After the Company ceases trading on the Nasdaq Global Market as a result of such suspension, shares of the Company's common stock
held in street name with brokers may be traded in the over-the-counter market on an electronic bulletin board established for unlisted securities such as the OTC Bulletin Board or the Pink Sheets.
If you are a beneficial owner of shares
held in street name and do not provide the nominee who holds your shares with specific voting instructions, the broker, bank or other nominee will inform our inspector of election that it does not have the authority to vote on the proposals with respect to your shares.
There, shares are
held in street name which makes buying and selling them easier.
A transfer that doesn't change the legal title of the shares (such as a transfer to a broker so the stock will be
held in street name).
Consider, stocks and options are
held in street name.
I understand that stocks and options are
held in street name, but my question boils down to «when I want to exercise my option, who will my counterparty be and why is there no risk that they won't do it»?
If your shares are
held in street name, you may vote your shares in person only if you have a legal proxy from the entity that holds your shares giving you the right to vote the shares.
If your shares are
held in street name, you should contact your bank or broker and follow its procedures for changing your voting instructions.
If your shares are
held in street name, you may vote your shares before the meeting over the internet by following the instructions on the notice of internet availability of proxy materials you received or, if you received a voting instruction form from your brokerage firm, bank, or other similar entity by mail, by completing, signing, and returning the form you received.
If your shares are
held in street name, in order to ensure your shares are voted in the way you would like, you must provide voting instructions to your bank or broker by the deadline provided in the materials you receive from your bank or broker.
If your shares are
held in street name, these proxy materials are being forwarded to you by your bank, brokerage firm or other nominee (the «bank or broker»), along with a voting instruction form.
If you are the beneficial owner of shares
held in street name, you still may be able to vote your shares electronically by telephone or on the Internet.
If you are a beneficial owner of Shares and your Shares are
held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.
If your shares are
held in street name, you may vote your shares before the meeting over the internet by following the instructions on the Notice you received or, if you received a voting instruction form from your brokerage firm, bank, or other similar entity by mail, by completing, signing, and returning the form you received.
If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares
held in street name.
If your shares are
held in street name, you or your representative will also need to bring an account statement or other acceptable proof of your ownership of shares as of the close of business on March 7, 2011.
If you are a beneficial owner of shares
held in street name, you may vote by mail by completing, signing and dating the voting instructions in the notice provided by your broker, bank or other intermediary and mailing it in the accompanying pre-addressed envelope.
Those stockholders whose shares are
held in street name may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.
If your shares are
held in street name, you may change your vote by submitting new voting instructions to your brokerage firm, bank, or other similar entity.
If you are a beneficial owner of shares
held in street name, please check the voting instructions in the notice provided by your broker, bank or other intermediary for telephone voting availability.
Beneficial Owner of Shares
Held in Street Name.
If you are a beneficial owner of shares
held in street name and do not provide the organization that holds your shares with specific voting instructions then, under applicable rules, the organization that holds your shares may generally vote your shares in their discretion on «routine» matters but can not vote on «non-routine» matters.
Beneficial Owners of Shares
Held in Street Name.
If you are a beneficial owner of shares
held in street name, you can contact the organization that holds your shares for information about how to register your shares directly in your name as a shareholder of record.
To ensure that all your shares are voted, please sign and return by mail all proxy cards and voting instruction forms or vote each account over the Internet or by telephone (if made available by the bank or broker with respect to any shares
you hold in street name).
Not exact matches
If your shares are
held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares
held in «
street name,» and a Notice was forwarded to you by that organization.
If you
hold shares beneficially
in street name and do not provide your broker with voting instructions, your shares may constitute «broker non-votes.»
Whether you
hold shares directly as the stockholder of record or beneficially
in street name, you may direct how your shares are voted without attending the Annual Meeting.
Stockholders who
hold shares
in street name should also contact their brokerage firm, bank, or other similar entity to revoke any previously given consent to household proxy materials.
Instead, you
hold your stock
in «
street name,» and the «record owner» of your shares is usually your bank, broker or other intermediary.
If you
hold your shares
in street name, it is critical that you cast your vote if you want it to count
in the election of directors, the vote to approve the amendment to our Amended and Restated Certificate of Incorporation, the vote to approve the amendment and restatement of our 2013 Equity Incentive Plan, the advisory vote to approve
named executive officer compensation, and the stockholder proposals requesting: (i) the elimination of supermajority voting requirements, (ii) the adoption of a policy to consider employee pay ranges when setting CEO compensation, and (iii) a report on Salesforce's criteria for investing
in, operating
in and withdrawing from high - risk regions (Proposals 1, 2, 3, 5, 6, 7 and 8
in this Proxy Statement).
If you are a stockholder who
holds shares through a brokerage firm, bank, trust or other similar organization (that is,
in «
street name»), please refer to the instructions from the broker or organization
holding your shares.
Those stockholders whose shares are
held beneficially through a brokerage firm, bank, trust or other similar organization (that is,
in «
street name») also may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.
If you are a beneficial owner
holding your shares
in street name and you do not give voting instructions to your broker, bank or other intermediary, that organization will leave your shares unvoted on this matter.
Generally, you may
hold Shares as a «record holder» (that is,
in your own
name) or
in «
street name» (that is, through a nominee, such as a broker or bank).
If you have Shares
held in one or more «
street names,» you must complete, sign, date, and return to each bank, broker, or other nominee through which you
hold Shares each voting instruction form received from that bank, broker, or other nominee (or obtain a proxy from each such nominee holder if you wish to vote
in person at the 2015 Annual Shareholders» Meeting).
If your Shares are
held in the
name of a broker, bank, or other nominee (that is, you
hold your Shares
in «
street name»), you should receive separate instructions from the holder of your Shares describing how to vote.
Some shareholders
hold Shares through a bank, broker, or other nominee, and are often said to
hold such shares
in «
street name.»
If you
hold your shares
in «
street name,» please contact your bank, broker or other holder of record to request information about householding.
If you
held Shares as a beneficial owner
in «
street name» at the close of business on April 10, 2015, you must obtain a legal proxy, executed
in your favor, from the holder of record of those Shares as of that time, to be entitled to vote those Shares at the meeting.
We urge all shareholders to express their choices on each voting matter described on the proxy card or the voting instruction form (which you will receive from your broker, bank, or other nominee, if your Shares are
held in «
street name»).
Generally, as discussed above, you may
hold Shares as a «record holder» (that is,
in your own
name) or
in «
street name» (that is, through a nominee, such as a broker or bank).
Some shareholders
hold shares through a bank, broker, or other nominee, and are often said to
hold such shares
in «
street name.»
If you own common stock
in street name and do not either provide voting instructions or vote at the Annual Meeting, the institution that
holds your shares may nevertheless vote your shares on your behalf with respect to the ratification of the appointment of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2018, but can not vote your shares on any other matters being considered at the meeting.
With a clear expertise
in trading, he provides a diverse set of content on his Crossing Wall
Street blog and was
named CNN Money's Best Buy and
Hold Blogger.
Brokerage firms and other intermediaries
holding shares of our common stock
in street name for their customers are generally required to vote such shares
in the manner directed by their customers.
If shares of our common stock are
held on your behalf
in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are
held in «
street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.
One of the oldest
names on Wall
Street is moving to one of the fastest - growing cities
in the South, reinforcing a recent shift
in finance jobs to cheaper parts of the U.S. AllianceBernstein
Holding LP plans to relocate its headquarters, chief executive and most of its New York staff to Nashville, Tenn.,
in an attempt to cut costs, according to people familiar with the matter.
If your shares are
held by a bank, brokerage firm or other nominee, you are considered the «beneficial owner» of shares
held in «
street name.»
If you
hold your shares
in street name, a «voting instruction form» is the document used to designate your proxy to vote your shares.