Sentences with phrase «high mutual funds fees provides»

Not exact matches

The Securities and Exchange Commission today announced that a Minnesota - based broker - dealer and investment adviser has agreed to settle charges for recommending and selling higher - fee mutual fund shares to retail retirement account customers and for failing to provide sales charge waivers.

The Securities and Exchange Commission today announced that a Minnesota - based broker - dealer and investment adviser has agreed to settle charges for recommending and selling higher - fee mutual fund shares to retail retirement account customers and for failing to provide sales charge waivers.

When considering alternative investments, you should consider the fact that some products may utilize leverage and other speculative investment practices that may increase the risk of investment loss and be illiquid, are not required to provide periodic pricing or valuation information to investors, may involve complex tax structures and delays in distributing important tax information, are not subject to the same regulatory requirements as mutual funds, often charge high fees including incentive fees, and in many cases have underlying investments that are not transparent and are known only to the investment manager.

IB Asset Management Smart Beta Portfolios have low fees and provide broad market exposure and potentially higher returns than Mutual Funds and Exchange Traded Funds.

In either case a professionally managed, diversified account that utilizes segregated, or mutual funds, with the top rated money managers will provide a much higher return with almost no risk, net of fees.

«Broker - sold mutual funds provide an incentive to brokers to sell their products, but the record reflects that conflicted brokers «reinforce erroneous beliefs about the market» and «guide people towards high - fee funds.»

They provide an option with higher liquidity and are pocket - friendly with lesser fees as against mutual fund products.

Risk Disclosure: Alternative investment products, including real estate investments, notes & debentures, hedge funds and private equity, involve a high degree of risk, often engage in leveraging and other speculative investment practices that may increase the risk of investment loss, can be highly illiquid, are not required to provide periodic pricing or valuation information to investors, may involve complex tax structures and delays in distributing important tax information, are not subject to the same regulatory requirements as mutual funds, often charge high fees which may offset any trading profits, and in many cases the underlying investments are not transparent and are known only to the investment manager.