Sentences with phrase «illegal behavior noted»

Of the three sections of the state's public officers law that Lopez is accused of violating, only one carries a sizable fine of $ 10,000, but the board decided to apply the penalty to each instance of illegal behavior noted in the report.

Not exact matches

While the points made by these gentlemen are both valid and critically important, they fail to take note of four other dangerous subsidies: (1) the market perception that the Washington and Wall Street revolving door has rendered these firms immune from prosecution — even for repeated, illegal cartel behavior; (2) the ability to spend billions buying back their own stock, effectively propping up their own share price and bad behavior; (3) self - regulation with compromised bodies creating the market perception and reality of a competitive edge; and (4) Congress and the Supreme Court tolerating Wall Street running its own private justice system (mandatory arbitration) where corrupt acts are kept hidden from public view until they blow up into catastrophic events to the economy.

(NOTE the mere fact of a promotion does not mean that illegal trading behavior is occurring, but it does usually mean that someone else is selling into the liquidity)

It is worth noting that a great chunk of culturally inappropriate behavior is not illegal.

Please note that NHA reserves the right to discipline a candidate or a certified professional who violates its Code or policies or engages in illegal, threatening or unprofessional behavior, and to report disciplinary actions to concerned third parities, which may include the person's school or employer, any regulatory or licensing body, or law enforcement.