Sentences with phrase «held by the regulator»

The requests stemmed from January 2010 crisis management meetings held by regulators.

You will need to double check that you are really dealing with a legitimate company by checking the company's address held by the regulator and also cross checking it in a phone directory.

Not exact matches

The U.S. Senate will hold a hearing with regulators to discuss the risks posed by cryptocurrencies such as bitcoin.

By contrast, the French Renault ended down by nearly 3.5 percent after regulators said that Carlos Ghosn, the head of the firm, should be held responsible for diesel emission cheating investigationBy contrast, the French Renault ended down by nearly 3.5 percent after regulators said that Carlos Ghosn, the head of the firm, should be held responsible for diesel emission cheating investigationby nearly 3.5 percent after regulators said that Carlos Ghosn, the head of the firm, should be held responsible for diesel emission cheating investigations.

Monsanto (mon) put on hold the launch of a chemical designed to be applied to crop seeds on Wednesday following reports it causes rashes on people, in the latest instance of complaints about a company product that was approved by U.S. environmental regulators.

Currently, registered investment advisors regulated by the Securities and Exchange Commission or state securities regulators are already held to a fiduciary standard of conduct under which they must act in their clients» best interests.

The filing with the regulator said Lazaridis and Fregin are «considering all available options with respect to their holdings of the shares, including, without limitation, a potential acquisition of all the outstanding shares of the issuer that they do not currently own, either by themselves or with other interested investors.»

Bitfinex, which is officially incorporated in the British Virgin Islands, has been fined by regulators in the United States and cut off by U.S. banks, and it has lost millions of dollars of customer money in two separate hacks, leading critics to question whether it even has the money it claims to hold.

But regulators have noted wide differences in how much capital is held by different lenders to cover essentially similar portfolios and the new rules will help correct this.

The ambitions of a Melbourne - based bitcoin mining pool, Bitcoin Group, to go public has have have been put on hold by the country's regulators.

Some capital rules allow banks to hold less capital against an asset that is perceived by regulators to be less risky.

FTC consent decrees have been held up, by Facebook as well as federal regulators, as an ideal method to police companies who engage in unfair and deceptive data practices.

All this was viewed (by classical economists) as something that government regulators should get rid of, either by not permitting it in price, or by holding the monopolies in the public domain, or by the land itself being either nationalized or taxed.

The power is generated through rooftop solar panels owned and operated by Singapore's Sun Electric, the first solar company given an electricity retail licence, it was announced at an event held by Sun Electric and Singapore's electricity regulator, the Energy Market Authority (EMA).

In 2007, by contrast, regulators looking at audited balance sheets knew which banks were holding how many billions of dollars in mortgages and mortgage - backed securities (MBS).

Despite the exemptive relief from dealer registration requirements provided by the securities regulators in these decisions, issuers should bear in mind that under applicable Canadian securities laws a person is only required to register as a dealer if they are engaging in or holding themselves out as engaging in the business of dealing in securities.

The Chinese group includes Citic Metal Co., a unit of state - controlled conglomerate Citic Group Corp., and China Reform Holding Corp., an investment company backed by the country's state assets regulator, the people said.

Regulators not only implemented rules to discourage ill - motivated behavior by market participants, but also enforced reforms that have increased the capital which banks must hold, meaning that if things go badly these institutions would have a loss - absorbing buffer.

From the outset, the cryptocurrency community has held as a fundamental tenet that cryptocurrencies are inherently superior to fiat currencies by virtue of the security associated with the technology, the cap on the number of units of currency to be issued (either immediately or ultimately) and the freedom from meddling regulators, especially central banks.

Department store Myer Holdings starts the new year as the most - shorted stock, according to data published by the corporate regulator on Wednesday.

Ideally, they need to be readily understood by those holding the organization to account such as ministers, non-executive directors and regulators.

The Institution of Engineering and Technology (IET), Europe's largest engineers» body, with 150,000 members in 127 countries, has commented on the recent summit held by Prime Minister David Cameron, and Energy Secretary Chris Huhne, with the six biggest power firms, consumer groups, and the regulator Ofgem.

A public hearing on traffic congestion in Manhattan is being held by Borough President Gale A. Brewer, together with government transportation agencies and regulators, experts, advocates for consumers and transit riders, and transportation industry stakeholders.

Following her strongly - worded annual report, the governement's forensic science regulator, Gill Tully, raised further concerns about the state of the forensic science in an evidence session held by the science and technology select committee this morning.

If Verizon's deal with cable operators is approved by regulators, T - Mobile will buy some of Verizon's AWS spectrum holdings in certain markets.

The TEMAG Forum held at Parliament House in Canberra — convened by the Australian Institute for Teaching and School Leadership (AITSL)-- brought together some of the most influential decision makers and stakeholders who shape ITE in Australia, including universities, teacher regulators, teacher employers, principals, parent groups and government representatives.

Whatever personal views are held on the appropriateness of intervention by regulators into private online activity by professions, it is crucial to accept that this is happening and to act accordingly.

The proposed change to Ofqual's code of practice is part of a raft of measures announced by the regulator last year and comes after a consultation on the plans held earlier this year.

Accordingly, you shall defend, indemnify, and hold harmless Author Solutions and Reader's Digest Inc. from and against any suit, proceeding, assertion, damage, cost, liability and expenses (including court costs and reasonable attorneys» fees) incurred as a result of claims of customers or other third parties claim (including, without limitation, claims by regulators) against Author Solutions and / or Reader's Digest Inc. and their respective suppliers, officers, directors, employees and agents arising from or connected with (i) your website [s], including without limitation any activities or aspects thereof or commerce conducted thereon; (ii) the marketing activities you undertake in connection with the LifeRich Publishing affiliate marketing program; or (iii) the breach or alleged breach of the reps and warranties you make herein.

Earlier this year, changes were announced by financial regulators that demanded mortgage lenders hold back a larger portion of money — just in case.

The complexity level was too high, but the regulators required ratings for assets held by banks and insurers, and so the rating agencies did it, earning money for it, but also at significant reputational risk.

«Pet stores that house companion animals are held to high standards by government regulators, the animal welfare community, the media and consumers,» said Marshall Meyers, Executive Vice President, PIJAC.

Provisions were brought into force on 1 January 2007 which will enable applications to be made to the Gambling Commission (the unified regulator) for operating licences — needed by a person providing facilities for gambling — and personal licences — to be held by at least one person occupying a specified management office as a condition of each operating licence.

Although lawyers have long relied on banks to hold client trust funds, ethics regulators never weighed in on whether one bank was more secure than another; banks remained subject to regulation by the FDIC and other agencies because banking issues are beyond the scope of ethics regulators» jurisdictions.

Significantly, the judge held that the existence of «non waiver» agreements between RBS and the third parties — which recognised by certain «carve - outs» that the regulator could use the information in a way which could in future destroy the privilege, for example, by publishing the material — did not undermine the limited nature of the waiver.

He held that by pleading in its defence that the regulators had not found any misconduct relating to GBP LIBOR, RBS «had itself put in issue the basis on which the regulatory findings were made» [137] and as a result RBS had to give disclosure of the communications.

The same, unfortunately, holds true for many regulators, who can only thrive by...

The Court further held that the regulator was jointly and severally liable for the loss suffered by the subsidised low tariff, on the basis that it had committed a «faute lourde».

In a clear blow to Quebec provincial regulators, the appeal court held in the much - anticipated ruling that regulatory bodies can not gain access to documents covered by litigation privilege unless it is statutorily mandated.

The same, unfortunately, holds true for many regulators, who can only thrive by regulating big banks.

Chinese regulators are reportedly blocking social media accounts held by cryptocurrency exchanges that still offer services in the country.

Bing holds the opinion that the ban shall be in place until regulatory policies and frameworks for both projects and ICO investors are introduced by local financial regulators which surely will serve as a bridge over troubled waters caused due to illegal money laundering and other associated activities which use ICO as a safe haven.

Switzerland's Falcon Private Bank has received a thumbs up from its regulators allowing buying, selling and holding of Bitcoins by clients through bank.

However, a filing made with Brazil's telecommunications regulator ANATEL by Samsung for its new flagship handsets reveals that those holding out for a battery capacity bump may end up being disappointed.

Williams — who is running for governor in Georgia, which holds its vote this November — similarly praised the «cautious» approach being taken by federal regulators, citing recent actions from the U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission in particular.

Canadian financial regulators, long held as the paragons of a light and wait - and - see approach to the Bitcoin economy, began to move towards a more active stance, and a particularly ominous passpge from the FINTRAC report even suggests that the agency can potentially «choke bitcoins oxygen (sic)» by denying Canadians access to the foreign exchange market.

So far, ordinary people have not been hurt by this and the economic effects have been minimal, which is why regulators have sensibly held back.

If found to breach these standards, those licensed will be held accountable by a government appointed regulator.

By Kathy Bevan CREA's Agency Task Force is holding an «Agency Summit» meeting with executive representatives of provincial real estate associations from across the country in September to gather feedback about whether or not to issue a national response to the recommendations filed by the Canadian Regulators Group (CRG) Agency Task Force (ATF) last yeaBy Kathy Bevan CREA's Agency Task Force is holding an «Agency Summit» meeting with executive representatives of provincial real estate associations from across the country in September to gather feedback about whether or not to issue a national response to the recommendations filed by the Canadian Regulators Group (CRG) Agency Task Force (ATF) last yeaby the Canadian Regulators Group (CRG) Agency Task Force (ATF) last year.

Prepare yourself for what the future holds by networking with key players on all sides of the real estate transaction including top lenders, title agents, underwriters, attorneys, settlement services providers, regulators and technologists.