Sentences with phrase «held equity securities»

S&P 500 Index is a commonly recognized, capitalization - weighted index of 500 widely - held equity securities, designed to measure broad U.S. equity performance.

The Cougar Fund is a multi-million dollar private investment fund that holds equity securities that are traded on U.S. markets.

Not exact matches

At the same time, what is counted as cash on the sidelines, whether in money market funds, or as tiny balances in equity funds, is nothing but a mountain of short - term debt securities, mostly Treasury bills, that have been issued and must be held by somebody until they are retired.

The fair value of our common stock has been determined in accordance with applicable elements of the practice aid issued by the American Institute of Certified Public Accountants, Valuation of Privately Held Company Equity Securities Issued as Compensation.

The Fund is appropriate for investors who are seeking long - term capital appreciation by investing primarily in equity securities of U.S. small - cap companies, are looking to hold their investments for the long term and can tolerate considerable fluctuations in their portfolio.

Equity securities in privately held companies include cost basis and equity method investEquity securities in privately held companies include cost basis and equity method investequity method investments.

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

Equity securities in privately held companies include cost basis and equity method investments and are included in Long - term financing receivables and other assets in the Condensed Combined Balance SEquity securities in privately held companies include cost basis and equity method investments and are included in Long - term financing receivables and other assets in the Condensed Combined Balance Sequity method investments and are included in Long - term financing receivables and other assets in the Condensed Combined Balance Sheets.

A line of credit is setup where the securities held in your portfolio act as the collateral, like how your homes equity is the collateral in a home equity line of credit.

Over the course of his career, Mr. Kaushal has worked in senior roles with a number of Canadian investment banks, including Desjardins Securities Inc., Orion Securities Inc., Vengate Capital Partners Company, HSBC Securities Inc., Medwell Capital Corp. and Gordon Capital, and has held various roles within the private equity / venture capital industry.

The securities mentioned above comprise the following percentages of the Oakmark Equity and Income Fund's total net assets as of 12/31/17: Bank of America Corp. 5.3 %, TE Connectivity, Ltd. 3.9 %, UnitedHealth Group, Inc. 2.6 %, Ally Financial, Inc. 1.8 %, Dover Corp. 2.6 %, CVS Health Corp. 2.2 %, Baker Hughes a GE Co. 1.2 %, General Electric Co. 0 %, Philip Morris International, Inc. 2.0 %, Oracle Corp. 2.3 %, MasterCard, Inc., Class A 2.6 %, General Motors Co. 5.1 %, Foot Locker, Inc. 1.2 %, Flowserve 0 %, Johnson Controls International PLC 0.6 %, PDC Energy Inc. 0.4 %, TD Ameritrade Holding Corp. 0 %, Herman Miller, Inc. 0 %, Oshkosh Corp. 0 %, VWR Corp. 0 %, Blockchain 0 %, Long Blockchain 0 %, LongFin Corp 0 %, Riot Blockchain 0 %, Intercontinental Technology 0 %, Nodechain 0 %, The Crypto Company 0 % and New York Times Co. 0 %.

At each reset date the issuer may announce a change to the security's coupon payment, with investors having the option of holding their securities until the next reset date, or converting them into ordinary equity at that point.

What remains of Yahoo after the sale includes an approximately 15 percent equity stake in China's Alibaba Group Holding; about 36 percent in Yahoo Japan; cash and marketable debt securities; certain minority investments; and Excalibur, which owns some patent assets.

Funds in the Canadian Dividend & Income Equity category must have a stated mandate to invest primarily in income - generating securities and must invest at least 70 % of their equity holdings in securities domiciled in CEquity category must have a stated mandate to invest primarily in income - generating securities and must invest at least 70 % of their equity holdings in securities domiciled in Cequity holdings in securities domiciled in Canada.

But we can also extend the idea of a threat to something we value to less conventional types of risk: threats to self - worth, for instance, or culture, sense of security, equity, even deeply held beliefs.

The fund seeks long - term capital appreciation by investing substantially in the equity securities of companies that are leaders in their industries, and which the managers believe are suitable for a buy - and - hold strategy.

AFLAC holds virtually no equity securities and invests almost entirely in fixed income investments.

Net investment income results from the funds holding debt securities, money market instruments and / or dividend - producing equity securities.

So very important to reduce that volatility and make a non-U.S. fixed income holding act like fixed income and not a hybrid equity security.

Public float value: The aggregate market value of common equity securities held by persons who are not affiliated with the issuer.

Yes, it's all horrendously complex but here's a simple tip for those wishing to hold international equities: If all other things are equal, look for a Canadian ETF provider that offers a TSX - listed international equity ETF that holds the foreign securities directly.

Templeton Foreign Smaller Companies Fund (FINEX), Templeton Global Balanced Fund (TAGBX) and Templeton Global Opportunities Trust (TEGOX) have each added the ability to «sell (write) exchange traded and over-the-counter equity put and call options on individual securities held in its portfolio in an amount up to 10 % of its net assets to generate additional income for the Fund.»

For purposes of the Policies and Procedures, the term «portfolio holdings» means the equity and debt securities (e.g., stocks and bonds) held by the Fund and does not mean the cash investments, derivatives, and other investment positions (collectively, other investment positions) held by the Fund, which are not disclosed.

The term «active» refers to any account with a position equity or within which a security is held.

Its Investments segment holds investments in equity securities, as well as provides management services.

Please note that if you are holding in - the - money options and you do not have enough equity or you do not own the underlying security, you will be responsible to cover the resulting long or short position.

While not determinative of security prices in itself, these steady increases in NAV ought to put the odds in favor of the buy and hold OPMI who bought in to equities at substantial discounts from NAVs.

It holds short - term liquid securities such as money market funds, U.S. Treasury securities, government agency securities or other equity securities for liquidity purposes and to cover its obligation to purchase securities subject to short sales in the future.

Funds in the Precious Metals Equity category must invest at least 90 % of their equity holdings in the securities of companies in the Gold and Precious Metals sEquity category must invest at least 90 % of their equity holdings in the securities of companies in the Gold and Precious Metals sequity holdings in the securities of companies in the Gold and Precious Metals sector.

Funds in the Canadian Small / Mid Cap Equity category must invest at least 90 % of their equity holdings in securities domiciled in Canada, and their average market capitalization must be lower than the Canadian small / mid cap threEquity category must invest at least 90 % of their equity holdings in securities domiciled in Canada, and their average market capitalization must be lower than the Canadian small / mid cap threequity holdings in securities domiciled in Canada, and their average market capitalization must be lower than the Canadian small / mid cap threshold.

For example, an adverse event, such as an unfavorable earnings report, may depress the value of equity securities of an issuer held by the Fund; the price of common stock of an issuer may be particularly sensitive to general movements in the stock market; or a drop in the stock market may depress the price of most or all of the common stocks and other equity securities held by the Fund.

Funds in the Canadian Dividend & Income Equity category must have a stated mandate to invest primarily in income - generating securities and must invest at least 70 % of their equity holdings in securities domiciled in CEquity category must have a stated mandate to invest primarily in income - generating securities and must invest at least 70 % of their equity holdings in securities domiciled in Cequity holdings in securities domiciled in Canada.

Equity risk is the risk that the value of the equity securities, of U.S. or non-U.S. issuers, held by the Fund will fall due to general market and economic conditions, perceptions regarding the industries in which the issuers of securities held by the Fund participate, or factors relating to specific companies in which the Fund inEquity risk is the risk that the value of the equity securities, of U.S. or non-U.S. issuers, held by the Fund will fall due to general market and economic conditions, perceptions regarding the industries in which the issuers of securities held by the Fund participate, or factors relating to specific companies in which the Fund inequity securities, of U.S. or non-U.S. issuers, held by the Fund will fall due to general market and economic conditions, perceptions regarding the industries in which the issuers of securities held by the Fund participate, or factors relating to specific companies in which the Fund invests.

Most equity ETFs hold every security in their index.

Like market volatility, fluctuations in the value of the Canadian dollar can have an impact on the returns of mutual funds holding foreign securities, such as U.S. equities.

The London Company of Virginia, LLC («London Company») will vote all proxies and act on other corporate actions for all securities held by the Hennessy Equity and Income Fund (the «Equity and Income Fund») in its equity allocation in a timely manner, as part of its full discretionary authority over the equity allocation of the Equity and IncomeEquity and Income Fund (the «Equity and Income Fund») in its equity allocation in a timely manner, as part of its full discretionary authority over the equity allocation of the Equity and IncomeEquity and Income Fund») in its equity allocation in a timely manner, as part of its full discretionary authority over the equity allocation of the Equity and Incomeequity allocation in a timely manner, as part of its full discretionary authority over the equity allocation of the Equity and Incomeequity allocation of the Equity and IncomeEquity and Income Fund.

Funds in the Greater China Equity category must invest at least 90 % of their equity holdings in securities domiciled in China, Hong Kong or TEquity category must invest at least 90 % of their equity holdings in securities domiciled in China, Hong Kong or Tequity holdings in securities domiciled in China, Hong Kong or Taiwan.

¹ Net equity is the value of the securities held for your account, plus related cash, minus anything that may be owed.

Funds in the Canadian Equity category must invest at least 90 % of their equity holdings in securities domiciled in Canada, and their average market capitalization must be greater than the Canadian small / mid cap threEquity category must invest at least 90 % of their equity holdings in securities domiciled in Canada, and their average market capitalization must be greater than the Canadian small / mid cap threequity holdings in securities domiciled in Canada, and their average market capitalization must be greater than the Canadian small / mid cap threshold.

This presentation comes from the Equity Research and Valuation Conference held in Boston on 20 — 21 November 2014 in partnership with the Boston Security Analysts Society.

Funds in the Asia Pacific ex-Japan Equity category must invest at least 90 % of their equity holdings in securities domiciled in 2 or more countries in the Asia / Pacific Rim rEquity category must invest at least 90 % of their equity holdings in securities domiciled in 2 or more countries in the Asia / Pacific Rim requity holdings in securities domiciled in 2 or more countries in the Asia / Pacific Rim region.

Funds with more than 5 % of equity holdings in Japanese equity securities are excluded from the category.

Funds in the Canadian Focused Equity category must invest at least 50 % and less than 90 % of their equity holdings in securities domiciled in Canada, and their average market capitalization must be greater than the Canadian small / mid cap threEquity category must invest at least 50 % and less than 90 % of their equity holdings in securities domiciled in Canada, and their average market capitalization must be greater than the Canadian small / mid cap threequity holdings in securities domiciled in Canada, and their average market capitalization must be greater than the Canadian small / mid cap threshold.

HYLD statistics and industry breakdowns are for the actual HYLD security holdings as of the listed date, excluding cash, and the coupon, maturity in years, modified duration, yield to maturity, and ratings breakdown additionally exclude non-fixed income holdings, such as equities.

As a result, Vanguard Brokerage Services can take action by issuing a margin call and / or by selling Securities and Other Property in any of Your accounts held with Vanguard Brokerage Services or any of its affiliates to satisfy minimum equity requirements.

As of July 10, the fund held 88 % of its assets in equities, with only 12 % in cash or debts securities that will mature in less than one year.

His investment philosophy is based on equities which are quantitatively cheap and he often holds over 100 securities.

Here's an example from American Capital Agency's (NASDAQ: AGNC) 2013 annual filings:» [W] hile our stockholders bear the risk of our future equity issuances... diluting the value of their stock holdings in us, the compensation payable to our Manager will increase as a result of future issuances of our equity securities.»

'' [W] hile our stockholders bear the risk of our future equity issuances... diluting the value of their stock holdings in us, the compensation payable to our Manager will increase as a result of future issuances of our equity securities.»

The Underlying Index, created by Dhandho, utilizes a proprietary, rules - based methodology to select approximately 100 U.S. equity securities, master limited partnerships («MLPs») and American depositary receipts listed on the NYSE, NYSE Arca and the NASDAQ Stock Market from three categories of issuers: Share Buybacks, Select Value Manager Holdings, and Spin - Offs.