended down by nearly 3.5 percent after regulators said that Carlos Ghosn, the head of the firm, should be held responsible for diesel emission cheating investigationby nearly 3.5 percent after regulators said that Carlos Ghosn, the head of the firm, should be held responsible for diesel emission cheating investigations.

Investors would get a (then) 35 % tax credit on money invested in a portfolio of startups managed by his firm, GrowthWorks Capital (now part of Matrix, a public holding company he created to bring together different divisions of his empire, including venture capital and mutual funds).

May stunned investors by putting Hinkley on hold in July, just hours before a deal was to be signed, saying she needed time to assess the project under which French utility firm EDF would build Britain's first new nuclear reactor in decades, backed by $ 8 billion of Chinese cash.

China Oceanwide Holdings Group has agreed to buy U.S. insurer Genworth Financial for $ 2.7 billion in cash, the latest in a series of moves by Chinese firms to buy overseas assets as their domestic economy slows and the yuan weakens.

Companies led by a family member were particularly good bets, producing better returns than both widely held firms and those that were family controlled but managed by someone outside the clan.

But the Beijing - based holding firm, little known but founded by well - connected Chinese businessman Lu Zhiqiang, agreed to commit another $ 1.12 billion towards Genworth debt maturing in 2018 and life insurance claims charges, the statement said.

After PayPal: Regarded as a very useful person to have around at a start - up, Rabois went onto hold senior positions at LinkedIn (more on that in a minute), Max Levchin's Slide (a company responsible for slideshows and animations in social networks) and electronic payment firm Square (founded by Twitter's Jack Dorsey).

The focus of the reviews, according to the reports, is to determine whether debts held by the four firms pose a «systemic risk» to China's financial system.

The move rattled investors because the sanctions require that U.S. citizens must divest of any stocks, bonds or other holdings in the targeted firms by May 7.

For a disadvantaged individual to control the firm, that individual must have managerial or technical experience and competency directly related to the primary industry in which the firm is seeking 8 (a) certification» ¦ for those industries requiring professional licenses, SBA determines that the firm or individuals employed by the firm hold (s) the requisite license (s).»

In light of Harvey Weinstein and several other sexual harassment allegations, a recent survey by consulting firm Challenger, Gray & Christmas, Inc. shows that 11 percent of employers say they will not hold an office holiday party this year after holding one in the past.

Though investors and analysts sometimes question fast - casual chains about the cost sacrifices they may be making by holding a firm line on their menus, Shaich isn't dissuaded.

Meanwhile, he shrugged off concerns about the joint venture (JV) with Leighton Holdings, Australia's largest construction firm, and insisted it was «successful» despite the challenges brought on by the 2008 crisis.

Economists were disappointed with the stall in imports, but were encouraged by the rise in consumer goods imports as this was a sign domestic demand was holding firmer.

There have been numerous times when Musk's endeavors would have benefited by having more capital, yet he has resisted the urge to take SpaceX public because the board of directors of a publicly - held firm would undoubtedly force him to make changes in the company that would improve its profitability at the expense of its chances for reaching Mars.

This year's list is the product of old - fashioned reporting, boosted by data and insight supplied by a trio of independent research firms: Sageworks, which performs financial analyses of privately held companies; Plunkett Research, a business intelligence firm that studies trends affecting the world's most vital industries; and IBISWorld, which provides industry growth figures, five - year revenue projections, employment growth, profit margin averages, and industry competition ratings.

New York Attorney General Eric Schneiderman, whose civil rights suit against Weinstein and his company held up the (ultimately doomed) sale of the firm to an investor consortium led by Maria Contreras - Sweet, expressed delight at the news about the NDAs.

The documents, which cover more than 40 years worth of offshore companies created by the Mossack Fonseca firm, also exposed the holdings of a dozen other global leaders.

According to the GAO report, 71 percent of all generic injectable cancer drugs sold in 2008 were produced by just three manufacturers, while 91 percent of the market share of injectable nutrients and supplements was held by just three pharmaceutical firms.

Domestic firms Kuaidi Dache and Didi Dache, backed by tech giants Alibaba Group Holding and Tencent Holdings respectively, have 90 percent of the market sewn up.

The firm, closely held by a small group of partners in London, has long been a powerhouse in Europe.

The case also focused on undisclosed loans of 900 million yuan (about $ 137.67 million) by a mainland subsidiary to an unlisted mainland parent firm, Hanergy Holding.

Gartner reckoned Apple's global market share held firm at 7.1 %, although its shipments fell by 4.9 %.

The list is topped by pharmaceutical maker Novo Nordisk, Brazil's Natura Cosmeticos, Norwegian energy company Statoil, the Danish biotech firm Novozymes, and ASML Holding, a Dutch manufacturer of photolithography machines used in the semiconductor industry.

And nearly two years ago, it was sold to Galaxy Brand Holdings, an investment vehicle owned by private equity firm The Carlyle Group (CG).

If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.

The firm has released plans for sleeping and recreation modules which could sit in aircraft cargo holds by 2020.

Stocks in our High Overseas Earnings basket hold $ 1.7 trillion of permanently reinvested foreign earnings, equal to 70 % of the $ 2.4 trillion held by all S&P 500 firms.

The financial sector changes were later confirmed by Yi Gang, the newly appointed head of China's central bank, who said foreign investors would be allowed to hold up to a 51 per cent equity stake in brokerage firms, futures companies and fund management firms.

Bengaluru: Another mutual fund, this time one managed by US - based investment firm Vanguard Group, has marked down the value of shares it holds in India's largest e-commerce firm Flipkart Ltd..

She said the campaign's contract with the firm included explicit assurances «that all data used by them were obtained legally, that they would conduct their operations «in accordance with all applicable laws and regulations,» and that they «hold all necessary permits, licenses and consents to conduct its operations.»

A subsequent bounce stalled at resistance in August, followed by a fourth quarter reversal that has held firm at the 50 - day EMA.

Borqs International Holding Corp, which operates Internet of Things (IoT) device developer Borqs, has raised an undisclosed amount in its Series E round of funding led by Qualcomm Ventures, weeks before the firm is set to undergo a reverse merger, it said in a statement.

If your shares are held in street name, you may change your vote by submitting new voting instructions to your brokerage firm, bank, or other similar entity.

There are other issues to settle, including the explosive lawsuit filed by Benchmark Capital — which owns more than 10 percent of the company and has a board seat held by Matt Cohler — against Kalanick, whom the venture firm helped oust and has been trying to restrain.