Sentences with phrase «held in your broker»

(PUT) Cash Reserve This filed shows the amount of money that I need to hold in my broker account to sell the option contract.

If you just hold it through your broker, it will be held in your broker's name.

(b) A broker, who has a good faith doubt as to whom is entitled to any trust funds held in the broker's escrow account, must provide written notification to the Commission within 15 business days after having such doubt and must institute one of the settlement procedures as set forth in Section 475.25 (1)(d) 1.

Not exact matches

In some cases, unscrupulous brokers hold «free lunch» seminars in which they offer reckless advice, like recommending retirees cash out of their 401 (k) planor take a lump - sum payment for the cash value of their pension and use the money to open an IRA through theIn some cases, unscrupulous brokers hold «free lunch» seminars in which they offer reckless advice, like recommending retirees cash out of their 401 (k) planor take a lump - sum payment for the cash value of their pension and use the money to open an IRA through thein which they offer reckless advice, like recommending retirees cash out of their 401 (k) planor take a lump - sum payment for the cash value of their pension and use the money to open an IRA through them.

Austbrokers Holdings has expanded into the Western Australian broking sector with the purchase of a 50 per cent interest in Bunbury - based insurance broker NEXUS Risk Services.

Under the plan, as described by the D.C. - based broker - dealer Height Securities LLC, Puerto Rico will hold off some payment to these creditors, meaning the unpaid amount comes to about $ 270 million in GDB debt.

Brokers who qualify for Pinnacle as well as for Merrill's seven lower - tier recognition clubs also can participate with their significant others in «Top Advisor Summits» that are usually held over several days in resort areas.

In order to minimize the number of broker non-votes, Apple encourages you to provide voting instructions on each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice and the voting instruction forIn order to minimize the number of broker non-votes, Apple encourages you to provide voting instructions on each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice and the voting instruction forin the Notice and the voting instruction form.

If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.

If you hold shares beneficially in street name and do not provide your broker with voting instructions, your shares may constitute «broker non-votes.»

If you buy Treasury paper and hold it at a broker you can use those assets in a portfolio line of credit.

Instead, you hold your stock in «street name,» and the «record owner» of your shares is usually your bank, broker or other intermediary.

You may vote shares for which you are the beneficial owner in person at the 2018 Annual Meeting only if you obtain a «legal proxy» from the broker, bank or other intermediary that holds your shares, giving you the right to vote the shares.

If you are a beneficial owner of shares held in street name, please check the voting instructions in the notice provided by your broker, bank or other intermediary for telephone voting availability.

Those stockholders whose shares are held in street name may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.

If you hold your Salesforce common stock through a broker, the broker may be prevented from voting shares held in your brokerage account if you have not given the broker voting instructions with respect to your shares (resulting in what is referred to as a «broker non-vote»).

If you are a beneficial owner of shares held in street name, you may vote by mail by completing, signing and dating the voting instructions in the notice provided by your broker, bank or other intermediary and mailing it in the accompanying pre-addressed envelope.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

If you are a stockholder who holds shares through a brokerage firm, bank, trust or other similar organization (that is, in «street name»), please refer to the instructions from the broker or organization holding your shares.

If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares held in street name.

You may request or discontinue householding in the future by contacting the broker, bank or similar institution through which you hold your shares.

Those stockholders whose shares are held beneficially through a brokerage firm, bank, trust or other similar organization (that is, in «street name») also may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.

If you are a beneficial owner holding your shares in street name and you do not give voting instructions to your broker, bank or other intermediary, that organization will leave your shares unvoted on this matter.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Compare a 4 % drop to the fact that unemployment grew across the country from around 4 % to almost 10 % in the same timeframe and you could make the argument that broker employment has actually held up better than that of most professions.

For shares you hold beneficially in the name of a broker, trustee or other nominee, you may change your vote by submitting new voting instructions to your broker, trustee or nominee, or, if

If your Shares are held in the name of a broker, nominee, or other intermediary, you must also bring a proxy from the record holder of your Shares as of the record date in order to vote your Shares at the meeting.

Generally, you may hold Shares as a «record holder» (that is, in your own name) or in «street name» (that is, through a nominee, such as a broker or bank).

If you have Shares held in one or more «street names,» you must complete, sign, date, and return to each bank, broker, or other nominee through which you hold Shares each voting instruction form received from that bank, broker, or other nominee (or obtain a proxy from each such nominee holder if you wish to vote in person at the 2015 Annual Shareholders» Meeting).

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

If your Shares are held of record by a bank, broker, or other nominee, we urge you to give instructions to your bank, broker, or other nominee as to how you wish your Shares to be voted so you may participate in the shareholder voting on these important matters.

If your Shares are held in the name of a broker, bank, or other nominee (that is, you hold your Shares in «street name»), you should receive separate instructions from the holder of your Shares describing how to vote.

The most substantive GDPR - related change announced by Facebook to date is the shuttering of a feature called Partner Categories — in which it allowed the linking of its own information holdings on people with data held by external brokers, including (for example) information about people's offline activities.

If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.

Some shareholders hold Shares through a bank, broker, or other nominee, and are often said to hold such shares in «street name.»

The firm's website explains that by using its newly unveiled service, companies interested in holding a token offering can «Access a large range of securities & compliance capabilities by conducting token sales through a registered broker dealer and [Financial Industry Regulatory Authority] registered funding portal.»

If you hold your shares in «street name,» please contact your bank, broker or other holder of record to request information about householding.

We urge all shareholders to express their choices on each voting matter described on the proxy card or the voting instruction form (which you will receive from your broker, bank, or other nominee, if your Shares are held in «street name»).

This measure is described in a recent article in Caixin, which describes a meeting held by the CSRC involving the heads of China's 21 largest brokers: «The firms announced in a joint statement that to stabilize the stock market they would spend at least 120 billion yuan combined to buy exchange - traded funds linked to blue - chip stocks listed on the Shenzhen and Shanghai bourses.

A friendlier environment for stock ownership (especially in Australia), where you can hold direct title to your securities without a broker standing between you and your shares.

Generally, as discussed above, you may hold Shares as a «record holder» (that is, in your own name) or in «street name» (that is, through a nominee, such as a broker or bank).

Some shareholders hold shares through a bank, broker, or other nominee, and are often said to hold such shares in «street name.»

If shares of our common stock are held on your behalf in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.

The policy affects trillions of dollars held in Individual Retirement Accounts and 401 (k) plans, and is likely to spur massive changes in how brokers and financial advisers interact with clients.

It does not discuss all aspects of U.S. federal income taxation that may be relevant to particular holders in light of their particular circumstances or to holders subject to special rules under the Code (including, but not limited to, insurance companies, tax - exempt organizations, financial institutions, broker - dealers, partners in partnerships (or entities or arrangements treated as partnerships for U.S. federal income tax purposes) that hold HP Co. common stock, pass - through entities (or investors therein), traders in securities who elect to apply a mark - to - market method of accounting, stockholders who hold HP Co. common stock as part of a «hedge,» «straddle,» «conversion,» «synthetic security,» «integrated investment» or «constructive sale transaction,» individuals who receive HP Co. or Hewlett Packard Enterprise common stock upon the exercise of employee stock options or otherwise as compensation, holders who are liable for the alternative minimum tax or any holders who actually or constructively own 5 % or more of HP Co. common stock).

To ensure that all your shares are voted, please sign and return by mail all proxy cards and voting instruction forms or vote each account over the Internet or by telephone (if made available by the bank or broker with respect to any shares you hold in street name).

The United States and North Korea have been negotiating a summit between Trump and Kim to be held in May or June to broker a deal on Pyongyang's nuclear program.

If your shares are held in street name, these proxy materials are being forwarded to you by your bank, brokerage firm or other nominee (the «bank or broker»), along with a voting instruction form.

In order to minimize the number of broker non-votes, the Company encourages you to vote or to provide voting instructions with respect to each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice or voting instruction forIn order to minimize the number of broker non-votes, the Company encourages you to vote or to provide voting instructions with respect to each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice or voting instruction forin the Notice or voting instruction form.

If you hold your shares in street name and you do not instruct your broker how to vote your shares, your broker may vote your shares in its discretion on the ratification of the appointment of the independent registered public accounting firm (Proposal 3).